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Nomura Hldgs SEC Filings

NMR NYSE

Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

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Nomura Holdings, Inc. reported progress on its ongoing share buyback program. Between February 17 and February 28, 2026, the company repurchased 7,913,300 common shares for a total of 11,298,296,950 yen through stock exchange purchases via a trust bank.

The buyback is being carried out under a Board of Directors resolution from January 30, 2026, which authorized repurchases of up to 100 million common shares, equal to 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026.

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Nomura America Finance, LLC priced an offering of Autocallable Memory Contingent Coupon Buffer Notes linked to the S&P 500® Index with a trade date of March 26, 2026 and an expected original issue date of March 31, 2026. The notes mature on April 13, 2027 unless called earlier.

The notes are issued at a 100.00% original issue price per $1,000 principal amount, with an estimated value on the trade date of $954.20 to $984.20 per $1,000. They feature a contingent quarterly coupon of at least $23.525 per $1,000 (at least 2.3525% quarterly) payable only if the S&P 500 closes at or above a contingent coupon buffer equal to 90.00% of the initial value on coupon observation dates. The notes are automatically called if the index closes at or above the call barrier of 100.00% of the initial value on any call observation date beginning July 8, 2026.

At maturity, if not called, investors receive either principal plus the final contingent coupon if the final value is at or above the buffer value (90.00% of initial), or a cash settlement that provides protection for the first 10.00% of losses and then exposes holders to approximately 1.11111x downside beyond that buffer.

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Nomura America Finance, LLC is offering Autocallable Contingent Coupon Barrier Notes linked to the common stock of Tesla, Inc. The notes have a $1,000 denomination, trade date March 13, 2026, original issue date March 18, 2026, and stated maturity March 16, 2029.

The notes pay a contingent quarterly coupon of at least $35.50 per $1,000 (at least 3.55% quarterly; at least 14.20% per annum) when the reference asset closes at or above the contingent coupon barrier of 60.00% of the initial value on coupon observation dates. The notes will be automatically called on a call observation date if Tesla’s closing value is at or above the call barrier of 100.00% of the initial value; a call triggers payment of principal plus the contingent coupon on the call settlement date.

At maturity, if not called, investors receive $1,000 plus the final contingent coupon if the final value is at or above the barrier (60.00%); if the final value is below the barrier, the cash settlement equals $1,000 plus $1,000×reference asset performance, exposing investors to up to 100.00% principal loss. The estimated value on the trade date is between $900.50 and $930.50 per $1,000, while the price to public is 100.00%.

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Nomura America Finance, LLC priced US$17,620,000 of redeemable contingent coupon barrier notes due March 1, 2029, linked to the least performing of the EURO STOXX 50®, Russell 2000® and S&P 500®. The notes pay a contingent quarterly coupon of 3.4375% (equivalent to 13.75% per annum) when each reference asset is at or above its contingent coupon barrier on observation dates.

Trade date was February 24, 2026 and original issue date is February 27, 2026. The initial price to public is 100.00% and the estimated value on the trade date was $984.70 per $1,000 principal amount, which is less than the price to public.

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Nomura America Finance, LLC is offering US$4,808,000 of issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes trade date is February 24, 2026, original issue date February 27, 2026, and stated maturity is March 1, 2029.

The notes pay a contingent quarterly coupon of 2.7125% (equivalent to 10.85% per annum) if each reference asset meets its contingent coupon barrier on coupon observation dates, and principal at maturity depends on the performance of the least performing of the NDX, RTY and SPX relative to a 55.00% barrier.

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Nomura America Finance, LLC is offering US$500,000 of Autocallable Memory Coupon Barrier Notes linked to the S&P 500® Index. The notes mature on March 10, 2027 with an original issue date of February 26, 2026 and a principal amount of US$500,000.

The notes pay a contingent quarterly coupon of at least 2.250% (equivalent to 9.00% per annum) if the S&P 500® Index closes at or above the contingent coupon barrier of 5,596.70 (81.00% of the initial value) on coupon observation dates. The notes are automatically called if the index closes at or above the call barrier of 6,909.51 (100.00% of the initial value) on a call observation date. If not called, maturity payment is $1,000 plus final contingent coupon if final value ≥ barrier, or $1,000 × reference asset performance if final value < barrier, exposing investors to up to 100% principal loss.

The estimated value on the trade date was $982.60 per $1,000, below the original issue price.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes linked to the least performing of the NDX, RTY and SPX. The notes have a price to public of 100.00%, an estimated model value of $956.60–$986.60 per $1,000 principal, a contingent coupon of at least $27.125 per $1,000 (at least 2.7125% quarterly; 10.85% per annum), a barrier at 55.00% of initial values, trade date February 24, 2026, original issue date expected February 27, 2026, final valuation date February 26, 2029 and stated maturity March 1, 2029.

Coupon payments are contingent on each reference asset closing at or above its contingent coupon barrier on scheduled coupon observation dates; principal at maturity depends on the least performing reference asset and can result in a loss of up to 100% of principal if the least performing asset is below its barrier.

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Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due February 23, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes are linked to the least performing of QQQ, IWM and SPY and carry a contingent coupon of at least 2.25% quarterly (at least 9.00% per annum).

Key economics disclosed include an original issue price of 100.00%, an estimated model value of $934.40–$964.40 per $1,000 principal amount on the trade date, and an agent’s commission up to 2.50% (proceeds at least 97.50%). Contingent coupon and barrier mechanics: coupon barrier 70.00% of initial value, barrier value 60.00%, and automatic call observation dates beginning May 20, 2026.

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Nomura America Finance, LLC offers $7,500,000 of contingent monthly coupon, autocallable notes linked to the EURO STOXX 50, Russell 2000 and Nasdaq-100, subject to the automatic call feature. Coupons are contingent monthly payments of $11.875 per $1,000 (1.1875% monthly; potential up to 14.25% per annum). The notes use a 70% trigger barrier level (30% barrier amount) and pay a maturity cash settlement tied to the least performing underlier; a trigger event can cause loss of principal, including loss of up to 100%. The estimated value at term-setting was $988.30 per $1,000 face amount. Key dates include strike date February 12, 2026, trade date February 17, 2026, original issue date February 20, 2026, and stated maturity date August 20, 2027.

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Nomura America Finance, LLC offers Autocallable Contingent Coupon Index-Linked Notes due August 20, 2027, guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of $11.875 per $1,000 face amount if each underlier meets its coupon trigger and are automatically called if all underliers close at or above their initial levels on a call observation date.

Payments at maturity depend on the least performing underlier (EURO STOXX 50, Russell 2000, Nasdaq-100). A trigger event (any underlier down > 30% from its initial level during the measurement period) removes downside protection so that the cash settlement may be less than the face amount, potentially resulting in total loss of principal.

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FAQ

How many Nomura Hldgs (NMR) SEC filings are available on StockTitan?

StockTitan tracks 383 SEC filings for Nomura Hldgs (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nomura Hldgs (NMR)?

The most recent SEC filing for Nomura Hldgs (NMR) was filed on March 2, 2026.