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NOMURA HOLDINGS INC (NMR) SEC Filings, Jun 24-26, 2026

NMR NYSE

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

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Nomura America Finance, LLC offers Autocallable Contingent Coupon Barrier Notes linked to the Class C common stock of Dell Technologies Inc. The notes have a trade date of July 15, 2026, an expected original issue date of July 17, 2026, and a stated maturity of July 19, 2029. Each $1,000 principal amount pays a contingent coupon of at least $63.875 per quarter (contingent coupon rate at least 6.3875% quarterly / 25.55% per annum) if the reference asset closes at or above the contingent coupon barrier (50.00% of the initial value) on coupon observation dates.

If the notes are automatically called when the reference asset equals or exceeds the call barrier (100.00% of initial value) on a call observation date, holders receive principal plus accrued contingent coupon. If not called, maturity pay‑out depends on final value relative to the barrier (50.00%); a final value below that barrier can result in up to 100% principal loss. The price to public is 100.00% with agent commission up to 4.00% and proceeds to issuer at least 96.00%.

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Nomura America Finance, LLC is offering digital barrier notes due August 20, 2027, fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500 (SPX), Russell 2000 (RTY) and Nasdaq-100 (NDX). The notes have an expected digital return of at least 11.00% (to be set on the trade date).

The structure: if the least performing reference asset finishes at or above 70.00% of its initial value you receive the digital return; if it finishes between 50.00% and 70.00% you still receive the digital return but suffer 1% principal loss for each 1% decline below initial value; if it finishes below 50.00% you do not receive the digital return and face 1-to-1 downside (possible loss up to 100%). Trade date is July 14, 2026, original issue date expected July 17, 2026, and stated maturity August 20, 2027. The estimated model value at term-setting is between $954.70 and $984.70 per $1,000 principal.

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Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.

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Nomura America Finance, LLC is offering US$2,213,000 of issuer‑redeemable contingent coupon barrier notes due June 26, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $25.50 per $1,000 (a 2.55% quarterly rate; 10.20% annualized) only if each reference index meets its contingent coupon barrier on coupon observation dates. The notes are linked to the least performing of the S&P 500® and the Russell 2000®, expose holders to full downside if the least performing index finishes below its barrier, and are unsecured obligations with exposure to Nomura credit risk. The estimated value on the trade date was $976.80 per $1,000 principal amount.

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Nomura America Finance, LLC offers callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $37.50 per $1,000 (3.75% quarterly) if each underlier meets its coupon trigger level on observation dates, and may be redeemed at issuer option on specified coupon payment dates commencing September 28, 2026. Payment at maturity depends on the least performing underlier (S&P 500, Russell 2000, Nasdaq-100); if the least performing underlier is below its trigger buffer level at determination, principal can be reduced pro rata to that underlier return. The strike date was June 23, 2026 and original issue date is expected on or about June 30, 2026. The estimated value at pricing is between $954.20 and $984.20 per $1,000 face amount, which is expected to be less than the original issue price.

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Nomura America Finance, LLC is offering US$1,639,000 of issuer‑redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 0.8417% (approximately 10.10% per annum) when each reference index closes at or above its coupon barrier on observation dates and mature on June 26, 2031.

The notes are linked to the least performing of the S&P 500® (SPX) and the Russell 2000® (RTY), carry initial index levels (SPX 7,365.46; RTY 2,975.481), a contingent coupon barrier at 60.00% of initial value, and a principal-at-risk structure with a barrier at 70.00% of initial value. The issuer received proceeds of $1,634,902.50 (price to public 100.00%, agent’s commission 0.25%).

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Nomura America Finance, LLC priced US$405,000 of Senior Global Medium-Term Notes, Series A — issuer‑redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, with trade date June 23, 2026 and original issue date June 26, 2026. The notes pay a contingent quarterly coupon of $26.50 per $1,000 (2.65% quarterly, 10.60% per annum) only if each reference asset is at or above its 55.00% contingent coupon barrier on coupon observation dates. At maturity on or about June 28, 2029, holders receive either principal plus final contingent coupon or, if the least performing reference asset is below its 55.00% barrier, a cash settlement that can result in loss of up to 100% of principal. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.; purchasers bear credit risk of Nomura.

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Nomura America Finance, LLC is offering $4,580,000 of issuer redeemable contingent coupon barrier notes due December 28, 2027, fully guaranteed by Nomura Holdings, Inc. The notes pay a monthly contingent coupon of 0.8333% (≈10.00% annual) if both reference assets close at or above 65.00% of their initial values on each coupon observation date. If not called, payment at maturity depends on the least performing reference asset: if its final value is below its 65.00% barrier, investors suffer a loss equal to the percentage decline (up to -100.00% of principal). Price to public was 100.00% with proceeds to issuer of $4,557,100.00.

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Nomura America Finance, LLC priced and is offering US$3,611,000 principal amount of redeemable Contingent Coupon Barrier Notes linked to the least performing of the EURO STOXX 50, Russell 2000 and S&P 500, with trade date June 23, 2026 and original issue date June 26, 2026. The notes pay a quarterly contingent coupon of 3.175% (12.70% per annum) when each reference asset equals or exceeds a 70.00% contingent coupon barrier on observation dates; principal is at risk at maturity June 28, 2029 if the least performing reference asset is below its 70.00% barrier.

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Nomura America Finance, LLC is offering US$ Senior Global Medium-Term Notes, Series A — leveraged buffered notes with an autocall feature linked to the Nasdaq-100 Index® due June 29, 2028. The notes have a 1,000 denomination and a trade date shown as June 25, 2026 with an original issue date expected June 30, 2026.

The notes include an autocall on the call observation date July 1, 2027 with a call premium of at least 13.25%; an upside participation rate of 125.00%; and a principal buffer equal to 85.00% of the initial value (protecting the first 15.00% of losses). If the final value is below the buffer, holders suffer 1.00x exposure beyond -15.00%, up to an 85.00% loss of principal.

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FAQ

How many NOMURA HOLDINGS (NMR) SEC filings are available on StockTitan?

StockTitan tracks 665 SEC filings for NOMURA HOLDINGS (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NMR)?

The most recent SEC filing for NOMURA HOLDINGS (NMR) was filed on June 26, 2026.