Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Offering Overview
Nomura Holdings, Inc. has filed a preliminary Rule 424(b)(5) prospectus supplement to issue one or more series of Fixed-Rate Resetting Perpetual Subordinated Debt Securities. The securities are perpetual, unsecured, deeply subordinated obligations that the issuer intends to treat as Additional Tier 1 (AT1) capital and external TLAC under Japanese regulation. All economic terms—including initial coupon, reset spread and issue size—are still blank and will be finalized at pricing.
Key Structural Features
- Fixed coupon until the first reset; thereafter the coupon resets every five years to the then-current U.S. Treasury rate plus a spread.
- Interest payments are fully discretionary and non-cumulative; cancellation is neither an event of default nor accelerates principal.
- Partial write-down upon a Capital Ratio Event and full write-down upon a Non-Viability or Bankruptcy Event.
- Issuer call option, in whole only, on each reset date and upon certain tax or regulatory events at 100% of principal plus unpaid, non-cancelled interest.
- Ranks junior to senior indebtedness, pari passu with other liquidation-parity liabilities, and is structurally subordinated to subsidiary liabilities.
Distribution & Listing
Nomura and J.P. Morgan are joint bookrunners. An application for listing on the Singapore Exchange has received in-principle approval. Settlement will be through DTC, Euroclear and Clearstream on or about an unspecified 2025 date.
Risk Highlights
- Perpetual maturity and discretionary coupon create cash-flow uncertainty.
- Write-down triggers impose equity-like loss-absorption.
- Extensive selling restrictions and potential Japanese withholding tax apply.
Prospective investors should review the detailed risk factors in Nomura’s Form 20-F, the accompanying prospectus and pages S-13 onward of this supplement.
Nomura Holdings, Inc. has filed a Form 6-K announcing that it will release operating results for the first quarter of the fiscal year ending 31 March 2026 on 29 July 2025 at 15:30 JST.
Management will host a live audio webcast the same day at 18:30 JST (10:30 BST / 05:30 EDT) via the company website, where financial statements and presentation materials will be published shortly after the release. The filing also lists investor-relations contact details and provides a brief corporate profile. No financial data, guidance, or strategic updates are included in this document.