NOMURA HOLDINGS INC SEC Filings

Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.

Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.

Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.

Nomura America Finance, LLC is offering senior contingent coupon notes linked to the Dow Jones Industrial Average (INDU), the Nasdaq-100 (NDX) and the Russell 2000 (RTY). The aggregate face amount is $1,022,000 with a $1,000 face amount per note. Coupons are contingent monthly payments of $11.25 per $1,000 (1.125% monthly, 13.50% annualized potential) payable only if each underlier’s closing level on the coupon observation date is at or above a coupon trigger level equal to 70% of its initial level. If not redeemed, the cash payment at maturity per $1,000 is $1,000 if each final underlier level is at or above its 70% trigger buffer; otherwise the maturity amount equals $1,000 plus $1,000 times the least performing underlier return, meaning investors may lose up to 100% of principal. The issuer may redeem on coupon payment dates from August 4, 2026 through April 4, 2028. The estimated value at trade date was $988.00 per $1,000, less than issue price. The notes are unsecured and subject to Nomura’s credit risk; detailed risks and mechanics appear in the pricing supplement.

Nomura America Finance, LLC is offering US$519,000 of redeemable contingent coupon barrier notes fully guaranteed by Nomura Holdings, Inc. The notes are linked to the least performing of the NASDAQ-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX), have a trade date of May 1, 2026, an original issue date of May 6, 2026, a final valuation date of May 1, 2031, and a stated maturity of May 6, 2031.

The notes pay a contingent monthly coupon of $9.375 per $1,000 (0.9375% monthly, 11.25% per annum) only when each reference asset closes at or above its contingent coupon barrier on coupon observation dates. If at maturity the least performing reference asset is below its barrier (70.00% of its initial value), principal is reduced one-for-one with the asset’s decline.

Nomura America Finance, LLC offers callable contingent coupon index-linked notes due 2028, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of $11.25 per $1,000 (1.125% monthly, potential up to 13.50% per annum) if each underlier meets its coupon trigger on observation dates, and are callable by the issuer on coupon payment dates beginning August 4, 2026. Payments at maturity depend on the least performing underlier return (Dow Jones Industrial Average, Russell 2000, Nasdaq-100); if the least performing underlier finishes below its 70% trigger buffer level, principal is reduced proportionally and an investor could lose up to 100% of principal. The estimated value at term-setting is between $957.50 and $987.50 per $1,000 face amount; original issue price is 100.00% of face amount with underwriting discount up to 0.40%.

Nomura America Finance, LLC is offering structured, principal‑at‑risk notes (aggregate face amount $1,067,000) linked to the S&P 500, Russell 2000 and Nasdaq‑100. The notes pay a contingent monthly coupon of $10.667 per $1,000 (1.0667% monthly, ~12.80% p.a.) only if each underlier meets its 70% coupon trigger on observation dates and are automatically called if each underlier is at or above its initial level on a call observation date. If not called, maturity payment depends on the least performing underlier’s return; principal can be fully lost if the least performing underlier falls to 0%. Trade date is April 30, 2026, original issue date May 5, 2026, and stated maturity May 3, 2029. The estimated model value at pricing was $981.70 per $1,000 face amount, below issue price.

Nomura America Finance, LLC is offering US$1,859,000 of issuer‑redeemable contingent coupon barrier notes due May 4, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of $33.13 per $1,000 (3.313% quarterly, ≈13.25% annually) only if each reference index closes at or above its 70% barrier on coupon observation dates. The notes are linked to the least performing of the SPX, RTY and SX5E; if the least performing index finishes below its 70% barrier on the final valuation date, principal at maturity may be reduced on a 1:1 basis, and investors can lose up to 100% of principal. Trade date is April 28, 2026, original issue date May 1, 2026, and final valuation date April 30, 2029. The pricing models used by the issuer’s affiliate estimated value at issuance at $977.80 per $1,000, below the original issue price. These notes are unsecured, unlisted, and carry Nomura credit risk.

Nomura America Finance, LLC is offering US$7,100,000 of Senior Global Medium-Term Notes, Series A — autocallable contingent coupon barrier notes due May 8, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of 0.958% (approximately 11.50% per annum) when each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes reference the least performing of the Russell 2000 (RTY), Nasdaq-100 (NDX) and Nikkei 225 (NKY), each with initial values and 60% barrier levels specified. If not automatically called, maturity payoff depends on the least performing reference asset: full principal plus final contingent coupon if that asset is at or above its 60% barrier; otherwise a loss equal to the percentage decline applies, potentially up to 100% principal loss. Payments are unsecured and subject to Nomura credit risk and other structural, market, foreign‑security and tax risks described in the supplement.

Nomura America Finance, LLC is offering US$1,859,000 of issuer redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. Trade date is April 28, 2026 and original issue date is May 1, 2026. The notes reference the least performing of the SPX, RTY and SX5E, pay a contingent quarterly coupon of 3.313% per $1,000 if each reference asset is at or above a 70% barrier on coupon observation dates, and mature on or about May 4, 2029. The notes are unsecured obligations, not FDIC insured; estimated value on the trade date was $977.80 per $1,000 principal amount and the original issue price was 100.00%.

Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes due May 6, 2032, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.125% (equivalent to 8.50% per annum) when each reference asset is at or above a 70.00% contingent coupon barrier. The notes are linked to the least performing of the SPXFP, NDX and SX5E. The notes are callable quarterly on or after May 3, 2027 if each reference asset is at or above a 100.00% call barrier; if not called, principal repayment at maturity depends on the least performing reference asset relative to a 60.00% barrier value. The estimated value range on the trade date is $901.70–$931.70 per $1,000; price to public is 100.00% with agent commission up to 3.75%.