Every Form 4 that Nomura Holdings, Inc (NMR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NMR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NMR filings page.
Nomura Holdings Inc. director Masahiro Ishizuka received a grant award of 185 shares of common stock on September 25, 2026, at a reported price of $9.97 per share, converted from Japanese yen using the transaction-date spot rate. The award was held indirectly in the officers’ stock ownership plan, with 264 shares reported there after the award; Ishizuka also reported 11,200 shares held directly.
Nomura Holdings Inc. Chief Information Officer Akio Hori was granted 62 common shares on September 25, 2026, under the officers' stock ownership plan. The transaction's reported price was $9.97 per share, converted from Japanese yen using JPY158.78 = US$1. After the award, 79 shares were held indirectly in the plan.
Hori reported 60,282 shares held directly. The reported holdings also reflect a transfer of 200 shares from the plan account to a brokerage account in his name; that transfer did not change total securities beneficially owned.
Nomura Holdings Inc. officer Akihito Tobari, Head of Wealth Management, received an award of 62 common shares on September 25, 2026. The reported price was $9.97 per share, converted from Japanese yen using JPY158.78 = US$1 on that date. The award brought his indirect holdings in the officers' stock ownership plan to 94 shares. Separately, he directly held 106,066 shares; a transfer of 200 shares from the plan account to his brokerage account did not change the total amount of securities beneficially owned.
Nomura Holdings Inc. officer Yukiko Ozaki, identified as Chief Human Resources Officer and Chief Health Officer, received an award of 6 shares of common stock on September 25, 2026, at a reported $9.9700 per share. The award was held indirectly in the officers' stock ownership plan. Her reported post-transaction positions were 81 shares held indirectly and 21,019 shares held directly.
Nomura Holdings Inc. officer Hiroyasu Koike, Head of Investment Management, reported an award acquisition of 247 common shares on September 25, 2026, at $9.97 per share. The reported indirect holding in the officers' stock ownership plan after the transaction was 261 shares. Direct holdings were 114,885 shares as of September 25, 2026. The report also notes a transfer of 300 shares from the plan account to a brokerage account in Koike's name, with no change in total securities beneficially owned from that transfer. The dollar price was converted from Japanese yen using JPY158.78 = US$1.
Nomura Holdings Inc. director Shoji Ogawa received an award of 185 common shares on September 25, 2026, held indirectly through the officers' stock ownership plan. The reported price was $9.97 per share. After the transaction, he held 204 shares indirectly in the plan and 59,440 shares directly. A separate transfer of 600 shares from the plan account to a brokerage account was reflected in beneficial-ownership changes and did not change total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported that director Masahiro Ishizuka received a grant/award of 196.312 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan. The award is valued at an FX-converted price of $9.87 per share, bringing this indirect plan holding to 678.847 shares. Separately, Ishizuka is reported to hold 10,600 shares directly, with a footnote stating that prior transfers of 700 shares from the plan to a brokerage account did not change his total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported that executive Tobari Akihito, Head of Wealth Management, received a grant of 65.443 shares of common stock on August 25, 2026. The grant is held indirectly through an officers' stock ownership plan at a price of $9.87 per share, converted from Japanese yen using an exchange rate of JPY159.23 = US$1 on the transaction date.
After this award, Tobari is reported as beneficially owning 232.507 shares indirectly via the plan and 105,866 shares directly. A June 25, 2026 transfer of 900 shares from the plan to a brokerage account is noted, with no change in the total amount of securities beneficially owned as a result of that transfer.
NOMURA HOLDINGS INC (NMR) reported that officer Yukiko Ozaki received a grant of 6.545 shares of common stock on August 25, 2026 as a grant, award, or other acquisition. The shares are held indirectly in an officers' stock ownership plan, bringing that indirect plan holding to 74.613 shares.
A separate holding entry shows 21,019 direct shares of common stock in Ozaki's name after transfers. A footnote states that transfers of 100 shares from the officers' stock ownership plan to a brokerage account on June 25, 2026 did not change the total securities beneficially owned.
NOMURA HOLDINGS INC (NMR) reported that director Ogawa Shoji acquired 196.31 shares of common stock on August 25, 2026 as a grant/award held indirectly through an officers' stock ownership plan. The award price was $9.87 per share, converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate. Following this award, indirect plan holdings were 619.06 shares. A separate line reports 58,840 shares held directly, with a footnote stating that prior changes in these amounts reflected internal transfers of 700 shares between the plan and a brokerage account with no change in total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported an insider equity award for Head of Investment Management Hiroyasu Koike. On August 25, 2026, the reporting person received a grant of 261.751 shares of common stock, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share based on a foreign-exchange conversion.
Following this grant, the plan account held 314.079 shares, and a separate holding entry shows 114,585 shares held directly in a brokerage account. A footnote explains that 200 shares were transferred from the officers' stock ownership plan to the brokerage account on August 25, 2026, with no change in the total amount of securities beneficially owned as a result of the transfer.
NOMURA HOLDINGS INC (NMR) reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25 under an officers' stock ownership plan, reported at a price of $9.87 per share after conversion from Japanese yen. Following this award, 217.406 shares are held indirectly through the plan and 60,082 shares are held directly. A footnote explains that transfers of 900 shares from the officer's stock ownership plan account to a brokerage account on 2026-06-25 did not change the total amount of securities beneficially owned.
Koike Hiroyasu, Head of Investment Management at Nomura Holdings, reported a grant/award acquisition of 245.3080 shares of common stock on July 24, 2026 at $9.8300 per share, a price converted from yen at JPY164.01 = US$1. After this award, 252.3280 shares are held indirectly in an officers' stock ownership plan, and a separate holding entry shows 114,385.0000 shares held directly, reflecting prior transfers from the plan to a brokerage account with no change in total beneficial ownership.
Nomura Holdings Inc. director Ishizuka Masahiro reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan at $9.83 per share, with the price converted from Japanese yen at JPY164.01 = US$1. Following this award, he beneficially owns 482.535 shares indirectly via the plan and 10,600 shares directly, with a June 25, 2026 transfer of 700 shares between his plan and brokerage accounts resulting in no change in his total beneficial ownership.
Ozaki Yukiko, an officer of Nomura Holdings Inc, received a grant of 6.1690 shares of common stock on July 24, 2026 at $9.8300 per share, held indirectly through an officers' stock ownership plan. The dollar price is converted from yen at JPY164.01 = US$1. Indirect plan holdings total 68.0680 shares, and direct holdings total 21019.0000 shares, reflecting a transfer of 100 shares from the plan to a brokerage account with no change in total securities beneficially owned. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
Nomura Holdings director Shoji Ogawa received a grant of 183.927 shares of common stock on July 24, 2026 at a price of $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. These shares are held indirectly through an officers' stock ownership plan, bringing that plan holding to 422.750 shares. A separate entry reports 58,840 shares held directly, with a footnote explaining that a prior transfer of 700 shares from the plan to a brokerage account on June 25, 2026 did not change Ogawa's total beneficial ownership.
Nomura Holdings CIO Akio Hori reported receiving a grant of 61.412 shares of common stock on July 24, 2026 through an officers' stock ownership plan, valued at $9.83 per share after conversion from Japanese yen at JPY164.01 = US$1. Following this award, indirect holdings in the plan total 151.964 shares. The filing also reports 60,082 directly held shares, reflecting a June 25, 2026 transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.
Nomura Holdings Inc. executive Tobari Akihito, Head of Wealth Management, reported a grant of 61.4200 shares of common stock on July 24, 2026, acquired indirectly through an officers' stock ownership plan at $9.8300 per share, with the price converted from yen using a JPY164.01 = US$1 exchange rate.
After this award, indirect plan holdings were 167.0640 shares. A separate entry shows 105,866.0000 shares held directly, reflecting a transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.
Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.
Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.
Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Kitamura Takumi reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. officer Kitamura Takumi reported new equity-based compensation and updated holdings. On May 25, 2026, he received three grants of Notional Stock Units covering 28,029, 28,030 and 28,030 units, each linked to one share of common stock and payable in cash. These units are scheduled to deliver value on April 1, 2027, April 1, 2028, and April 1, 2029. Following these awards, he holds 144,534 common shares directly and 1,000 shares indirectly through his spouse, along with the reported notional units.
Kato Sotaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Kato Sotaro reported equity-related compensation in the form of cash-settled notional stock units and updated share holdings. He directly holds 62,774 shares of Common Stock. He also received three grants of Notional Stock Units of 27,655, 27,655 and 27,656 units, each representing the right to receive cash equal to one share of Common Stock and linked to future dates in 2027, 2028 and 2029.
NOMURA HOLDINGS INC officer Christopher Paul Willcox reported compensation-related equity activity. He received three grants of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, with exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029. These awards were recorded with transaction code A for grant or award acquisitions and carry a conversion price of $0.00 per unit. Willcox also reported direct ownership of 14,586 shares of Common Stock following the reported transactions.
Nomura Holdings executive Toshiyasu Iiyama reported new compensation awards linked to the company’s stock. He received three grants of Notional Stock Units on May 25, 2026, covering 66,543 units, 66,544 units, and 66,544 units, each tied to an equal number of underlying shares of common stock.
Each Notional Stock Unit represents the right to receive cash equal in value to one share of common stock, with scheduled exercise dates on April 1, 2029, April 1, 2028, and April 1, 2027. Following these equity-linked awards, Iiyama directly holds 301,656 shares of Nomura Holdings common stock, and no open-market purchases or sales were reported in this filing.
Nomura Holdings director Masahiro Ishizuka reported a compensation-related stock grant. He acquired 236.799 shares of Common Stock at $8.21 per share in a grant/award transaction held indirectly through an officers' stock ownership plan. After this grant, indirect holdings were 793.697 shares, and a separate holding entry shows 9,900 shares held directly.
Mori Takako reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Mori Takako reported new equity awards in the form of Restricted Stock Units (RSUs). On May 25, 2026, she received RSU grants covering 1,300, 1,400 and 1,400 units, each representing the right to receive one share of common stock.
The RSUs are scheduled to be deliverable in common stock on April 1, 2029, April 1, 2028 and April 1, 2027, respectively. Following these awards, Mori directly owns 22,925 shares of Nomura common stock, in addition to the reported RSU positions.
Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units. Hori received 764.785 shares of Common Stock at $8.2100 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 919.938 shares.
He was also granted three awards of 800 Restricted Stock Units each, all with a conversion price of $0.0000 per unit and exercisable into Common Stock on April 1, 2027, April 1, 2028, and April 1, 2029. Following these grants, Hori directly holds 59,182 shares of Common Stock and 7,900 Restricted Stock Units, in addition to his indirect holdings.
Nomura Holdings Inc. officer Akihito Tobari reported new equity compensation awards. On May 25, 2026, he received 764.785 shares of Common Stock indirectly through an officers' stock ownership plan at $8.21 per share.
He was also granted three blocks of 3,200 Restricted Stock Units each, for a total of 9,600 RSUs, all at a $0 exercise price. Each RSU represents the right to receive one share of Common Stock, with scheduled exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029.
After these awards, Tobari holds 104,966 shares of Common Stock directly, 934.841 shares indirectly through the officers' stock ownership plan, and 31,300 RSUs representing additional potential Common Stock, as reflected in this filing.
Koike Hiroyasu reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Koike Hiroyasu reported new equity compensation grants. On May 25, 2026, he received 772.713 shares of Common Stock at $8.21 per share through an officers' stock ownership plan and three separate grants of 800 Restricted Stock Units each, linked to future delivery of Common Stock through April 2029. After these transactions, his directly held Common Stock totaled 112,985 shares and his indirect plan holdings were 1,133.085 shares. These are compensation-related awards rather than open-market purchases or sales.
Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Hiroyuki Moriuchi received new equity-based awards as compensation. On May 25, 2026, he was granted multiple blocks of 16,200 Restricted Stock Units, each representing one share of common stock, and 16,168 Notional Stock Units, each payable in cash equal to one common share’s value, vesting between April 1, 2027 and April 1, 2029. His direct holdings of common stock are reported at 30,676 shares after these awards.
Nomura Holdings executive Masahiro Goto reported new equity awards and updated holdings. On 2026-05-25, he received three grants of 12,100 Restricted Stock Units each, all at a price of $0.0000 per unit, with scheduled exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01.
Each Restricted Stock Unit represents the right to receive one share of common stock. The filing also shows he directly holds 243,374 shares of Nomura Holdings common stock following the reported transactions.
Okuda Kentaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director and officer Kentaro Okuda reported new equity-based awards and updated holdings. He received grants of 349,000 Performance Share Units and multiple grants of 158,429 Notional Stock Units, each tied to one share of common stock in value. The Performance Share Units can pay between 0% and 150% of one share depending on performance over a three-year period. Following these awards, he directly holds 529,192 shares of common stock and significant derivative interests scheduled to settle beginning on April 1, 2027.
Nomura Holdings Inc officer Minami Naotaka reported new equity awards. On May 25, 2026, he received three grants of Restricted Stock Units (RSUs) covering 600, 600 and 700 units. Each RSU represents the right to receive one share of common stock.
The RSUs have scheduled exercise dates on April 1, 2029, April 1, 2028 and April 1, 2027, respectively, with no separate expiration date noted. After these awards, the filing shows 29,078 shares of common stock held directly, along with the updated RSU balances for each grant.
Nomura Holdings Inc. officer Go Sugiyama reported new equity-based compensation awards. On 2026-05-25, he received three grants of 6,600 Restricted Stock Units each, with scheduled conversion into one share of common stock per unit on 2027-04-01, 2028-04-01, and 2029-04-01. The grant price is shown as $0.0000 per unit, reflecting compensation rather than a market purchase.
He also received three grants of Notional Stock Units of 6,583, 6,584, and 6,584 units, each representing the right to receive cash equal in value to one share of common stock at future dates matching the same 2027-04-01, 2028-04-01, and 2029-04-01 schedule. These are derivative awards, not open-market transactions. Following the reported transactions, his direct holdings of common stock are shown as 53,814 shares.
Ozaki Yukiko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Yukiko Ozaki reported new equity-based compensation grants. On May 25, 2026, she received 84.183 shares of Common Stock at $8.21 per share, held in an officers' stock ownership plan.
She was also granted 1,343, 1,344 and 1,344 Notional Stock Units, each representing the right to receive cash equal to one share of Common Stock. These units are scheduled to be settled in cash based on Common Stock value around April 1, 2027, April 1, 2028, and April 1, 2029, respectively.
Following these awards, Ozaki directly holds 20,919 shares of Common Stock and 154.116 shares in the officers' stock ownership plan, along with multiple series of Notional Stock Units.
Nakajima Yutaka reported acquisition or exercise transactions in this Form 4 filing.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported equity-based compensation awards rather than open-market trading. On May 25, 2026, he received 192,000 Performance Share Units, each tied to between 0% and 150% of one share of common stock based on three-year performance.
He was also granted three tranches of 87,138 Notional Stock Units each, all linked to the value of common stock and settled in cash. Following these awards, his reported holdings include 682,743 shares of common stock directly owned. The filing shows no reported stock purchases or sales; the transactions are compensation grants.
Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Nomura Holdings Inc. director Koji Nagai reported new equity-linked compensation and updated share holdings. On May 25, 2026, he received three grants of Notional Stock Units, each covering 95,055 units tied to Nomura common stock, with future exercise dates in 2027, 2028, and 2029.
Each Notional Stock Unit entitles him to cash equal to the value of one share of common stock, rather than actual shares. Following these awards, he reports direct ownership of 512,942 shares of common stock and a small additional indirect interest through an officers' stock ownership plan.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 529,192 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 144,534 Common shares directly, plus 1,000 shares held indirectly through his spouse.
Nomura Holdings Inc executive Sugiyama Go reported stock-based compensation activity involving both share acquisitions and dispositions. On April 24, 2026, 42,060 Notional Stock Units linked to Common Stock were settled in cash, with no new shares issued, and a matching 42,060 Common Stock disposition to the issuer at $8.21 per share.
On April 27, 2026, 27,800 Restricted Stock Units vested and were settled in Common Stock, each unit delivering one share. To cover tax obligations, 12,922 of these shares were withheld at $7.71 per share. After these transactions, Sugiyama holds 53,814 Common Stock shares directly. The filing reflects routine equity award vesting, tax withholding, and issuer-related dispositions rather than open-market trading.