Nomura Holdings' Akihito Tobari gets 69-share award

Q: How many NMR shares did Akihito Tobari receive?

Akihito Tobari received an award of 69 common shares on October 23, 2026, at a reported price of $9.20 per share. The price was converted from Japanese yen using a JPY156.51 per US$1 spot exchange rate.

The award was held through an officers' stock ownership plan, while the reported direct position was 106,066 common shares.

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Rhea-AI Filing Summary

Nomura Holdings Inc. officer Akihito Tobari, Head of Wealth Management, received an award of 69 common shares on October 23, 2026, at a reported $9.20 per share. The price was converted from Japanese yen using a JPY156.51 per US$1 spot exchange rate. The award was held indirectly in the officers' stock ownership plan, bringing that position to 164 shares. Tobari also reported 106,066 directly held common shares. A transfer of 200 shares from the plan account to a brokerage account on September 25, 2026, did not change total beneficial ownership.

Insider Trade Summary

Grant/Award: 69.369 shares

Grant/Award 2 txns

Insider Tobari Akihito

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	69.369	$9.20	$638.19
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 163.635 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 106,066 shares (Direct)

Footnotes (2)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.
F2. Changes in amount of securities beneficially owned also reflect transfers of 200 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Awarded common shares: 69 shares Reported price: $9.20 per share Indirect plan holdings after award: 164 shares +3 more

6 metrics

Awarded common shares 69 shares October 23, 2026

Reported price $9.20 per share Award on October 23, 2026; converted from Japanese yen

Indirect plan holdings after award 164 shares October 23, 2026

Direct common shares 106,066 shares Reported October 23, 2026

Account transfer 200 shares Transferred from the stock ownership plan account to a brokerage account on September 25, 2026

Spot exchange rate JPY156.51 per US$1 October 23, 2026

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"total amount of securities beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY156.51 = US$1 as spot exchange rate"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NMR shares did Akihito Tobari receive?

Akihito Tobari received an award of 69 common shares on October 23, 2026, at a reported price of $9.20 per share. The price was converted from Japanese yen using a JPY156.51 per US$1 spot exchange rate.

What NMR shares did Akihito Tobari report holding after the award?

His indirect position in the officers' stock ownership plan was 164 shares after the award, and he separately reported 106,066 directly held common shares. A transfer of 200 shares from the plan account to a brokerage account on September 25, 2026, did not change total beneficial ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/26/2026 - 08:24 PM EDT Accepted by SEC EDGAR 10/26/2026 - 08:23 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tobari Akihito

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/23/2026		A		69.369	A	$9.2⁽¹⁾	163.635	I	Held in officers' stock ownership plan
Common Stock								106,066⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 200 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

Head of Wealth Management

	/s/ Takashi Futaki, as Attorney-in-fact	10/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR