Nomura director granted 196 shares at $9.87 each

NOMURA HOLDINGS INC (NMR) reported that director Masahiro Ishizuka received a grant/award of 196.312 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan.

Rhea-AI Filing Summary

NOMURA HOLDINGS INC (NMR) reported that director Masahiro Ishizuka received a grant/award of 196.312 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan. The award is valued at an FX-converted price of $9.87 per share, bringing this indirect plan holding to 678.847 shares. Separately, Ishizuka is reported to hold 10,600 shares directly, with a footnote stating that prior transfers of 700 shares from the plan to a brokerage account did not change his total beneficial ownership.

Insider Trade Summary

Grant/Award: 196.312 shares

Grant/Award 2 txns

Insider Ishizuka Masahiro

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	196.312	$9.87	$2K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 678.847 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 10,600 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares granted/awarded: 196.312 shares Award price per share: $9.87 per share FX spot exchange rate: JPY159.23 = US$1 +3 more

6 metrics

Shares granted/awarded 196.312 shares Common stock grant/award on August 25, 2026

Award price per share $9.87 per share Price converted from JPY using spot exchange rate on August 25, 2026

FX spot exchange rate JPY159.23 = US$1 Rate used to convert award price into U.S. dollars on the transaction date

Indirect holdings after award 678.847 shares Shares held in officers' stock ownership plan after August 25, 2026 award

Direct holdings 10,600 shares Common stock directly held after reported changes, as of August 25, 2026

Transferred shares 700 shares Transfer from officers' stock ownership plan to brokerage account on June 25, 2026

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate, indirect ownership

4 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect transfers"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date"

indirect ownership financial

"direct_or_indirect": "I","nature_of_ownership": "Held in officers' stock ownership plan""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NMR director Masahiro Ishizuka report on this Form 4?

Director Masahiro Ishizuka reported a grant/award of 196.312 shares of NOMURA HOLDINGS INC common stock on August 25, 2026, held indirectly through an officers' stock ownership plan.

At what price was the NMR stock award to Masahiro Ishizuka valued?

The stock award was valued at $9.87 per share, after converting the grant price from Japanese yen using a JPY159.23 = US$1 spot exchange rate reported on August 25, 2026.

How many NOMURA HOLDINGS INC shares does Masahiro Ishizuka hold indirectly after this transaction?

Following the August 25, 2026 award, Masahiro Ishizuka’s indirect holding through the officers' stock ownership plan is reported as 678.847 shares of NOMURA HOLDINGS INC common stock.

What are Masahiro Ishizuka’s direct holdings of NMR shares after the reported transactions?

Masahiro Ishizuka’s direct holdings are reported as 10,600 shares of NOMURA HOLDINGS INC common stock, reflecting transfers from the officers' stock ownership plan but no change in total beneficial ownership due to those transfers.

How did the 700-share transfer mentioned in the NMR Form 4 affect Ishizuka’s ownership?

A footnote states that 700 shares were transferred from the officers' stock ownership plan account to a brokerage account in Masahiro Ishizuka’s name on June 25, 2026, with no change in the total amount of securities beneficially owned as a result.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 07:58 PM EDT Accepted by SEC EDGAR 08/26/2026 - 07:57 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/25/2026		A		196.312	A	$9.87(1)	678.847	I	Held in officers' stock ownership plan
Common Stock								10,600(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

	/s/ Takashi Futaki, as Attorney-in-fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)