Nomura Holdings insider granted 61 shares

Accepted by SEC EDGAR 07/27/2026 - 10:44 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. executive Tobari Akihito, Head of Wealth Management, reported a grant of 61.4200 shares of common stock on July 24, 2026, acquired indirectly through an officers' stock ownership plan at $9.8300 per share, with the price converted from yen using a JPY164.01 = US$1 exchange rate.

After this award, indirect plan holdings were 167.0640 shares. A separate entry shows 105,866.0000 shares held directly, reflecting a transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.

Insider Trade Summary

Grant/Award: 61.42 shares

Grant/Award 1 txn

Insider Tobari Akihito

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	61.42	$9.83	$603.76
Holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 167.064 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 105,866 shares (Direct)

Holdings Before and After: Common Stock, 105.644 to 167.064 shares (Indirect, Held in officers' stock ownership plan)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares granted: 61.4200 shares Grant price: $9.8300 per share FX rate used: JPY164.01 = US$1 +3 more

6 metrics

Shares granted 61.4200 shares Common stock grant on July 24, 2026 (code A acquisition)

Grant price $9.8300 per share Per-share price for common stock grant, reported in U.S. dollars

FX rate used JPY164.01 = US$1 Exchange rate used to convert grant price from Japanese yen

Indirect holdings after grant 167.0640 shares Shares held in officers' stock ownership plan after acquisition

Direct holdings 105,866.0000 shares Common stock held directly as of July 24, 2026

Transferred shares 900 shares Moved from officers' stock plan to brokerage account on June 25, 2026

Key Terms

officers' stock ownership plan, beneficially owned, indirect ownership

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan as an indirect position."

beneficially owned financial

"No change in the total amount of securities beneficially owned."

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

indirect ownership financial

"The common stock grant is reported as indirect ownership in the plan."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Tobari Akihito report for Nomura Holdings (NMR)?

Tobari Akihito reported a grant of 61.4200 shares of Nomura Holdings common stock on July 24, 2026. The shares were acquired indirectly through an officers' stock ownership plan at a $9.8300 price per share converted from Japanese yen.

How many Nomura Holdings (NMR) shares does Tobari Akihito hold after this Form 4?

After the reported transactions, Tobari Akihito holds 167.0640 shares indirectly via an officers' stock ownership plan and 105,866.0000 shares directly. The direct balance reflects account transfers but no net change in total beneficial ownership.

What exchange rate was used to report the stock price in Nomura Holdings (NMR) Form 4?

The reported $9.8300 per-share price was converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. This rate came from MUFG Bank, Ltd. on July 24, 2026, the same date as the stock award.

What does the 900-share transfer mean in the Nomura Holdings (NMR) filing?

A footnote explains that 900 shares moved from an officers' stock ownership plan account to a brokerage account on June 25, 2026. This internal transfer caused no change in the total amount of Nomura Holdings securities beneficially owned.

Is the reported Nomura Holdings (NMR) grant a market purchase or an award?

The Form 4 describes the 61.4200-share increase as a code "A" transaction, indicating a grant or award acquisition of common stock. It is held indirectly in an officers' stock ownership plan rather than being a market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tobari Akihito

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026		A		61.42	A	$9.83(1)	167.064	I	Held in officers' stock ownership plan
Common Stock								105,866(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

Head of Wealth Management

	/s/ Takashi Futaki, as Attorney-in-fact	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)