Nomura (NYSE: NMR) officer Ozaki receives stock grant, updates holdings

Rhea-AI Filing Summary

Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.

Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Ozaki Yukiko

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7.783	$8.86	$68.96
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 61.899 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 21,019 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Stock grant size: 7.783 shares Grant price: $8.86 per share Direct holdings after: 21,019 shares +2 more

5 metrics

Stock grant size 7.783 shares Common stock grant on June 25, 2026

Grant price $8.86 per share Value of granted common shares

Direct holdings after 21,019 shares Common stock held directly after transactions

Indirect holdings after 61.899 shares Common stock held via officers' stock ownership plan

FX rate used JPY161.82 = US$1 Spot exchange rate used to convert price into dollars

Key Terms

Grant, award, or other acquisition, officers' stock ownership plan, spot exchange rate

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

officers' stock ownership plan financial

"nature_of_ownership: Held in officers' stock ownership plan"

spot exchange rate financial

"using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/29/2026 - 11:12 AM Accepted by SEC EDGAR 06/29/2026 - 11:12 AM Learn about SEC filing dates

FAQ

What did Nomura (NMR) officer Yukiko Ozaki report in this Form 4?

Yukiko Ozaki reported a small stock grant and updated holdings. The filing shows 7.783 Nomura common shares were acquired as a grant and that Ozaki now holds 21,019 shares directly and 61.899 shares indirectly through an officers' stock ownership plan.

How many Nomura (NMR) shares did Yukiko Ozaki acquire in the latest transaction?

Ozaki acquired 7.783 Nomura common shares through a grant or award. These shares are held indirectly under an officers' stock ownership plan and were valued at $8.86 per share after converting the original Japanese yen amount using a specified exchange rate.

What are Yukiko Ozaki’s total Nomura (NMR) share holdings after this Form 4?

After the reported transactions, Ozaki holds 21,019 Nomura common shares directly and 61.899 shares indirectly. The indirect holdings are maintained in an officers' stock ownership plan, reflecting a combination of prior positions plus the newly granted 7.783 shares.

Was the Nomura (NMR) transaction a market purchase or a stock grant?

The transaction was a stock grant, not an open-market purchase. The Form 4 uses code A, meaning a grant, award, or other acquisition, and describes the 7.783 Nomura shares as held in an officers' stock ownership plan for the reporting officer.

At what price were the newly granted Nomura (NMR) shares valued?

The 7.783 newly granted Nomura shares were valued at $8.86 per share. The filing explains this dollar figure was obtained by converting the original Japanese yen price using a JPY161.82 per US$1 spot rate reported on June 25, 2026.

How does foreign exchange affect the reported Nomura (NMR) transaction values?

The reported transaction price in U.S. dollars reflects a currency conversion from Japanese yen. The Form 4 states the conversion used a JPY161.82 to US$1 spot exchange rate from MUFG Bank on June 25, 2026, to express the grant’s value in dollars.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ozaki Yukiko

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/25/2026		A		7.783	A	$8.86(1)	61.899	I	Held in officers' stock ownership plan
Common Stock								21,019	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.

Remarks:

CHRO (Chief Human Resources Officer) and CHO (Chief Health Officer)

	/s/ Takashi Futaki, as Attorney-in-fact	06/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)