Is Shoji Ogawa’s Nomura (NMR) share award an open-market purchase?

No, the filing shows a grant or award acquisition coded “A,” not an open-market purchase. The 204.13 shares were received through an officers' stock ownership plan as part of compensation, rather than being bought on the market by Ogawa.

Nomura Holdings (NMR) director granted additional shares via stock plan

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.

Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Ogawa Shoji

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	204.13	$8.86	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 238.823 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,840 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Awarded shares: 204.13 shares Award price: $8.86 per share Direct holdings after transaction: 58,840 shares +2 more

5 metrics

Awarded shares 204.13 shares Grant/award acquisition on June 25, 2026

Award price $8.86 per share Value of Common Stock grant

Direct holdings after transaction 58,840 shares Common Stock directly held by Shoji Ogawa

Indirect plan holdings after award 238.823 shares Officers' stock ownership plan balance

FX rate used for price JPY161.82 = US$1 Spot exchange rate on June 25, 2026

Key Terms

officers' stock ownership plan, grant/award acquisition, Common Stock, Unknown transaction code, +1 more

5 terms

officers' stock ownership plan financial

"nature_of_ownership: Held in officers' stock ownership plan"

grant/award acquisition financial

"transaction_action: grant/award acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Unknown transaction code regulatory

"transaction_code_description: Unknown transaction code"

spot exchange rate financial

"using the JPY161.82 = US$1 as spot exchange rate"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/29/2026 - 11:24 AM Accepted by SEC EDGAR 06/29/2026 - 11:23 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/25/2026		A		204.13	A	$8.86⁽¹⁾	238.823	I	Held in officers' stock ownership plan
Common Stock								58,840	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	06/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Nomura Holdings (NMR) report for Shoji Ogawa?

Nomura Holdings reported that director Shoji Ogawa received 204.13 Common Stock shares as a grant or award. The shares were credited to an officers' stock ownership plan account, reflecting compensation rather than an open-market trade or discretionary purchase.

At what price was Shoji Ogawa’s Nomura (NMR) stock award recorded?

The 204.13-share award to Shoji Ogawa was recorded at $8.86 per share. This price was converted from Japanese yen using a JPY161.82 per US$1 exchange rate on June 25, 2026, as reported by MUFG Bank, Ltd.

How many Nomura (NMR) shares does Shoji Ogawa hold after this Form 4?

After the reported transactions, Shoji Ogawa directly holds 58,840 Nomura Common Stock shares. Indirectly, through an officers' stock ownership plan, he is credited with 238.823 shares, showing both personal and plan-based equity interests in the company.

What does the officers' stock ownership plan mean in Nomura’s (NMR) Form 4?

The officers' stock ownership plan is an indirect holding vehicle where shares are credited on behalf of executives. In this filing, 204.13 newly granted shares increased Ogawa’s plan balance to 238.823 shares, supplementing his separate direct holding of 58,840 shares.