STOCK TITAN

Nomura Holdings (NYSE: NMR) director gets officers’ stock plan award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.

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Insider Ishizuka Masahiro
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 204.88 $8.86 $2K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 298.577 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 10,600 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 204.88 shares Grant, award, or other acquisition on June 25, 2026
Grant price $8.86 per share Converted from JPY using JPY161.82 = US$1
Indirect holdings after grant 298.577 shares Held in officers' stock ownership plan after transaction
Direct holdings 10,600 shares Common Stock held directly as of June 25, 2026
FX rate used JPY161.82 = US$1 Spot exchange rate on June 25, 2026
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
officers' stock ownership plan financial
"nature_of_ownership: "Held in officers' stock ownership plan""
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
spot exchange rate financial
"using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ishizuka Masahiro

(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)
TOKYOJAPAN103-8645

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026A204.88A$8.86(1)298.577IHeld in officers' stock ownership plan
Common Stock10,600D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.
/s/ Takashi Futaki, as Attorney-in-fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)