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Nomura Holdings (NYSE: NMR) officer receives new Restricted Stock Unit grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nomura Holdings executive Masahiro Goto reported new equity awards and updated holdings. On 2026-05-25, he received three grants of 12,100 Restricted Stock Units each, all at a price of $0.0000 per unit, with scheduled exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01.

Each Restricted Stock Unit represents the right to receive one share of common stock. The filing also shows he directly holds 243,374 shares of Nomura Holdings common stock following the reported transactions.

Positive

  • None.

Negative

  • None.
Insider Goto Masahiro
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,100 $0.00 --
Grant/Award Restricted Stock Units 12,100 $0.00 --
Grant/Award Restricted Stock Units 12,100 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 106,900 shares (Direct, null); Common Stock — 243,374 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.
Common stock holdings 243,374 shares Directly held after reported transactions
Single RSU grant size 12,100 Restricted Stock Units Each of three RSU awards on 2026-05-25
RSU holdings after first grant 131,100 units Total RSUs following one reported RSU transaction
RSU holdings after second grant 119,000 units Total RSUs following another reported RSU transaction
RSU holdings after third grant 106,900 units Total RSUs following additional RSU transaction
RSU exercise date 2027-04-01 Exercise date for one RSU award
RSU exercise date 2028-04-01 Exercise date for second RSU award
RSU exercise date 2029-04-01 Exercise date for third RSU award
Restricted Stock Units financial
"The filing reports three grants of Restricted Stock Units on 2026-05-25."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"The issuer’s security is identified as Nomura Holdings common stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant/award acquisition financial
"Each RSU entry is classified with the action grant/award acquisition."
Form 4 regulatory
"Insider transactions by Masahiro Goto are disclosed in a Form 4."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goto Masahiro
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock243,374D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)(1)05/25/2026A12,10004/01/2027 (2)Common stock12,100$0106,900D
Restricted Stock Units(1)(1)05/25/2026A12,10004/01/2028 (2)Common stock12,100$0119,000D
Restricted Stock Units(1)(1)05/25/2026A12,10004/01/2029 (2)Common stock12,100$0131,100D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
2. No separate Expiration Date.
Remarks:
Head of Executive Management Headquarters
/s/ Takashi Futaki, as Attorney-in-fact05/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Masahiro Goto report in Nomura Holdings (NMR) Form 4?

Masahiro Goto reported receiving three grants of Restricted Stock Units on 2026-05-25. Each grant covered 12,100 units tied to Nomura Holdings common stock, reflecting compensation-related equity awards rather than market purchases or sales.

How many Restricted Stock Units did Masahiro Goto receive from Nomura Holdings (NMR)?

He received three separate awards of 12,100 Restricted Stock Units each. Every unit represents the right to receive one share of Nomura Holdings common stock, providing future share-based compensation if vesting and settlement conditions are met.

When do Masahiro Goto’s Nomura Holdings (NMR) RSU grants become exercisable?

The RSU grants reported on 2026-05-25 have exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01. These dates indicate when each respective batch of Restricted Stock Units is scheduled to convert into common stock, subject to plan terms.

How many Nomura Holdings (NMR) common shares does Masahiro Goto hold after this Form 4?

After the reported transactions, Masahiro Goto directly holds 243,374 shares of Nomura Holdings common stock. This figure reflects his post-transaction ownership position disclosed in the Form 4 and excludes additional potential shares from RSUs not yet settled.

Does the Nomura Holdings (NMR) Form 4 show any stock sales by Masahiro Goto?

The Form 4 does not report any stock sales by Masahiro Goto. It lists a holdings entry for common stock and three Restricted Stock Unit grants coded as awards, with no transactions classified as sales or dispositions in the transaction summary.

What does each Restricted Stock Unit mean in the Nomura Holdings (NMR) filing?

Each Restricted Stock Unit represents the right to receive one share of Nomura Holdings common stock. According to the footnote, these RSUs are share-settled awards, so every unit can convert into one share if vesting and other plan conditions are satisfied.