Nomura officer granted new stock-based awards
Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Hiroyuki Moriuchi received new equity-based awards as compensation. On May 25, 2026, he was granted multiple blocks of 16,200 Restricted Stock Units, each representing one share of common stock, and 16,168 Notional Stock Units, each payable in cash equal to one common share’s value, vesting between April 1, 2027 and April 1, 2029. His direct holdings of common stock are reported at 30,676 shares after these awards.
Insider Trade Summary
Grant/Award: 97,104 shares
Grant/Award
7 txns
Insider
Moriuchi Hiroyuki
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Notional Stock Units | 16,168 | $0.00 | $0.00 |
| Grant/Award | Notional Stock Units | 16,168 | $0.00 | $0.00 |
| Grant/Award | Notional Stock Units | 16,168 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 16,200 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 16,200 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 16,200 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Notional Stock Units — 97,008 contracts (Direct);
Restricted Stock Units — 132,000 contracts (Direct);
Common Stock — 30,676 shares (Direct)
Footnotes (3)
- F1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
- F2. No separate Expiration Date.
- F3. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
Key Figures
Common stock held after transactions: 30,676 shares
RSU grant size: 16,200 units
RSUs outstanding after grants: 60,200 units
+4 more
7 metrics
Common stock held after transactions
30,676 shares
Direct ownership following reported Form 4 entries
RSU grant size
16,200 units
Each RSU block granted on May 25, 2026
RSUs outstanding after grants
60,200 units
Restricted Stock Units following the awards
Notional Stock Unit grant size
16,168 units
Each Notional Stock Unit block granted on May 25, 2026
Notional Stock Units outstanding after grants
48,504 units
Cash-settled units linked to common stock value
First vesting date
April 1, 2027
Initial exercise/vesting date for RSU and Notional Stock Unit awards
Final vesting date
April 1, 2029
Latest exercise/vesting date for reported awards
Key Terms
Restricted Stock Units, Notional Stock Units, Common Stock, Grant, award, or other acquisition
4 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Notional Stock Units financial
"Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock."
Common Stock financial
"Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Hiroyuki Moriuchi acquire in this Nomura (NMR) Form 4 filing?
Hiroyuki Moriuchi received grants of Restricted Stock Units and Notional Stock Units. Each RSU equals one Nomura common share, while each Notional Stock Unit pays cash equal to one share’s value, with vesting dates from April 1, 2027 through April 1, 2029.
How many Nomura (NMR) Restricted Stock Units does Moriuchi hold after these grants?
After the reported grants, Moriuchi holds 60,200 Restricted Stock Units. These RSUs each represent the right to receive one share of Nomura common stock, subject to vesting conditions and the specified future exercise dates disclosed in the filing.
What are Notional Stock Units in the Nomura (NMR) Form 4 for Moriuchi?
Notional Stock Units give Moriuchi the right to receive cash equal to one Nomura common share per unit. They are cash-settled awards, not actual shares, with exercise dates beginning April 1, 2027 and running through April 1, 2029, as outlined in the disclosure.
What common stock position does Moriuchi report after these Nomura (NMR) transactions?
Moriuchi reports direct ownership of 30,676 Nomura common shares after the transactions. This figure reflects his equity position in actual shares, separate from the additional Restricted Stock Units and Notional Stock Units granted as part of his compensation package.
When do Moriuchi’s Nomura (NMR) stock-based awards from this Form 4 vest?
The reported Restricted Stock Units and Notional Stock Units have exercise or vesting dates on April 1, 2027, April 1, 2028, and April 1, 2029. Each block of units becomes deliverable on its respective date, according to the schedule disclosed in the filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
