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Nomura Holdings (NYSE: NMR) director receives stock award and updates holdings

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Form Type
4

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ishizuka Masahiro reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan at $9.83 per share, with the price converted from Japanese yen at JPY164.01 = US$1. Following this award, he beneficially owns 482.535 shares indirectly via the plan and 10,600 shares directly, with a June 25, 2026 transfer of 700 shares between his plan and brokerage accounts resulting in no change in his total beneficial ownership.

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Insider Ishizuka Masahiro
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 183.958 $9.83 $2K
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 482.535 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 10,600 shares (Direct)
Footnotes (2)
  1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
  2. F2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
Shares granted 183.9580 shares Common Stock grant on July 24, 2026 to director via officers' stock ownership plan
Grant price per share $9.8300 per share Reported price for the July 24, 2026 Common Stock grant, converted from JPY
FX rate used JPY164.01 = US$1 Spot exchange rate used to convert grant price into U.S. dollars on July 24, 2026
Indirect holdings after grant 482.5350 shares Common Stock held indirectly in officers' stock ownership plan after the July 24, 2026 grant
Direct holdings after transfer 10600.0000 shares Common Stock beneficially owned directly after reflecting June 25, 2026 internal transfer
Shares internally transferred 700 shares Moved from officers' stock ownership plan account to brokerage account on June 25, 2026
officers' stock ownership plan financial
"acquired through an officers' stock ownership plan at $9.83 per share"
beneficially owned financial
"no change in the total amount of securities beneficially owned as a result"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
spot exchange rate financial
"using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did Ishizuka Masahiro report for Nomura Holdings (NMR)?

Ishizuka Masahiro, a director of Nomura Holdings, reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan rather than an open-market purchase, at a reported price of $9.83 per share.

How many Nomura Holdings (NMR) shares did Ishizuka acquire and at what price?

He acquired 183.958 shares of Nomura Holdings Common Stock, with a reported price of $9.83 per share. The price is presented in U.S. dollars after conversion from Japanese yen using an exchange rate of JPY164.01 = US$1 on July 24, 2026.

What are Ishizuka Masahiro's Nomura Holdings (NMR) holdings after this grant?

After the reported grant, Ishizuka beneficially owns 482.535 shares indirectly through an officers' stock ownership plan and 10,600 shares directly in his own name, according to the holdings lines included alongside the July 24, 2026 Common Stock transaction.

How did the June 25, 2026 transfer affect Ishizuka's Nomura Holdings (NMR) ownership?

A June 25, 2026 transfer moved 700 shares from an officers' stock ownership plan account to a brokerage account in Ishizuka's name. The footnote states there was no change in the total amount of securities beneficially owned as a result of this internal transfer.

Was the Nomura Holdings (NMR) Form 4 transaction under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox on the report was unchecked, so the July 24, 2026 stock grant was not reported as executed under a Rule 10b5-1 trading plan and instead appears as a standard officers' stock ownership plan award for the director.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ishizuka Masahiro

(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)
TOKYOJAPAN103-8645

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/2026A183.958A$9.83(1)482.535IHeld in officers' stock ownership plan
Common Stock10,600(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
/s/ Takashi Futaki, as Attorney-in-fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)