What are Koike Hiroyasu’s direct Nomura (NMR) share holdings after the reported transactions?

A holding entry shows that Koike Hiroyasu directly holds 114,385.0000 shares of Nomura common stock. Footnote disclosure explains that prior transfers between plan and brokerage accounts did not change the total amount beneficially owned .

What does the 1,400-share transfer in the Nomura (NMR) Form 4 footnote mean?

A footnote states that 1,400 shares were moved from an officers' stock ownership plan to a brokerage account on June 25 and July 24, 2026. It specifies there was no change in the total securities beneficially owned from these transfers.

Nomura Holdings (NYSE: NMR) executive gets 245-share award, updates direct and plan holdings

Q: What insider stock transaction did Nomura Holdings (NMR) report for Koike Hiroyasu?

Nomura Holdings reported that Koike Hiroyasu received a grant/award of 245.3080 common shares on July 24, 2026. The shares were acquired at a converted price of $9.8300 per share , based on a specified yen-to-dollar exchange rate.

Q: At what price was Koike Hiroyasu’s Nomura (NMR) stock award valued?

The stock award was valued at $9.8300 per share , with the price converted from Japanese yen. The conversion used a JPY164.01 = US$1 spot exchange rate reported by MUFG Bank, Ltd on July 24, 2026.

Q: How many Nomura (NMR) shares does Koike Hiroyasu hold indirectly after this filing?

Following the reported award, Koike Hiroyasu holds 252.3280 shares of Nomura common stock indirectly. These shares are held in an officers' stock ownership plan , as indicated by the nature-of-ownership disclosure.

Q: Were Koike Hiroyasu’s Nomura (NMR) transactions under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked , indicating the reported award and related holdings were not affirmed as made under a Rule 10b5-1 trading plan. No separate footnote describes any such trading arrangement.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Koike Hiroyasu, Head of Investment Management at Nomura Holdings, reported a grant/award acquisition of 245.3080 shares of common stock on July 24, 2026 at $9.8300 per share, a price converted from yen at JPY164.01 = US$1. After this award, 252.3280 shares are held indirectly in an officers' stock ownership plan, and a separate holding entry shows 114,385.0000 shares held directly, reflecting prior transfers from the plan to a brokerage account with no change in total beneficial ownership.

Insider Trade Summary

Net Buyer: 245.308 shares

Net Buy 2 txns

Insider Koike Hiroyasu

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	245.308	$9.83	$2K
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 252.328 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 114,385 shares (Direct)

Footnotes (2)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
F2. Changes in amount of securities beneficially owned also reflect transfers of 1,400 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026 and July 24, 2026, since the reporting person's filing on Form 4 on June 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares acquired via award: 245.3080 shares Award price per share: $9.8300 per share FX rate for price conversion: JPY164.01 = US$1 +3 more

6 metrics

Shares acquired via award 245.3080 shares Grant/award of common stock on July 24, 2026

Award price per share $9.8300 per share US dollar value per share for the stock award

FX rate for price conversion JPY164.01 = US$1 Spot exchange rate used to convert award price from yen

Indirect shares after award 252.3280 shares Held in officers' stock ownership plan after the grant

Directly held shares 114,385.0000 shares Direct common stock holdings after reported transfers

Shares transferred between accounts 1,400 shares Moved from stock ownership plan to brokerage account

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY164.01 = US$1 as spot exchange rate on"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/27/2026 - 10:57 AM Accepted by SEC EDGAR 07/27/2026 - 10:56 AM

FAQ

What insider stock transaction did Nomura Holdings (NMR) report for Koike Hiroyasu?

Nomura Holdings reported that Koike Hiroyasu received a grant/award of 245.3080 common shares on July 24, 2026. The shares were acquired at a converted price of $9.8300 per share, based on a specified yen-to-dollar exchange rate.

At what price was Koike Hiroyasu’s Nomura (NMR) stock award valued?

The stock award was valued at $9.8300 per share, with the price converted from Japanese yen. The conversion used a JPY164.01 = US$1 spot exchange rate reported by MUFG Bank, Ltd on July 24, 2026.

How many Nomura (NMR) shares does Koike Hiroyasu hold indirectly after this filing?

Following the reported award, Koike Hiroyasu holds 252.3280 shares of Nomura common stock indirectly. These shares are held in an officers' stock ownership plan, as indicated by the nature-of-ownership disclosure.

Were Koike Hiroyasu’s Nomura (NMR) transactions under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, indicating the reported award and related holdings were not affirmed as made under a Rule 10b5-1 trading plan. No separate footnote describes any such trading arrangement.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Koike Hiroyasu

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/24/2026		A		245.308	A	$9.83⁽¹⁾	252.328	I	Held in officers' stock ownership plan
Common Stock								114,385⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 1,400 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026 and July 24, 2026, since the reporting person's filing on Form 4 on June 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

Head of Investment Management

	/s/ Takashi Futaki, as Attorney-in-fact	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR