Nomura Holdings (NYSE: NMR) director Ogawa gets 183.927-share stock grant

Rhea-AI Filing Summary

Nomura Holdings director Shoji Ogawa received a grant of 183.927 shares of common stock on July 24, 2026 at a price of $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. These shares are held indirectly through an officers' stock ownership plan, bringing that plan holding to 422.750 shares. A separate entry reports 58,840 shares held directly, with a footnote explaining that a prior transfer of 700 shares from the plan to a brokerage account on June 25, 2026 did not change Ogawa's total beneficial ownership.

Insider Trade Summary

Net Buyer: 183.927 shares

Net Buy 2 txns

Insider Ogawa Shoji

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	183.927	$9.83	$2K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 422.75 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,840 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Stock grant shares: 183.9270 shares Grant price per share: $9.8300 per share Indirect plan holdings: 422.7500 shares +3 more

6 metrics

Stock grant shares 183.9270 shares Common stock grant to director Shoji Ogawa on July 24, 2026

Grant price per share $9.8300 per share U.S. dollar value of the common stock grant, converted from Japanese yen

Indirect plan holdings 422.7500 shares Common shares held in an officers' stock ownership plan after the grant

Direct holdings 58840.0000 shares Common shares directly beneficially owned by Shoji Ogawa following the reported transactions

Transferred shares 700 shares Shares moved from the officers' stock plan to a brokerage account on June 25, 2026 with no change in total ownership

FX spot rate JPY164.01 = US$1 Spot exchange rate used to convert the grant price from Japanese yen to U.S. dollars

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate

3 terms

officers' stock ownership plan financial

"These shares are held indirectly through an officers' stock ownership plan"

beneficially owned financial

"no change in the total amount of securities beneficially owned as a result"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate market

"using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/27/2026 - 10:51 AM Accepted by SEC EDGAR 07/27/2026 - 10:50 AM Learn about SEC filing dates

FAQ

What stock award did Nomura Holdings (NMR) director Shoji Ogawa receive?

Shoji Ogawa received a grant of 183.927 shares of Nomura Holdings common stock on July 24, 2026 at $9.83 per share. The shares are held indirectly through an officers' stock ownership plan.

How many Nomura Holdings (NMR) shares does Shoji Ogawa now hold indirectly?

Following the reported grant, Ogawa holds 422.750 shares of Nomura common stock indirectly in an officers' stock ownership plan. This reflects the new award credited to that plan account.

What are Shoji Ogawa’s direct share holdings in Nomura Holdings (NMR)?

Ogawa is reported as directly holding 58,840 Nomura shares of common stock. A footnote notes that transfers between his plan account and brokerage account did not change his total beneficial ownership.

At what price was Shoji Ogawa’s Nomura (NMR) stock grant valued?

The 183.927-share grant was valued at $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate on July 24, 2026.

Did transfers between accounts change Shoji Ogawa’s total Nomura (NMR) ownership?

A footnote states that a transfer of 700 shares from Ogawa’s officers' stock plan account to his brokerage account on June 25, 2026 caused no change in his total beneficial ownership of Nomura shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026		A		183.927	A	$9.83(1)	422.75	I	Held in officers' stock ownership plan
Common Stock								58,840(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

	/s/ Takashi Futaki, as Attorney-in-fact	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)