Nomura executive granted shares in stock plan

Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan.

Rhea-AI Filing Summary

Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.

Insights

Equity compensation analyst

Filing shows a routine stock plan award with modest size and no sales.

The report for Hiroyasu Koike describes a grant/award acquisition of 273.935 common shares through an officers' stock ownership plan at a translated price of $8.86 per share on June 25, 2026.

This is compensation-driven, not an open-market trade, and no share sales appear in the excerpt. After the grant, indirect plan holdings rise to 307.020 shares, while a separate entry lists 114,085 direct shares, indicating a substantially larger existing position remains in place.

Insider Trade Summary

Grant/Award: 273.935 shares

Grant/Award 2 txns

Insider Koike Hiroyasu

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	273.935	$8.86	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 307.02 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 114,085 shares (Direct)

Footnotes (1)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.

Key Figures

Awarded shares: 273.935 shares Award price: $8.86 per share Indirect holdings after award: 307.020 shares +2 more

5 metrics

Awarded shares 273.935 shares Grant/award acquisition on June 25, 2026

Award price $8.86 per share Translated from JPY on June 25, 2026

Indirect holdings after award 307.020 shares Officers' stock ownership plan, post-transaction

Direct holdings after transaction 114,085 shares Common stock held directly after reported transactions

FX rate JPY161.82 = US$1 Spot exchange rate used for price conversion on June 25, 2026

Key Terms

officers' stock ownership plan, grant/award acquisition, indirect, spot exchange rate, +1 more

5 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

indirect financial

"ownership_type": "indirect""

spot exchange rate financial

"using the JPY161.82 = US$1 as spot exchange rate"

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transaction did Nomura Holdings (NMR) report for Hiroyasu Koike?

Nomura Holdings reported that executive Hiroyasu Koike received a grant of 273.935 shares of common stock. The award was made through an officers' stock ownership plan and classified as a grant or award acquisition, rather than an open-market purchase or sale.

How many Nomura (NMR) shares did Hiroyasu Koike acquire in this Form 4 filing?

Hiroyasu Koike acquired 273.935 shares of Nomura common stock. These shares were received indirectly through an officers' stock ownership plan, increasing his indirect plan holdings to 307.020 shares following the transaction reported in the filing.

What price per share was used for Hiroyasu Koike’s Nomura (NMR) stock grant?

The reported price per share for Koike’s grant was $8.86. This U.S. dollar figure was calculated by converting the original yen amount using a JPY161.82 = US$1 spot exchange rate on June 25, 2026, as noted in the footnote.

How many Nomura (NMR) shares does Hiroyasu Koike hold after the reported transactions?

After the reported transactions, Koike holds 114,085 shares directly and 307.020 shares indirectly in the officers' stock ownership plan. The Form 4 separates these positions to distinguish direct ownership from plan-based indirect holdings in the company’s common stock.

Does the Nomura (NMR) Form 4 show any share sales by Hiroyasu Koike?

The excerpted Form 4 does not show any share sales by Hiroyasu Koike. It reports one grant or award acquisition of 273.935 shares in an officers' stock ownership plan and a separate holding entry, both without any indicated disposition or sale transactions.

How was the currency conversion handled for Hiroyasu Koike’s Nomura (NMR) stock award?

The reported dollar price for the stock award was derived from Japanese yen using a JPY161.82 = US$1 exchange rate. This rate reflected the spot exchange on June 25, 2026, as provided by MUFG Bank, Ltd., according to the filing’s footnote.

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Accepted by SEC EDGAR 06/29/2026 - 11:19 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Koike Hiroyasu

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/25/2026		A		273.935	A	$8.86(1)	307.02	I	Held in officers' stock ownership plan
Common Stock								114,085	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.

Remarks:

Head of Investment Management

	/s/ Takashi Futaki, as Attorney-in-fact	06/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)