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  4. [Form 4] NOMURA HOLDINGS INC Insider Trading Activity

Small Nomura (NYSE: NMR) stock grant to director Koji Nagai

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.

Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.

Positive

  • None.

Negative

  • None.
Insider Nagai Koji
Role null
Type Security Shares Price Value
Grant/Award Common Stock 0.003 $8.86 $0.03
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0.297 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 512,942 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Grant size 0.003 shares Common stock grant to officers' stock ownership plan
Grant price $8.86 per share Price for 0.003-share common stock grant
Indirect holdings after grant 0.297 shares Held in officers' stock ownership plan after acquisition
Direct common stock holdings 512,942 shares Shares held directly following holding entry
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
officers' stock ownership plan financial
"nature_of_ownership: Held in officers' stock ownership plan"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
spot exchange rate financial
"using the JPY161.82 = US$1 as spot exchange rate"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nagai Koji
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026A0.003A$8.86(1)0.297IHeld in officers' stock ownership plan
Common Stock512,942D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.
/s/ Takashi Futaki, as Attorney-in-fact06/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Nomura (NMR) report for Nagai Koji?

Nomura reported a tiny stock grant to director Nagai Koji. He received 0.003 shares of common stock at $8.86 per share through an officers' stock ownership plan, a routine compensation-related award rather than an open-market purchase or sale.

How many Nomura (NMR) shares does Nagai Koji hold after this Form 4?

After the reported updates, Nagai Koji directly holds 512,942 Nomura shares. In addition, he has an indirect position of 0.297 shares held in an officers' stock ownership plan, reflecting the small grant reported in this Form 4 filing.

Was the Nomura (NMR) Form 4 a buy or sell by Nagai Koji?

The Form 4 shows an acquisition via grant, not a market trade. The code "A" indicates a grant, award, or other acquisition of 0.003 shares into an officers' stock ownership plan, with no open-market buying or selling reported.

What price is shown for the Nomura (NMR) stock grant to Nagai Koji?

The grant to Nagai Koji is reported at $8.86 per share. This price was converted from Japanese yen into U.S. dollars using an exchange rate of JPY161.82 per US$1 as of the transaction date, according to the footnote.

Is the insider activity in Nomura (NMR) by Nagai Koji significant for investors?

The reported activity is very small and appears routine. It consists of a 0.003-share grant into an officers' stock ownership plan and a holdings update, while his main direct ownership remains 512,942 shares of common stock.