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Nomura Holdings (NMR) officer granted new stock and 9,600 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Akihito Tobari reported new equity compensation awards. On May 25, 2026, he received 764.785 shares of Common Stock indirectly through an officers' stock ownership plan at $8.21 per share.

He was also granted three blocks of 3,200 Restricted Stock Units each, for a total of 9,600 RSUs, all at a $0 exercise price. Each RSU represents the right to receive one share of Common Stock, with scheduled exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029.

After these awards, Tobari holds 104,966 shares of Common Stock directly, 934.841 shares indirectly through the officers' stock ownership plan, and 31,300 RSUs representing additional potential Common Stock, as reflected in this filing.

Positive

  • None.

Negative

  • None.
Insider Tobari Akihito
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 3,200 $0.00 --
Grant/Award Restricted Stock Units 3,200 $0.00 --
Grant/Award Restricted Stock Units 3,200 $0.00 --
Grant/Award Common Stock 764.785 $8.21 $6K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 24,900 shares (Direct, null); Common Stock — 934.841 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 104,966 shares (Direct, null)
Footnotes (1)
  1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.
Indirect stock award 764.785 shares at $8.21 Common Stock via officers' stock ownership plan on May 25, 2026
RSU grant 1 3,200 RSUs Restricted Stock Units, exercise date April 1, 2029
RSU grant 2 3,200 RSUs Restricted Stock Units, exercise date April 1, 2028
RSU grant 3 3,200 RSUs Restricted Stock Units, exercise date April 1, 2027
Direct Common Stock holdings 104,966 shares Direct ownership after transactions
Indirect Common Stock holdings 934.841 shares Held via officers' stock ownership plan after transactions
Total RSUs held 31,300 RSUs Restricted Stock Units outstanding after May 25, 2026
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
officers' stock ownership plan financial
"nature_of_ownership: "Held in officers' stock ownership plan""
transaction code A financial
"transaction_code: "A" with description "Grant, award, or other acquisition""
indirect ownership financial
"ownership_type: "indirect" for plan-held Common Stock"
conversion or exercise price financial
"conversion_or_exercise_price: "0.0000" for RSU grants"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tobari Akihito
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/25/2026A764.785A$8.21(1)934.841IHeld in officers' stock ownership plan
Common Stock104,966D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)(2)05/25/2026A3,20004/01/2027 (3)Common stock3,200$024,900D
Restricted Stock Units(2)(2)05/25/2026A3,20004/01/2028 (3)Common stock3,200$028,100D
Restricted Stock Units(2)(2)05/25/2026A3,20004/01/2029 (3)Common stock3,200$031,300D
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
2. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
3. No separate Expiration Date.
Remarks:
Head of Wealth Management
/s/ Takashi Futaki, as Attorney-in-fact05/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Nomura Holdings (NMR) report for Akihito Tobari?

Akihito Tobari received new equity compensation in the form of Common Stock and Restricted Stock Units. The filing shows one indirect stock award and three RSU grants, all recorded on May 25, 2026, as part of his ongoing compensation arrangements.

How many Nomura Holdings (NMR) shares were granted to Akihito Tobari?

Tobari was awarded 764.785 shares of Nomura Holdings Common Stock through an officers' stock ownership plan. The award price was $8.21 per share, converted from Japanese yen, and the holding is reported as indirect ownership in this compensation-related transaction.

What Restricted Stock Units did Akihito Tobari receive from Nomura Holdings (NMR)?

Tobari received three grants of 3,200 Restricted Stock Units each, totaling 9,600 RSUs. Each RSU represents the right to receive one Nomura Holdings Common Stock share, with scheduled exercise dates in 2027, 2028, and 2029 according to the filing.

What are Akihito Tobari’s total Nomura Holdings (NMR) Common Stock holdings after these awards?

After these awards, Tobari holds 104,966 shares of Common Stock directly and 934.841 shares indirectly via the officers' stock ownership plan. These figures reflect his reported ownership immediately following the May 25, 2026 transactions in the Form 4.

How many Nomura Holdings (NMR) RSUs does Akihito Tobari hold after the Form 4 transactions?

Following the reported RSU grants, Tobari holds 31,300 Restricted Stock Units. Each unit corresponds to one share of Nomura Holdings Common Stock, providing additional potential equity exposure as those units reach their scheduled exercise dates in future years.

Were Akihito Tobari’s Nomura Holdings (NMR) transactions open-market buys or compensation awards?

The Form 4 describes the transactions with code A, indicating grants or awards, not open-market purchases. The Common Stock and RSU entries are classified as compensation-related acquisitions rather than discretionary market trades in Nomura Holdings shares.