STOCK TITAN

Stock grant boosts Nomura (NYSE: NMR) executive share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.

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Insider Tobari Akihito
Role See Remarks
Type Security Shares Price Value
Grant/Award Common Stock 70.803 $8.86 $627.31
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 105.644 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 105,866 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock grant size 70.803 shares Common stock grant into officers' stock ownership plan
Grant price $8.86 per share Converted from JPY using stated spot exchange rate
Direct holdings after transactions 105,866 shares Common stock held directly by Tobari Akihito
Indirect holdings after grant 105.644 shares Common stock held in officers' stock ownership plan
FX rate used JPY161.82 = US$1 Spot exchange rate on June 25, 2026 from MUFG Bank
officers' stock ownership plan financial
"nature_of_ownership: Held in officers' stock ownership plan"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
spot exchange rate financial
"using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tobari Akihito

(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)
TOKYOJAPAN103-8645

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026A70.803A$8.86(1)105.644IHeld in officers' stock ownership plan
Common Stock105,866D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.
Remarks:
Head of Wealth Management
/s/ Takashi Futaki, as Attorney-in-fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Tobari Akihito report for Nomura Holdings (NMR)?

Tobari Akihito reported receiving a grant of 70.803 Nomura common shares into an officers' stock ownership plan. The grant was recorded at $8.86 per share, based on a specified yen-to-dollar exchange rate on the transaction date.

How many Nomura (NMR) shares does Tobari Akihito hold after this Form 4 filing?

After the reported transactions, Tobari Akihito holds 105,866 Nomura common shares directly and 105.644 shares indirectly. The indirect holdings are through an officers' stock ownership plan, separate from his larger direct position disclosed in the filing.

Was the Nomura (NMR) Form 4 transaction an open-market purchase or a grant?

The Form 4 shows a grant or award acquisition of 70.803 Nomura common shares, coded as an "A" transaction. This indicates compensation-related stock, not an open-market buy, and the shares are held in an officers' stock ownership plan.

What price per share is reported for Tobari Akihito’s Nomura (NMR) stock grant?

The stock grant is reported at $8.86 per Nomura common share. This dollar price is derived from a Japanese yen amount converted at JPY161.82 per US$1, using the spot exchange rate on the transaction date from MUFG Bank.

How was currency conversion handled in this Nomura (NMR) insider filing?

The filing states the reported share price was converted from Japanese yen to U.S. dollars. It used a spot exchange rate of JPY161.82 per US$1, as reported by MUFG Bank on the June 25, 2026 transaction date.