Nomura Holdings (NYSE: NMR) awards notional stock units to officer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

NOMURA HOLDINGS INC officer Christopher Paul Willcox reported compensation-related equity activity. He received three grants of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, with exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029. These awards were recorded with transaction code A for grant or award acquisitions and carry a conversion price of $0.00 per unit. Willcox also reported direct ownership of 14,586 shares of Common Stock following the reported transactions.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Willcox Christopher Paul

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Notional Stock Units	343,302	$0.00	--
Grant/Award	Notional Stock Units	343,302	$0.00	--
Grant/Award	Notional Stock Units	343,301	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Notional Stock Units — 1,583,735 shares (Direct, null); Common Stock — 14,586 shares (Direct, null)

Footnotes (1)

Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date.

Key Figures

Common shares held: 14,586 shares Notional Stock Units grant 1: 343,301 units Notional Stock Units grant 2: 343,302 units +5 more

8 metrics

Common shares held 14,586 shares Direct ownership after reported transactions

Notional Stock Units grant 1 343,301 units Grant of Notional Stock Units with cash value per share

Notional Stock Units grant 2 343,302 units Grant of Notional Stock Units with cash value per share

Notional Stock Units grant 3 343,302 units Grant of Notional Stock Units with cash value per share

Conversion price $0.00 per unit Conversion or exercise price for Notional Stock Units

Exercise date grant 1 April 1, 2029 Exercise date for one Notional Stock Unit grant

Exercise date grant 2 April 1, 2028 Exercise date for one Notional Stock Unit grant

Exercise date grant 3 April 1, 2027 Exercise date for one Notional Stock Unit grant

Key Terms

Notional Stock Units, grant/award acquisition, Common Stock, transaction code A

4 terms

Notional Stock Units financial

"Each Notional Stock Unit represents the right to receive cash equal in value to one share"

grant/award acquisition financial

"transaction_action is described as grant/award acquisition for the Notional Stock Units"

Common Stock financial

"represents the right to receive cash equal in value to one share of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

transaction code A financial

"The Notional Stock Unit grants use transaction code A indicating a grant or award"

Form 4 Insider Transactions: What Each Field Means →

05/27/2026 - 06:20 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Willcox Christopher Paul

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								14,586	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		343,302		04/01/2027	⁽²⁾	Common stock	343,302	$0	1,583,735	D
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		343,302		04/01/2028	⁽²⁾	Common stock	343,302	$0	1,927,037	D
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		343,301		04/01/2029	⁽²⁾	Common stock	343,301	$0	2,270,338	D

Explanation of Responses:

1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

2. No separate Expiration Date.

Remarks:

Executive Officer, Deputy President, Head of Wholesale and Chairman of Investment Management

	/s/ Takashi Futaki, as Attorney-in-fact	05/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Christopher Paul Willcox report in the Nomura (NMR) Form 4?

Christopher Paul Willcox reported grants of Notional Stock Units and updated common share holdings. The filing shows compensation-related awards, not open-market trades, along with 14,586 directly held Nomura common shares after the reported transactions.

What are Notional Stock Units in the Nomura (NMR) insider filing?

The Notional Stock Units represent a right to receive cash equal to one Nomura common share. They are cash-settled, compensation-linked instruments rather than actual shares, tied to the company’s stock value at specified future exercise dates.

How many Nomura (NMR) common shares does Christopher Paul Willcox hold after the Form 4?

After the reported transactions, Christopher Paul Willcox holds 14,586 Nomura common shares directly. This figure reflects his direct ownership position in the issuer’s common stock as disclosed in the Form 4 filing.

What transaction code is used for the Nomura (NMR) Notional Stock Unit grants?

The Notional Stock Unit grants use transaction code A, which indicates a grant, award, or other acquisition. This code confirms the awards are compensation-related acquisitions, not open-market purchases or sales of Nomura common stock.

When do the reported Nomura (NMR) Notional Stock Units become exercisable?

The Notional Stock Units become exercisable on April 1, 2027, April 1, 2028, and April 1, 2029. Each grant has its own future exercise date, linking the eventual cash payout to Nomura’s share value at that time.