Nomura executive granted 1,900 RSUs in Form 4

Nomura Holdings Inc officer Minami Naotaka reported new equity awards.

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Form Type

Rhea-AI Filing Summary

Nomura Holdings Inc officer Minami Naotaka reported new equity awards. On May 25, 2026, he received three grants of Restricted Stock Units (RSUs) covering 600, 600 and 700 units. Each RSU represents the right to receive one share of common stock.

The RSUs have scheduled exercise dates on April 1, 2029, April 1, 2028 and April 1, 2027, respectively, with no separate expiration date noted. After these awards, the filing shows 29,078 shares of common stock held directly, along with the updated RSU balances for each grant.

Insider Trade Summary

Grant/Award: 1,900 shares

Grant/Award 4 txns

Insider Minami Naotaka

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	700	$0.00	$0.00
Grant/Award	Restricted Stock Units	600	$0.00	$0.00
Grant/Award	Restricted Stock Units	600	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 10,200 contracts (Direct); Common Stock — 29,078 shares (Direct)

Footnotes (2)

F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2. No separate Expiration Date.

Key Figures

RSU grant 1: 600 RSUs RSU grant 2: 600 RSUs RSU grant 3: 700 RSUs +2 more

5 metrics

RSU grant 1 600 RSUs Grant dated May 25, 2026; exercise date April 1, 2029

RSU grant 2 600 RSUs Grant dated May 25, 2026; exercise date April 1, 2028

RSU grant 3 700 RSUs Grant dated May 25, 2026; exercise date April 1, 2027

Total RSUs granted 1,900 RSUs Sum of three awards reported on May 25, 2026

Common stock held 29,078 shares Total common stock directly owned after transactions

Key Terms

Restricted Stock Units, Each Restricted Stock Unit represents the right to receive one share of Common Stock, Grant, award, or other acquisition

3 terms

Restricted Stock Units financial

"The awards cover 600, 600 and 700 units of "Restricted Stock Units"."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Grant, award, or other acquisition financial

"transaction_code_description is listed as "Grant, award, or other acquisition" for the RSUs."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nomura Holdings (NMR) report for Minami Naotaka?

Nomura Holdings (NMR) reported that officer Minami Naotaka received three grants of Restricted Stock Units on May 25, 2026. The awards cover 600, 600 and 700 RSUs, each convertible into one share of common stock according to the Form 4.

How many Restricted Stock Units did Minami Naotaka receive at Nomura Holdings (NMR)?

Minami Naotaka received awards totaling 1,900 Restricted Stock Units at Nomura Holdings (NMR). The Form 4 lists separate grants of 600, 600 and 700 RSUs, each representing the right to receive one share of common stock in the future.

When do Minami Naotaka’s Nomura (NMR) RSU grants become exercisable?

The RSU grants for Minami Naotaka at Nomura (NMR) have exercise dates on April 1, 2027, April 1, 2028 and April 1, 2029. Each grant’s schedule is specified separately, reflecting when the corresponding RSUs can convert into common stock.

What does each Restricted Stock Unit represent in Nomura Holdings (NMR)’s Form 4?

Each Restricted Stock Unit in Nomura Holdings (NMR)’s Form 4 represents the right to receive one share of common stock. A footnote clarifies this one-for-one relationship between RSUs and the company’s common stock upon settlement of the awards.

How many Nomura Holdings (NMR) common shares does Minami Naotaka hold after these awards?

After the reported awards, Minami Naotaka directly holds 29,078 shares of Nomura Holdings (NMR) common stock. The Form 4 lists this as the total common stock position following the transactions, in addition to his separate Restricted Stock Unit holdings.

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Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/27/2026 - 06:12 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Minami Naotaka

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								29,078	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		700		04/01/2027	⁽²⁾	Common stock	700	$0	2,800	D
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		600		04/01/2028	⁽²⁾	Common stock	600	$0	3,400	D
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		600		04/01/2029	⁽²⁾	Common stock	600	$0	4,000	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate Expiration Date.

Remarks:

Chief Strategy Officer (CSO)

	/s/ Takashi Futaki, as Attorney-in-fact	05/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR