Nomura executive receives stock and RSU awards
Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units.
Rhea-AI Filing Summary
Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units. Hori received 764.785 shares of Common Stock at $8.2100 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 919.938 shares.
He was also granted three awards of 800 Restricted Stock Units each, all with a conversion price of $0.0000 per unit and exercisable into Common Stock on April 1, 2027, April 1, 2028, and April 1, 2029. Following these grants, Hori directly holds 59,182 shares of Common Stock and 7,900 Restricted Stock Units, in addition to his indirect holdings.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 3,164.785 shares
Grant/Award
5 txns
Insider
Hori Akio
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 800 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 800 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 800 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 764.785 | $8.21 | $6K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 21,300 contracts (Direct);
Common Stock — 919.938 shares (Indirect, Held in officers' stock ownership plan);
Common Stock — 59,182 shares (Direct)
Footnotes (3)
- F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
- F2. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F3. No separate Expiration Date.
Key Figures
Common Stock grant: 764.785 shares at $8.2100
Indirect Common Stock holdings: 919.938 shares
Direct Common Stock holdings: 59,182 shares
+3 more
6 metrics
Common Stock grant
764.785 shares at $8.2100
Common Stock acquired into officers' stock ownership plan on May 25, 2026
Indirect Common Stock holdings
919.938 shares
Held through officers' stock ownership plan after the transaction
Direct Common Stock holdings
59,182 shares
Direct ownership of Nomura Holdings Common Stock following transactions
RSU grants
3 grants of 800 units
Restricted Stock Units granted with exercise dates in 2027, 2028, 2029
Total RSUs held
7,900 units
Restricted Stock Units following the latest awards
FX rate used
JPY158.91 = US$1
Spot exchange rate used to convert stock price on May 25, 2026
Key Terms
Restricted Stock Unit, officers' stock ownership plan, derivative, indirect, +1 more
5 terms
Restricted Stock Unit financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
derivative financial
"transaction_type": "derivative""
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
indirect financial
"ownership_type": "indirect""
conversion or exercise price financial
"conversion_or_exercise_price": "0.0000""
FAQ
What did Nomura Holdings (NMR) executive Akio Hori report in this Form 4?
Akio Hori reported new equity compensation awards in Common Stock and Restricted Stock Units. He received 764.785 Common shares at $8.2100 per share and three grants of 800 Restricted Stock Units each, all tied to future conversion into Nomura Holdings Common Stock.
How many Nomura (NMR) Restricted Stock Units did Akio Hori receive?
Akio Hori received three separate grants of 800 Restricted Stock Units each, totaling 2,400 units. Each unit represents the right to receive one share of Common Stock, with conversion dates on April 1 of 2027, 2028, and 2029, according to the Form 4 disclosure.
What Common Stock grant did Akio Hori disclose for Nomura Holdings (NMR)?
He disclosed an acquisition of 764.785 shares of Nomura Holdings Common Stock at $8.2100 per share. These shares are held indirectly through an officers' stock ownership plan, increasing his indirect plan holdings to 919.938 shares following the reported transaction on May 25, 2026.
What are Akio Hori’s Nomura (NMR) Common Stock holdings after the Form 4 transactions?
After the reported transactions, Akio Hori directly holds 59,182 shares of Nomura Holdings Common Stock. In addition, he indirectly holds 919.938 shares through an officers' stock ownership plan, providing a combined view of his direct and indirect equity exposure.
How do the Nomura (NMR) RSU grants for Akio Hori convert into Common Stock?
Each Restricted Stock Unit grant represents the right to receive one share of Nomura Common Stock. The reported RSUs have a conversion price of $0.0000 and are scheduled to become exercisable on April 1 of 2027, 2028, and 2029, subject to applicable award terms.
What exchange rate was used for Akio Hori’s Nomura (NMR) stock price disclosure?
The reported stock price was converted from Japanese yen to U.S. dollars using an exchange rate of JPY158.91 per US$1. This spot rate was taken from MUFG Bank, Ltd as of May 25, 2026, the transaction date referenced in the Form 4 footnote.
AI-generated analysis. How Rhea-AI works. Not financial advice.
