STOCK TITAN
  1. Home
  2. Sec-filings
  3. NMR
  4. [Form 4] NOMURA HOLDINGS INC Insider Trading Activity

Nomura Holdings (NMR) executive Akio Hori granted stock and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units. Hori received 764.785 shares of Common Stock at $8.2100 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 919.938 shares.

He was also granted three awards of 800 Restricted Stock Units each, all with a conversion price of $0.0000 per unit and exercisable into Common Stock on April 1, 2027, April 1, 2028, and April 1, 2029. Following these grants, Hori directly holds 59,182 shares of Common Stock and 7,900 Restricted Stock Units, in addition to his indirect holdings.

Positive

  • None.

Negative

  • None.
Insider Hori Akio
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Common Stock 764.785 $8.21 $6K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 6,300 shares (Direct, null); Common Stock — 919.938 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 59,182 shares (Direct, null)
Footnotes (1)
  1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.
Common Stock grant 764.785 shares at $8.2100 Common Stock acquired into officers' stock ownership plan on May 25, 2026
Indirect Common Stock holdings 919.938 shares Held through officers' stock ownership plan after the transaction
Direct Common Stock holdings 59,182 shares Direct ownership of Nomura Holdings Common Stock following transactions
RSU grants 3 grants of 800 units Restricted Stock Units granted with exercise dates in 2027, 2028, 2029
Total RSUs held 7,900 units Restricted Stock Units following the latest awards
FX rate used JPY158.91 = US$1 Spot exchange rate used to convert stock price on May 25, 2026
Restricted Stock Unit financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
derivative financial
"transaction_type": "derivative""
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
indirect financial
"ownership_type": "indirect""
conversion or exercise price financial
"conversion_or_exercise_price": "0.0000""
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hori Akio
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/25/2026A764.785A$8.21(1)919.938IHeld in officers' stock ownership plan
Common Stock59,182D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)(2)05/25/2026A80004/01/2027 (3)Common stock800$06,300D
Restricted Stock Units(2)(2)05/25/2026A80004/01/2028 (3)Common stock800$07,100D
Restricted Stock Units(2)(2)05/25/2026A80004/01/2029 (3)Common stock800$07,900D
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
2. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
3. No separate Expiration Date.
Remarks:
CIO (Chief Information Officer)
/s/ Takashi Futaki, as Attorney-in-fact05/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Nomura Holdings (NMR) executive Akio Hori report in this Form 4?

Akio Hori reported new equity compensation awards in Common Stock and Restricted Stock Units. He received 764.785 Common shares at $8.2100 per share and three grants of 800 Restricted Stock Units each, all tied to future conversion into Nomura Holdings Common Stock.

How many Nomura (NMR) Restricted Stock Units did Akio Hori receive?

Akio Hori received three separate grants of 800 Restricted Stock Units each, totaling 2,400 units. Each unit represents the right to receive one share of Common Stock, with conversion dates on April 1 of 2027, 2028, and 2029, according to the Form 4 disclosure.

What Common Stock grant did Akio Hori disclose for Nomura Holdings (NMR)?

He disclosed an acquisition of 764.785 shares of Nomura Holdings Common Stock at $8.2100 per share. These shares are held indirectly through an officers' stock ownership plan, increasing his indirect plan holdings to 919.938 shares following the reported transaction on May 25, 2026.

What are Akio Hori’s Nomura (NMR) Common Stock holdings after the Form 4 transactions?

After the reported transactions, Akio Hori directly holds 59,182 shares of Nomura Holdings Common Stock. In addition, he indirectly holds 919.938 shares through an officers' stock ownership plan, providing a combined view of his direct and indirect equity exposure.

How do the Nomura (NMR) RSU grants for Akio Hori convert into Common Stock?

Each Restricted Stock Unit grant represents the right to receive one share of Nomura Common Stock. The reported RSUs have a conversion price of $0.0000 and are scheduled to become exercisable on April 1 of 2027, 2028, and 2029, subject to applicable award terms.

What exchange rate was used for Akio Hori’s Nomura (NMR) stock price disclosure?

The reported stock price was converted from Japanese yen to U.S. dollars using an exchange rate of JPY158.91 per US$1. This spot rate was taken from MUFG Bank, Ltd as of May 25, 2026, the transaction date referenced in the Form 4 footnote.