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Nomura Holdings (NMR) director receives stock award and updates share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.

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Insider Ogawa Shoji
Role null
Type Security Shares Price Value
Grant/Award Common Stock 236.799 $8.21 $2K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 734.693 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,140 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock award size 236.799 shares Grant, award, or other acquisition of common stock
Award price $8.21 per share Converted from JPY using JPY158.91 = US$1
Indirect holdings after award 734.693 shares Held in officers' stock ownership plan after transaction
Direct holdings 58,140 shares Common stock held directly following reported transactions
FX spot rate JPY158.91 = US$1 Used to convert transaction price to U.S. dollars
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
indirect financial
"ownership_type": "indirect""
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
spot exchange rate financial
"using the JPY158.91 = US$1 as spot exchange rate"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ogawa Shoji
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/25/2026A236.799A$8.21(1)734.693IHeld in officers' stock ownership plan
Common Stock58,140D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
/s/ Takashi Futaki, as Attorney-in-fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Ogawa Shoji report at Nomura Holdings (NMR)?

Ogawa Shoji reported acquiring 236.799 Nomura Holdings common shares as a compensation-related grant. The shares were credited to an officers' stock ownership plan, increasing his indirect holdings there to 734.693 shares while his direct holdings remain separately reported.

Was the Nomura Holdings (NMR) Form 4 transaction a market buy or sell?

The Form 4 shows a grant classified as a "grant, award, or other acquisition," not an open-market buy or sell. It reflects shares awarded through an officers' stock ownership plan rather than a discretionary purchase or sale on the market.

How many Nomura Holdings (NMR) shares does Ogawa Shoji hold after this filing?

After the reported transactions, Ogawa Shoji holds 58,140 Nomura Holdings common shares directly. Indirectly, through an officers' stock ownership plan, he holds 734.693 shares, reflecting the newly awarded 236.799-share grant recorded in the filing.

At what price was the Nomura Holdings (NMR) stock award to Ogawa Shoji valued?

The 236.799-share award was reported at $8.21 per share, converted from Japanese yen. The footnote states the price used a JPY158.91 per US$1 spot exchange rate from MUFG Bank on the transaction date.

How is currency conversion handled in this Nomura Holdings (NMR) Form 4?

The reported transaction price was converted from Japanese yen to U.S. dollars. The filing notes use of a JPY158.91 per US$1 spot exchange rate from MUFG Bank, dated May 25, 2026, to express the value in dollars.