Nomura director awarded 236.799 shares at $8.21

Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock.

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Form Type

Rhea-AI Filing Summary

Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 236.799 shares

Grant/Award 2 txns

Insider Ogawa Shoji

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	236.799	$8.21	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 734.693 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,140 shares (Direct)

Footnotes (1)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

Key Figures

Stock award size: 236.799 shares Award price: $8.21 per share Indirect holdings after award: 734.693 shares +2 more

5 metrics

Stock award size 236.799 shares Grant, award, or other acquisition of common stock

Award price $8.21 per share Converted from JPY using JPY158.91 = US$1

Indirect holdings after award 734.693 shares Held in officers' stock ownership plan after transaction

Direct holdings 58,140 shares Common stock held directly following reported transactions

FX spot rate JPY158.91 = US$1 Used to convert transaction price to U.S. dollars

Key Terms

officers' stock ownership plan, indirect, grant, award, or other acquisition, Common Stock, +1 more

5 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

indirect financial

"ownership_type": "indirect""

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

spot exchange rate financial

"using the JPY158.91 = US$1 as spot exchange rate"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Ogawa Shoji report at Nomura Holdings (NMR)?

Ogawa Shoji reported acquiring 236.799 Nomura Holdings common shares as a compensation-related grant. The shares were credited to an officers' stock ownership plan, increasing his indirect holdings there to 734.693 shares while his direct holdings remain separately reported.

Was the Nomura Holdings (NMR) Form 4 transaction a market buy or sell?

The Form 4 shows a grant classified as a "grant, award, or other acquisition," not an open-market buy or sell. It reflects shares awarded through an officers' stock ownership plan rather than a discretionary purchase or sale on the market.

How many Nomura Holdings (NMR) shares does Ogawa Shoji hold after this filing?

After the reported transactions, Ogawa Shoji holds 58,140 Nomura Holdings common shares directly. Indirectly, through an officers' stock ownership plan, he holds 734.693 shares, reflecting the newly awarded 236.799-share grant recorded in the filing.

At what price was the Nomura Holdings (NMR) stock award to Ogawa Shoji valued?

The 236.799-share award was reported at $8.21 per share, converted from Japanese yen. The footnote states the price used a JPY158.91 per US$1 spot exchange rate from MUFG Bank on the transaction date.

How is currency conversion handled in this Nomura Holdings (NMR) Form 4?

The reported transaction price was converted from Japanese yen to U.S. dollars. The filing notes use of a JPY158.91 per US$1 spot exchange rate from MUFG Bank, dated May 25, 2026, to express the value in dollars.

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Accepted by SEC EDGAR 05/27/2026 - 06:07 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/25/2026		A		236.799	A	$8.21⁽¹⁾	734.693	I	Held in officers' stock ownership plan
Common Stock								58,140	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR