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Nomura (NYSE: NMR) awards Mori Takako 4,100 RSUs in new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mori Takako reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings executive Mori Takako reported new equity awards in the form of Restricted Stock Units (RSUs). On May 25, 2026, she received RSU grants covering 1,300, 1,400 and 1,400 units, each representing the right to receive one share of common stock.

The RSUs are scheduled to be deliverable in common stock on April 1, 2029, April 1, 2028 and April 1, 2027, respectively. Following these awards, Mori directly owns 22,925 shares of Nomura common stock, in addition to the reported RSU positions.

Positive

  • None.

Negative

  • None.
Insider Mori Takako
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,400 $0.00 --
Grant/Award Restricted Stock Units 1,400 $0.00 --
Grant/Award Restricted Stock Units 1,300 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 9,000 shares (Direct, null); Common Stock — 22,925 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.
Common stock held after transactions 22,925 shares Direct ownership after May 25, 2026 transactions
RSU grant size 1 1,300 units Restricted Stock Units granted on May 25, 2026
RSU grant size 2 1,400 units Restricted Stock Units granted on May 25, 2026
RSU grant size 3 1,400 units Restricted Stock Units granted on May 25, 2026
Total RSUs granted 4,100 units Sum of RSU awards reported on May 25, 2026
RSU delivery date 1 April 1, 2027 Scheduled delivery date for 1,400 RSUs
RSU delivery date 2 April 1, 2028 Scheduled delivery date for 1,400 RSUs
RSU delivery date 3 April 1, 2029 Scheduled delivery date for 1,300 RSUs
Restricted Stock Units financial
"The filing reports grants of Restricted Stock Units tied to common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 financial
"The insider transactions are reported on a Form 4 for Nomura Holdings."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant/award acquisition financial
"Transaction code A is described as a grant, award, or other acquisition."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mori Takako
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock22,925D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)(1)05/25/2026A1,40004/01/2027 (2)Common stock1,400$09,000D
Restricted Stock Units(1)(1)05/25/2026A1,40004/01/2028 (2)Common stock1,400$010,400D
Restricted Stock Units(1)(1)05/25/2026A1,30004/01/2029 (2)Common stock1,300$011,700D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
2. No separate Expiration Date.
Remarks:
General Counsel and CCO (Chief Compliance Officer)
/s/ Takashi Futaki, as Attorney-in-fact05/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Mori Takako report at Nomura Holdings (NMR)?

Mori Takako reported receiving three Restricted Stock Unit (RSU) awards. On May 25, 2026, she was granted RSUs covering 1,300, 1,400 and 1,400 units, each tied to one share of Nomura common stock according to the filing footnotes.

How many Restricted Stock Units did Mori Takako receive in this Nomura (NMR) Form 4?

She received a total of 4,100 Restricted Stock Units. The grants consist of awards for 1,300, 1,400 and 1,400 RSUs. Each RSU represents the right to receive one share of Nomura common stock, as described in the filing footnotes.

When do Mori Takako’s Nomura (NMR) RSU awards become deliverable in shares?

The RSUs are scheduled to be deliverable on three future dates. The underlying common stock is tied to April 1, 2027, April 1, 2028 and April 1, 2029, giving a staggered schedule for when the RSUs can convert into shares.

What does one Restricted Stock Unit represent in this Nomura (NMR) filing?

Each Restricted Stock Unit represents one share of common stock. A footnote in the filing states that every RSU corresponds to the right to receive one share of Nomura Holdings common stock, clarifying the direct linkage between the units and equity.

How many Nomura (NMR) common shares does Mori Takako hold after these transactions?

She directly holds 22,925 shares of common stock after the reported transactions. This figure reflects her direct ownership position in Nomura’s common shares, separate from the additional exposure represented by her Restricted Stock Unit awards.