Nomura Holdings director acquires 208 shares

Q: How many NMR shares did Masahiro Ishizuka acquire?

Nomura Holdings Inc. director Masahiro Ishizuka acquired 208 shares indirectly through the officers' stock ownership plan on October 23, 2026. The reported price was $9.20 per share, converted from yen using the transaction-date spot rate.

The reported dollar price reflects a yen conversion, and the disclosed positions distinguish indirect plan shares from direct holdings.

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Rhea-AI Filing Summary

Nomura Holdings Inc. director Masahiro Ishizuka was reported to have acquired 208 shares indirectly through the officers' stock ownership plan on October 23, 2026. The reported price was $9.20 per share, converted from Japanese yen using the transaction-date spot rate. The reported indirect holding following the acquisition was 472 shares; a separate direct holding was reported as 11,200 shares.

Insider Trade Summary

Grant/Award: 208.111 shares

Grant/Award 2 txns

Insider Ishizuka Masahiro

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	208.111	$9.20	$2K
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 472.236 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 11,200 shares (Direct)

Footnotes (2)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.
F2. Changes in amount of securities beneficially owned also reflect transfers of 600 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares acquired: 208 shares Reported price: $9.20 per share Indirect holding: 472 shares +3 more

6 metrics

Shares acquired 208 shares Indirect acquisition through the officers' stock ownership plan on October 23, 2026

Reported price $9.20 per share Converted from Japanese yen using the transaction-date spot exchange rate

Indirect holding 472 shares Reported following the acquisition on October 23, 2026

Direct holding 11,200 shares Direct common-stock holding reported on October 23, 2026

Transferred shares 600 shares Moved from the officer's stock ownership plan account to a brokerage account on September 25, 2026

Spot exchange rate JPY156.51 = US$1 Rate used to convert the reported price on October 23, 2026

Key Terms

officers' stock ownership plan, spot exchange rate, beneficially owned

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

spot exchange rate financial

"using the JPY156.51= US$1 as spot exchange rate"

beneficially owned financial

"amount of securities beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

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How many NMR shares did Masahiro Ishizuka acquire?

Nomura Holdings Inc. director Masahiro Ishizuka acquired 208 shares indirectly through the officers' stock ownership plan on October 23, 2026. The reported price was $9.20 per share, converted from yen using the transaction-date spot rate.

Did an account transfer also affect NMR shares reported for Masahiro Ishizuka?

The reported change in securities beneficially owned also reflected a transfer of 600 shares from the officer's stock ownership plan account to a brokerage account in Masahiro Ishizuka's name on September 25, 2026. The transfer did not change the total amount of securities beneficially owned.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/26/2026 - 08:23 PM EDT Accepted by SEC EDGAR 10/26/2026 - 08:23 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/23/2026		A		208.111	A	$9.2⁽¹⁾	472.236	I	Held in officers' stock ownership plan
Common Stock								11,200⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 600 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

	/s/ Takashi Futaki, as Attorney-in-fact	10/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR