Nomura director granted 236 shares in stock plan

Nomura Holdings director Masahiro Ishizuka reported a compensation-related stock grant.

Rhea-AI Filing Summary

Nomura Holdings director Masahiro Ishizuka reported a compensation-related stock grant. He acquired 236.799 shares of Common Stock at $8.21 per share in a grant/award transaction held indirectly through an officers' stock ownership plan. After this grant, indirect holdings were 793.697 shares, and a separate holding entry shows 9,900 shares held directly.

Insider Trade Summary

Grant/Award: 236.799 shares

Grant/Award 2 txns

Insider Ishizuka Masahiro

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	236.799	$8.21	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 793.697 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 9,900 shares (Direct)

Footnotes (1)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

Key Figures

Stock grant size: 236.799 shares Grant price per share: $8.21 per share Indirect holdings after grant: 793.697 shares +2 more

5 metrics

Stock grant size 236.799 shares Common Stock grant coded A on May 25, 2026

Grant price per share $8.21 per share Price converted from JPY using JPY158.91 = $1 rate

Indirect holdings after grant 793.697 shares Held through officers' stock ownership plan after transaction

Direct share holdings 9,900 shares Common Stock held directly following reported holding entry

Exchange rate used JPY158.91 = $1 Spot rate used to convert transaction price into U.S. dollars

Key Terms

grant/award acquisition, officers' stock ownership plan, Common Stock, indirect, +1 more

5 terms

grant/award acquisition financial

"transaction_action: "grant/award acquisition" for the A-coded transaction"

officers' stock ownership plan financial

"nature_of_ownership: "Held in officers' stock ownership plan""

Common Stock financial

"security_title: "Common Stock" in the non-derivative transactions"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect financial

"ownership_type: "indirect" for shares held in the stock ownership plan"

direct financial

"ownership_type: "direct" for the 9,900-share holding entry"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nomura Holdings (NMR) director Masahiro Ishizuka report?

Director Masahiro Ishizuka reported receiving 236.799 shares of Nomura Holdings Common Stock as a grant or award. The shares were acquired at $8.21 per share and are held indirectly through an officers' stock ownership plan, indicating a compensation-related transaction rather than an open-market purchase.

At what price was the Nomura Holdings (NMR) stock grant to Masahiro Ishizuka recorded?

The reported price for Masahiro Ishizuka’s stock grant was $8.21 per share. This figure was converted from Japanese yen using an exchange rate of JPY158.91 per $1 on the transaction date, as referenced in the accompanying footnote from MUFG Bank, Ltd.

How many Nomura Holdings (NMR) shares does Masahiro Ishizuka hold indirectly after this Form 4?

Following the grant transaction, Masahiro Ishizuka’s indirect holdings in Nomura Holdings Common Stock total 793.697 shares. These shares are held through an officers' stock ownership plan, which is noted in the filing as the nature of ownership for the indirect position.

How many Nomura Holdings (NMR) shares does Masahiro Ishizuka hold directly?

A separate holding entry in the filing shows that Masahiro Ishizuka holds 9,900 shares of Nomura Holdings Common Stock directly. This direct position is classified with a “D” ownership code, distinguishing it from his indirect holdings through the officers' stock ownership plan.

Was Masahiro Ishizuka’s Nomura Holdings (NMR) transaction an open-market purchase or a grant?

The Form 4 characterizes the transaction as a grant, award, or other acquisition, coded “A,” not an open-market purchase. The 236.799 shares of Nomura Holdings Common Stock were received as part of an officers' stock ownership plan rather than bought on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/27/2026 - 06:18 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/25/2026		A		236.799	A	$8.21(1)	793.697	I	Held in officers' stock ownership plan
Common Stock								9,900	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	05/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)