Nomura officer gets 65.442-share stock award

NOMURA HOLDINGS INC (NMR) reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25 under an officers' stock ownership plan, reported at a price of $9.87 per share after conversion from Japanese yen.

Rhea-AI Filing Summary

NOMURA HOLDINGS INC (NMR) reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25 under an officers' stock ownership plan, reported at a price of $9.87 per share after conversion from Japanese yen. Following this award, 217.406 shares are held indirectly through the plan and 60,082 shares are held directly. A footnote explains that transfers of 900 shares from the officer's stock ownership plan account to a brokerage account on 2026-06-25 did not change the total amount of securities beneficially owned.

Insider Trade Summary

Grant/Award: 65.442 shares

Grant/Award 2 txns

Insider Hori Akio

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	65.442	$9.87	$645.91
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 217.406 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 60,082 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares granted/awarded: 65.442 shares of Common Stock Price per share: $9.87 per share FX rate used for price conversion: JPY159.23 = US$1 +3 more

6 metrics

Shares granted/awarded 65.442 shares of Common Stock Grant/award to officer Hori Akio on 2026-08-25

Price per share $9.87 per share Reported price for the 65.442-share grant/award on 2026-08-25

FX rate used for price conversion JPY159.23 = US$1 Spot exchange rate on 2026-08-25 used to convert the reported price

Indirect holdings after transaction 217.406 shares Common Stock held indirectly in officers' stock ownership plan after 2026-08-25 grant

Direct holdings after transaction 60,082 shares Common Stock held directly by Hori Akio after reported transactions

Shares transferred between accounts 900 shares Transfer from stock ownership plan account to brokerage account on 2026-06-25 with no change in total beneficial ownership

Key Terms

officers' stock ownership plan, beneficially owned, indirect

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect transfers"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

indirect financial

"total_shares_following_transaction: 217.4060, direct_or_indirect: I"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NMR report for Hori Akio on August 25, 2026?

NMR reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25, held indirectly through an officers' stock ownership plan.

What price per share was used for the August 25, 2026 NMR stock award?

The stock award to Hori Akio was reported at $9.87 per share, with the price converted from Japanese yen using a rate of JPY159.23 = US$1 as of August 25, 2026.

How many NMR shares does Hori Akio hold indirectly and directly after this Form 4?

After the reported transactions, Hori Akio holds 217.406 shares of NMR indirectly through an officers' stock ownership plan and 60,082 shares directly in his own name.

Did the 900-share transfer mentioned in the NMR Form 4 change total ownership?

No. A footnote states that the transfer of 900 shares from the officer's stock ownership plan account to a brokerage account on June 25, 2026 resulted in no change in the total amount of securities beneficially owned.

Was the August 25, 2026 NMR insider transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating that the August 25, 2026 award or related holdings were made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 07:48 PM EDT Accepted by SEC EDGAR 08/26/2026 - 07:47 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hori Akio

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/25/2026		A		65.442	A	$9.87(1)	217.406	I	Held in officers' stock ownership plan
Common Stock								60,082(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

CIO (Chief Information Officer)

	/s/ Takashi Futaki, as Attorney-in-fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)