Nomura officer granted 2,000 restricted stock units
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Insider Trade Summary
Grant/Award: 2,000 shares
Grant/Award
4 txns
Insider
Horiuchi Yuko
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 700 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 700 | $0.00 | $0.00 |
| Grant/Award | Restricted Stock Units | 600 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 18,200 contracts (Direct);
Common Stock — 18,448 shares (Direct)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate Expiration Date.
Key Figures
RSU grant 1: 600 Restricted Stock Units
RSU grant 2: 700 Restricted Stock Units
RSU grant 3: 700 Restricted Stock Units
+2 more
5 metrics
RSU grant 1
600 Restricted Stock Units
Grant on May 25, 2026; each unit equals one common share
RSU grant 2
700 Restricted Stock Units
Grant on May 25, 2026; underlying common stock
RSU grant 3
700 Restricted Stock Units
Grant on May 25, 2026; underlying common stock
Direct common stock holdings
18,448 shares
Common stock directly held following reported transactions
RSU exercise dates
April 1, 2027/2028/2029
Staggered exercise or delivery dates for RSU awards
Key Terms
Restricted Stock Units, Common Stock, Grant, award, or other acquisition, Form 4
4 terms
Restricted Stock Units financial
"The officer received three grants of Restricted Stock Units covering 600, 700, and 700 units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"Each Restricted Stock Unit represents the right to receive one share of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 regulatory
"according to a Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Nomura (NMR) report for Horiuchi Yuko?
Nomura reported that officer Horiuchi Yuko received three grants of Restricted Stock Units on May 25, 2026, covering 600, 700, and 700 units. Each unit represents the right to receive one share of Nomura common stock as equity compensation.
How many Restricted Stock Units did the Nomura (NMR) officer receive in total?
The officer received a total of 2,000 Restricted Stock Units, from grants of 600, 700, and 700 units. These RSUs are compensation awards, each convertible into one share of Nomura common stock, according to the Form 4 filing footnotes.
What does each Restricted Stock Unit represent in the Nomura (NMR) Form 4?
Each Restricted Stock Unit represents the right to receive one share of Nomura common stock. This means the 2,000 granted RSUs correspond to 2,000 potential shares, subject to the applicable vesting or settlement conditions described in company plans.
What are the key dates for the Nomura (NMR) RSU grants to Horiuchi Yuko?
The Form 4 shows RSU grants dated May 25, 2026, with exercise or delivery dates noted as April 1, 2027, April 1, 2028, and April 1, 2029 for the respective awards, reflecting staggered future settlement schedules for these compensation grants.
AI-generated analysis. How Rhea-AI works. Not financial advice.
