Nomura (NYSE: NMR) awards officer 2,000 restricted stock units as equity pay

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Horiuchi Yuko

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	700	$0.00	--
Grant/Award	Restricted Stock Units	700	$0.00	--
Grant/Award	Restricted Stock Units	600	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 5,400 shares (Direct, null); Common Stock — 18,448 shares (Direct, null)

Footnotes (1)

Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.

Key Figures

RSU grant 1: 600 Restricted Stock Units RSU grant 2: 700 Restricted Stock Units RSU grant 3: 700 Restricted Stock Units +2 more

5 metrics

RSU grant 1 600 Restricted Stock Units Grant on May 25, 2026; each unit equals one common share

RSU grant 2 700 Restricted Stock Units Grant on May 25, 2026; underlying common stock

RSU grant 3 700 Restricted Stock Units Grant on May 25, 2026; underlying common stock

Direct common stock holdings 18,448 shares Common stock directly held following reported transactions

RSU exercise dates April 1, 2027/2028/2029 Staggered exercise or delivery dates for RSU awards

Key Terms

Restricted Stock Units, Common Stock, Grant, award, or other acquisition, Form 4

4 terms

Restricted Stock Units financial

"The officer received three grants of Restricted Stock Units covering 600, 700, and 700 units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"Each Restricted Stock Unit represents the right to receive one share of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 regulatory

"according to a Form 4 filing"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/27/2026 - 06:05 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Horiuchi Yuko

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								18,448	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		700		04/01/2027	⁽²⁾	Common stock	700	$0	5,400	D
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		700		04/01/2028	⁽²⁾	Common stock	700	$0	6,100	D
Restricted Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		600		04/01/2029	⁽²⁾	Common stock	600	$0	6,700	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate Expiration Date.

Remarks:

Group Finance

	/s/ Takashi Futaki, as Attorney-in-fact	05/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Nomura (NMR) report for Horiuchi Yuko?

Nomura reported that officer Horiuchi Yuko received three grants of Restricted Stock Units on May 25, 2026, covering 600, 700, and 700 units. Each unit represents the right to receive one share of Nomura common stock as equity compensation.

How many Restricted Stock Units did the Nomura (NMR) officer receive in total?

The officer received a total of 2,000 Restricted Stock Units, from grants of 600, 700, and 700 units. These RSUs are compensation awards, each convertible into one share of Nomura common stock, according to the Form 4 filing footnotes.

What does each Restricted Stock Unit represent in the Nomura (NMR) Form 4?

Each Restricted Stock Unit represents the right to receive one share of Nomura common stock. This means the 2,000 granted RSUs correspond to 2,000 potential shares, subject to the applicable vesting or settlement conditions described in company plans.

What are the key dates for the Nomura (NMR) RSU grants to Horiuchi Yuko?

The Form 4 shows RSU grants dated May 25, 2026, with exercise or delivery dates noted as April 1, 2027, April 1, 2028, and April 1, 2029 for the respective awards, reflecting staggered future settlement schedules for these compensation grants.

How many Nomura (NMR) common shares does Horiuchi Yuko hold after the transactions?

After the reported transactions, the Form 4 shows Horiuchi Yuko directly holding 18,448 shares of Nomura common stock. This figure reflects the direct ownership position reported in the common stock line of the filing following the RSU grants.