Every Form 4 that Nomura Holdings, Inc (NMR) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NMR and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NMR filings page.
Nomura Holdings executive Minami Naotaka reported routine equity-compensation activity involving restricted and notional stock units. On April 27, 2026, 4,000 Restricted Stock Units were exercised and settled in shares of Common Stock, increasing direct holdings to 31,065 shares after these transactions.
In connection with that vesting, 1,987 Common Stock shares were withheld at $7.71 per share to cover tax withholding obligations. On April 24, 2026, 503 Notional Stock Units and related units were settled in cash, with no shares issued, at a value based on Common Stock priced at $8.21 per share. Following these events, Minami held 2,100 Restricted Stock Units and 1,005 Notional Stock Units in addition to the Common Stock position.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.
Nomura Holdings officer Toshiyasu Iiyama reported compensation-related stock transactions involving Common Stock and equity units. On April 27, 2026, 107,300 Restricted Stock Units converted into the same number of Common shares, with 49,450 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 60,745 Notional Stock Units were settled in cash, linked to Common Stock valued at $8.21 per share, and 60,745 shares were disposed of to the issuer. After these transactions, Iiyama directly held 301,656 Common shares. No Notional Stock Units or Restricted Stock Units remain outstanding in this filing.
Nomura Holdings executive Sotaro Kato reported compensation-related stock activity involving vested awards and tax withholding. On April 27, 2026, 42,300 Restricted Stock Units vested and were settled in shares of common stock, with 22,483 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 35,736 Notional Stock Units vested and were settled entirely in cash, so no new shares were issued. Following these events, Kato directly held 62,774 shares of common stock, plus remaining balances of both Restricted Stock Units and Notional Stock Units.
Nomura Holdings Inc. executive Akihito Tobari reported routine equity compensation activity. On April 27, 2026, 17,100 Restricted Stock Units that had vested on April 1, 2026 were settled into an equal number of common shares.
To cover tax obligations on this settlement, 6,602 common shares were withheld rather than sold in the market. Following these transactions, Tobari directly holds 111,568 common shares and 21,700 remaining Restricted Stock Units. On April 24, 2026, he also acquired 73.682 common shares indirectly through an officers' stock ownership plan, bringing that indirect plan balance to 170.056 shares.
NOMURA HOLDINGS INC officer Hiroyasu Koike reported routine equity compensation activity. On April 27, 2026, 10,000 Restricted Stock Units were settled into common shares, and 4,744 shares were withheld at about $7.71 per share to cover tax obligations.
Following these transactions, Koike held 112,985 common shares directly. Separately, on April 24, 2026, he acquired 294.729 common shares indirectly through an officers' stock ownership plan at about $8.41 per share, bringing those indirect holdings to 660.372 shares.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Shoji Ogawa reported a routine equity compensation grant in the form of Common Stock. He received 221.046 shares at $8.41 per share, credited to an officers' stock ownership plan, bringing his indirect holdings in that plan to 497.894 shares. Separately, he directly holds 58,140 shares of Nomura common stock.
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock.
In connection with this settlement, 3,779 shares of Common Stock were withheld to satisfy tax withholding obligations at a reported price of $7.71 per share, which is not an open-market sale. After these transactions, Mori directly holds 22,925 shares of Common Stock and 7,600 Restricted Stock Units, each representing the right to receive one share of Common Stock.
Nomura Holdings executive Akio Hori reported routine equity compensation activity and related tax withholding. On April 27, 2026, Restricted Stock Units representing 6,100 shares of Common Stock were exercised and settled in shares, and 2,952 shares were withheld to cover tax obligations.
Following these transactions, Hori directly held 59,182 shares of Common Stock, and 5,500 Restricted Stock Units remained outstanding. Separately, on April 24, 2026, an additional 73.682 shares of Common Stock were acquired indirectly through an officers' stock ownership plan, bringing that indirect plan holding to 155.153 shares.
NOMURA HOLDINGS INC officer Hiroyuki Moriuchi reported routine equity compensation activity. On April 27, 2026, 9,200 Restricted Stock Units were settled into an equal number of common shares after vesting on April 1, 2026, with each unit representing one share.
In connection with this settlement, 4,376 common shares were disposed of to satisfy tax withholding obligations at a reported price of $7.71 per share, converted from Japanese yen using a JPY159.56 = $1 rate. Following these transactions, Moriuchi holds 30,676 common shares directly. The filing shows compensation-related exercises and tax withholding, not open‑market buying or selling.
Nomura Holdings executive Horiuchi Yuko reported routine equity compensation activity. On April 27, 2026, 5,400 Restricted Stock Units were exercised into an equal number of common shares, following vesting on April 1, 2026. Each unit represented the right to receive one share of common stock.
In connection with this settlement, 2,630 common shares were disposed of to cover tax withholding obligations at a reported price of $7.71 per share, converted from Japanese yen using a JPY159.56 = $1.00 exchange rate. After these transactions, Horiuchi directly owned 18,448 shares of Nomura Holdings common stock.
Nomura Holdings Inc. officer Masahiro Goto reported routine equity compensation activity involving Restricted Stock Units. On April 27, 2026, 69,800 Restricted Stock Units that vested on April 1, 2026 were settled into an equal number of shares of Common Stock, with no cash exercise price.
In connection with this settlement, 30,694 shares were withheld to cover tax withholding obligations, at a reported price of $7.71 per share, which reflects conversion from Japanese yen at JPY159.56 = US$1. After these transactions, Goto directly holds 243,374 shares of Common Stock and 94,800 Restricted Stock Units, each representing the right to receive one share of Common Stock. The withholding is a tax payment mechanism rather than an open-market sale.
Nomura Holdings director Ishizuka Masahiro reported a routine change in ownership of the company’s common stock. He received an indirect grant of 221.046 shares of common stock at $8.41 per share, held in an officers' stock ownership plan, bringing that indirect position to 556.898 shares. Separately, a holding entry shows he directly owns 9,900 shares of common stock after the reported date. The reported dollar price reflects a conversion from Japanese yen using a disclosed spot exchange rate on the transaction date.
Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.
He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.
NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.
Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.
After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.