Nomura’s Mori Takako settles RSUs, withholds shares for tax
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity.
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Form Type
4
Rhea-AI Filing Summary
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock.
In connection with this settlement, 3,779 shares of Common Stock were withheld to satisfy tax withholding obligations at a reported price of $7.71 per share, which is not an open-market sale. After these transactions, Mori directly holds 22,925 shares of Common Stock and 7,600 Restricted Stock Units, each representing the right to receive one share of Common Stock.
Insider Trade Summary
7,900 shares exercised/converted
Exercise
3 txns
Insider
Mori Takako
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 7,900 | $0.00 | $0.00 |
| Exercise | Common Stock | 7,900 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 3,779 | $7.71 | $29K |
Holdings After Transaction:
Restricted Stock Units — 7,600 contracts (Direct);
Common Stock — 22,925 shares (Direct)
Footnotes (5)
- F1. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026.
- F2. Shares were withheld to satisfy tax withholding obligations in connection with the settlement of the Restricted Stock Units.
- F3. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
- F4. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F5. No separate Expiration Date.
Key Figures
Shares withheld for tax: 3,779 shares
RSUs settled into shares: 7,900 shares
Post-transaction Common shares: 26,704 shares
+5 more
8 metrics
Shares withheld for tax
3,779 shares
Tax withholding disposition of Common Stock at $7.71 per share on April 27, 2026
RSUs settled into shares
7,900 shares
Restricted Stock Units settled in Common Stock on April 27, 2026
Post-transaction Common shares
26,704 shares
Direct Common Stock holdings following the reported transactions
Remaining RSUs
7,600 RSUs
Restricted Stock Units remaining after the settlement transaction
Reported price per share
$7.71 per share
Converted from Japanese yen for the tax-withholding transaction
FX conversion rate
JPY159.56 = US$1
Spot exchange rate used for converting the reported price on April 27, 2026
RSU vesting date
April 1, 2026
Date on which Restricted Stock Units vested before settlement
RSU settlement date
April 27, 2026
Date on which vested Restricted Stock Units were settled in shares
Key Terms
Restricted Stock Units, tax withholding obligations, spot exchange rate, derivative security, +1 more
5 terms
Restricted Stock Units financial
"Restricted Stock Units vested on April 1, 2026 and were settled in shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Shares were withheld to satisfy tax withholding obligations in connection with the settlement"
spot exchange rate financial
"using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date"
derivative security financial
"transaction code description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Mori Takako report in this Form 4 for Nomura Holdings (NMR)?
Mori Takako reported the vesting and settlement of Restricted Stock Units into 7,900 shares of Common Stock. As part of this routine equity compensation event, some shares were withheld to cover tax obligations, and updated post-transaction holdings were disclosed.
Were any open-market purchases or sales reported for Nomura Holdings (NMR)?
No open-market purchases or sales were reported. The filing shows an exercise of Restricted Stock Units and a tax-withholding disposition, where shares were withheld by the company to cover taxes, rather than bought or sold on the open market.
When did the Restricted Stock Units for Nomura Holdings (NMR) vest and settle?
The Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026. Upon settlement, 7,900 shares of Common Stock were delivered, and a portion of those shares was withheld to meet tax withholding obligations.
AI-generated analysis. How Rhea-AI works. Not financial advice.
