Nomura director receives stock grant at $8.41

Nomura Holdings director Ishizuka Masahiro reported a routine change in ownership of the company’s common stock.

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Form Type

Rhea-AI Filing Summary

Nomura Holdings director Ishizuka Masahiro reported a routine change in ownership of the company’s common stock. He received an indirect grant of 221.046 shares of common stock at $8.41 per share, held in an officers' stock ownership plan, bringing that indirect position to 556.898 shares. Separately, a holding entry shows he directly owns 9,900 shares of common stock after the reported date. The reported dollar price reflects a conversion from Japanese yen using a disclosed spot exchange rate on the transaction date.

Insider Trade Summary

Grant/Award: 221.046 shares

Grant/Award 2 txns

Insider Ishizuka Masahiro

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	221.046	$8.41	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 556.898 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 9,900 shares (Direct)

Footnotes (1)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

Key Figures

Stock grant size: 221.046 shares Grant price: $8.41 per share Indirect holdings after grant: 556.898 shares +2 more

5 metrics

Stock grant size 221.046 shares Common stock grant to Ishizuka Masahiro on April 24, 2026

Grant price $8.41 per share Value per share for the 221.046-share acquisition

Indirect holdings after grant 556.898 shares Common stock held in officers' stock ownership plan after transaction

Direct holdings 9,900 shares Common stock directly owned following holding entry on April 24, 2026

FX spot rate JPY159.84 = US$1 Exchange rate used to convert transaction price into U.S. dollars

Key Terms

officers' stock ownership plan, indirect, grant, award, or other acquisition, spot exchange rate

4 terms

officers' stock ownership plan financial

"nature_of_ownership: Held in officers' stock ownership plan"

indirect financial

"ownership_type: indirect, with shares held in an officers' stock ownership plan"

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

spot exchange rate financial

"using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nomura Holdings (NMR) report for Ishizuka Masahiro?

Nomura director Ishizuka Masahiro reported receiving an indirect grant of 221.046 common shares. These shares are held in an officers' stock ownership plan, and the transaction reflects a routine compensation-related acquisition rather than an open-market purchase or sale.

At what price was the new Nomura (NMR) stock granted to Ishizuka Masahiro?

The 221.046 newly acquired Nomura common shares were valued at $8.41 per share. The filing notes this dollar price was calculated by converting the original Japanese yen amount using a specific spot exchange rate on the transaction date.

How many Nomura (NMR) shares does Ishizuka Masahiro hold after this filing?

After the reported transactions, Ishizuka Masahiro directly holds 9,900 Nomura common shares. Indirectly, through an officers' stock ownership plan, he holds 556.898 common shares, giving a combined picture of his direct and indirect equity exposure in the company.

Is the Nomura (NMR) insider transaction an open-market buy or a stock award?

The filing classifies the 221.046-share transaction as a grant, award, or other acquisition, not an open-market purchase. The shares are held indirectly in an officers' stock ownership plan, indicating a compensation-related award instead of a discretionary market trade.

How was the Nomura (NMR) transaction price converted from yen to dollars?

The filing explains that the reported dollar price was converted from Japanese yen using a spot exchange rate of JPY159.84 per US$1. This exchange rate was provided by MUFG Bank, Ltd as of April 24, 2026, the stated transaction date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 04/28/2026 - 06:08 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/24/2026		A		221.046	A	$8.41⁽¹⁾	556.898	I	Held in officers' stock ownership plan
Common Stock								9,900	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	04/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR