Nomura (NMR) director Ishizuka reports new open-market share purchase

Rhea-AI Filing Summary

Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.

He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ishizuka Masahiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								9,900(1)	D
Common Stock	03/25/2026		P		238.186	A	$8.05(2)	335.852(1)	I	Held in officers' stock ownership plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Changes in amount of securities beneficially owned also reflect transfer of 600 shares from officer's stock ownership plan account to brokerage account in the reporting person's name since reporting person's filing on Form 3 on March 18, 2026; no change in total amount of securities beneficially owned as a result of such transfer.

2. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.66 = US$1.00 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd. on March 25, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ishizuka Masahiro report for Nomura Holdings (NMR)?

Ishizuka Masahiro reported an open-market purchase of 238.186 shares of Nomura common stock through an officers’ stock ownership plan. This indirect acquisition increased his plan holdings to 335.852 shares while leaving his overall beneficial ownership level essentially unchanged aside from an internal transfer.

At what price did the Nomura (NMR) shares trade in Ishizuka Masahiro’s Form 4 filing?

The Form 4 shows an open-market purchase price of about $8.05 per Nomura common share. This U.S. dollar figure was converted from Japanese yen using a specified exchange rate on the transaction date, as referenced in the filing’s explanatory footnote.

How many Nomura (NMR) shares does Ishizuka Masahiro hold after the reported transactions?

After the reported activity, Ishizuka Masahiro holds 335.852 Nomura shares indirectly through an officers’ stock ownership plan and 9,900 shares directly. The internal transfer of 600 shares from the plan to his brokerage account did not change his total beneficial share count.

Was there a transfer of Nomura (NMR) shares between accounts in this Form 4?

Yes. The filing notes a transfer of 600 Nomura shares from an officers’ stock ownership plan account to a brokerage account in Ishizuka Masahiro’s name. The footnote clarifies this transfer did not alter the total number of shares he beneficially owns overall.

Does the Nomura (NMR) Form 4 indicate any derivative securities for Ishizuka Masahiro?

The Form 4 does not list any derivative securities for Ishizuka Masahiro. The derivative section is empty, indicating that only common stock positions—both direct and indirect—are reported in this specific filing without any related options or similar derivative positions.

How does the exchange rate affect the Nomura (NMR) price shown in the Form 4?

The price in the Form 4 is presented in U.S. dollars after converting from Japanese yen using an exchange rate of JPY158.66 to $1.00. This conversion, documented in a footnote, standardizes the transaction price for investors reviewing the filing in dollars.