Nomura director buys small block of shares

NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase.

Rhea-AI Filing Summary

NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.

Insider Trade Summary

Net Buyer: 238.186 shares

Net Buy 2 txns

Insider Ogawa Shoji

Role Director

Bought 238.186 shs ($2K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	238.186	$8.05	$2K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 276.848 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,140 shares (Direct)

Footnotes (2)

1. F1. Changes in amount of securities beneficially owned also reflect transfer of 700 shares from officer's stock ownership plan account to brokerage account in the reporting person's name since reporting person's filing on Form 3 on March 18, 2026; no change in total amount of securities beneficially owned as a result of such transfer.
2. F2. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.66 = US$1.00 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd. on March 25, 2026.

FAQ

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What insider transaction did NOMURA HOLDINGS INC (NMR) disclose for Ogawa Shoji?

NOMURA HOLDINGS INC reported that director Ogawa Shoji bought 238.186 shares of common stock on March 25, 2026. The purchase was an open-market transaction through an officers' stock ownership plan and was reported as indirect ownership.

At what price did Ogawa Shoji buy NOMURA HOLDINGS INC (NMR) shares?

The reported purchase price was $8.05 per share, converted from Japanese yen using an exchange rate of JPY158.66 to US$1.00 on March 25, 2026, as provided by MUFG Bank, Ltd. in the filing footnote.

How many NOMURA HOLDINGS INC (NMR) shares does Ogawa Shoji hold after this Form 4?

After the reported transaction, indirect holdings in the officers' stock ownership plan were 276.848 shares. Direct holdings in Ogawa Shoji’s name were 58,140 shares of NOMURA HOLDINGS INC common stock, according to the ownership details disclosed.

Was there any change in Ogawa Shoji’s total NOMURA HOLDINGS INC (NMR) ownership from share transfers?

A footnote states 700 shares were transferred from the officers' stock ownership plan account to a brokerage account in the reporting person’s name. The filing notes this transfer did not change the total number of NOMURA HOLDINGS INC shares beneficially owned.

How many NOMURA HOLDINGS INC (NMR) shares did Ogawa Shoji buy in net terms on March 25, 2026?

The transaction summary shows a net purchase of 238.186 shares of NOMURA HOLDINGS INC common stock on March 25, 2026. There were no reported sales, exercises, gifts, or tax-withholding dispositions in this Form 4.

What type of transaction is reported in the NOMURA HOLDINGS INC (NMR) Form 4 for Ogawa Shoji?

The filing identifies the event as an open-market purchase of common stock, coded as a “P” transaction. It is categorized as a non-derivative transaction and increases the reporting person’s beneficial ownership of NOMURA HOLDINGS INC shares.

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Accepted by SEC EDGAR 03/27/2026 - 06:15 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								58,140(1)	D
Common Stock	03/25/2026		P		238.186	A	$8.05(2)	276.848(1)	I	Held in officers' stock ownership plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Changes in amount of securities beneficially owned also reflect transfer of 700 shares from officer's stock ownership plan account to brokerage account in the reporting person's name since reporting person's filing on Form 3 on March 18, 2026; no change in total amount of securities beneficially owned as a result of such transfer.

2. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.66 = US$1.00 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd. on March 25, 2026.

	/s/ Takashi Futaki, as Attorney-in-fact	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)