Insider Yukiko Ozaki makes small Nomura (NYSE: NMR) share buy

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.

After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ozaki Yukiko

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								17,486	D
Common Stock	03/25/2026		P		7.939	A	$8.05(1)	62.565	I	Held in officers' stock ownership plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.66 = US$1.00 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd. on March 25, 2026.

Remarks:

Chief Human Resources Officer and Chief Health Officer

	/s/ Takashi Futaki, as Attorney-in-fact	03/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Nomura (NMR) report for Yukiko Ozaki?

Nomura reported that officer Yukiko Ozaki bought 7.939 shares of common stock via an officers' stock ownership plan. The purchase was an open-market transaction at a reported price of $8.05 per share on March 25, 2026.

At what price did Yukiko Ozaki buy Nomura (NMR) shares?

The filing shows a purchase price of $8.05 per Nomura common share. This dollar price was converted from Japanese yen using a JPY158.66 to $1.00 exchange rate reported by MUFG Bank on March 25, 2026.

How many Nomura (NMR) shares does Yukiko Ozaki hold after this Form 4?

After the reported transactions, Ozaki held 62.565 shares indirectly through an officers' stock ownership plan and 17,486 shares directly. These figures come from the post-transaction ownership columns in the Form 4 for Nomura common stock.

Was Yukiko Ozaki’s Nomura (NMR) trade a buy or a sell?

The Form 4 classifies the transaction as an open-market purchase. It uses transaction code P, indicating a buy, and the normalized data marks the transaction direction as “buy” with no reported share sales on that date.

How was the Nomura (NMR) insider trade price converted to U.S. dollars?

The reported share price was converted from Japanese yen using an exchange rate of JPY158.66 per $1.00. This spot rate came from MUFG Bank, Ltd. as of March 25, 2026, according to the footnote in the Form 4.