Nomura Holdings (NYSE: NMR) CIO receives 61.412-share stock award and holds 60,082 shares

Rhea-AI Filing Summary

Nomura Holdings CIO Akio Hori reported receiving a grant of 61.412 shares of common stock on July 24, 2026 through an officers' stock ownership plan, valued at $9.83 per share after conversion from Japanese yen at JPY164.01 = US$1. Following this award, indirect holdings in the plan total 151.964 shares. The filing also reports 60,082 directly held shares, reflecting a June 25, 2026 transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.

Insider Trade Summary

Net Buyer: 61.412 shares

Net Buy 2 txns

Insider Hori Akio

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	61.412	$9.83	$603.68
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 151.964 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 60,082 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Stock award size: 61.4120 shares Award valuation price: 9.8300 per share Indirect holdings after award: 151.9640 shares +3 more

6 metrics

Stock award size 61.4120 shares Grant of common stock to CIO Akio Hori on 2026-07-24

Award valuation price 9.8300 per share USD price per share, converted from JPY for the 61.412-share grant

Indirect holdings after award 151.9640 shares Shares held in officers' stock ownership plan after the transaction

Directly held shares 60082.0000 shares Direct ownership position reported as of 2026-07-24

FX rate used JPY164.01 = US$1 Exchange rate used to convert the award price from Japanese yen to U.S. dollars

Shares transferred 900 shares Transferred from officers' stock ownership plan to brokerage account on 2026-06-25

Key Terms

officers' stock ownership plan, beneficially owned, Rule 10b5-1

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect transfers"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Rule 10b5-1 financial

"Rule 10b5-1 checkbox indicates whether trades are under a trading plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/27/2026 - 10:46 AM Accepted by SEC EDGAR 07/27/2026 - 10:45 AM Learn about SEC filing dates

FAQ

What stock award did Nomura Holdings (NMR) CIO Akio Hori report in this Form 4?

Akio Hori reported a grant of 61.412 shares of Nomura Holdings common stock on July 24, 2026 through an officers' stock ownership plan. The transaction is coded as a grant or award acquisition rather than a market purchase or sale.

How many Nomura Holdings (NMR) shares does Akio Hori hold after the reported transactions?

After the reported activity, Akio Hori has 151.964 shares held indirectly in the officers' stock ownership plan and 60,082 shares held directly. The filing notes that a prior 900-share transfer did not change the total amount beneficially owned.

At what price was Akio Hori’s Nomura Holdings (NMR) stock award valued?

The 61.412-share award was valued at $9.83 per share, with the price converted from Japanese yen using an exchange rate of JPY164.01 = US$1 as reported by MUFG Bank, Ltd. on July 24, 2026.

Was Akio Hori’s Nomura Holdings (NMR) Form 4 transaction under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as true, so the reported grant is not affirmatively identified as made pursuant to a Rule 10b5-1 trading plan in this filing.

What share transfers are described in Akio Hori’s Nomura Holdings (NMR) Form 4 footnotes?

A footnote states that 900 shares were transferred on June 25, 2026 from the officer's stock ownership plan account to a brokerage account in Akio Hori’s name. The note specifies no change in total beneficial ownership from this transfer.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hori Akio

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/24/2026		A		61.412	A	$9.83(1)	151.964	I	Held in officers' stock ownership plan
Common Stock								60,082(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY164.01 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on July 24, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

CIO (Chief Information Officer)

	/s/ Takashi Futaki, as Attorney-in-fact	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)