Was there a change in Tobari Akihito’s total beneficial ownership of NMR due to the 900-share transfer?

No. A footnote states that the transfer of 900 shares on June 25, 2026 from the officers' stock ownership plan to Tobari Akihito’s brokerage account resulted in no change in the total amount of NMR securities beneficially owned.

Nomura (NYSE: NMR) wealth head reports 105,866 direct, 232.507 indirect shares

Q: What did insider Tobari Akihito report in this Form 4 for NMR?

Tobari Akihito reported a grant of 65.443 shares of NOMURA HOLDINGS INC common stock on August 25, 2026, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share converted from Japanese yen.

Q: How many NOMURA HOLDINGS INC (NMR) shares does Tobari Akihito beneficially own after the reported transactions?

After the reported award, Tobari Akihito beneficially owns 232.507 shares of NMR common stock indirectly via the officers' stock ownership plan and 105,866 shares directly, according to the Form 4 disclosure.

Q: Is the reported NMR stock grant to Tobari Akihito under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that the grant was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

NOMURA HOLDINGS INC (NMR) reported that executive Tobari Akihito, Head of Wealth Management, received a grant of 65.443 shares of common stock on August 25, 2026. The grant is held indirectly through an officers' stock ownership plan at a price of $9.87 per share, converted from Japanese yen using an exchange rate of JPY159.23 = US$1 on the transaction date.

After this award, Tobari is reported as beneficially owning 232.507 shares indirectly via the plan and 105,866 shares directly. A June 25, 2026 transfer of 900 shares from the plan to a brokerage account is noted, with no change in the total amount of securities beneficially owned as a result of that transfer.

Insider Trade Summary

Net Buyer: 65.443 shares

Net Buy 2 txns

Insider Tobari Akihito

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock ^F1	65.443	$9.87	$645.92
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 232.507 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 105,866 shares (Direct)

Footnotes (2)

F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
F2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Common stock grant: 65.443 shares Grant price per share: $9.87 per share Indirect shares following transaction: 232.507 shares +3 more

6 metrics

Common stock grant 65.443 shares Grant, award, or other acquisition on August 25, 2026 held indirectly via officers' stock ownership plan

Grant price per share $9.87 per share Converted from Japanese yen using JPY159.23 = US$1 spot exchange rate on August 25, 2026

Indirect shares following transaction 232.507 shares Total indirect beneficial ownership via officers' stock ownership plan after the August 25, 2026 grant

Direct shares held 105,866 shares Directly held beneficial ownership position reported as of August 25, 2026

Transfer between accounts 900 shares Transferred on June 25, 2026 from officers' stock ownership plan account to a brokerage account with no change in total beneficial ownership

Spot exchange rate JPY159.23 = US$1 Rate used to convert the grant price into U.S. dollars on August 25, 2026

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate, brokerage account

4 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect transfers"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date"

brokerage account financial

"transfers of 900 shares from officer's stock ownership plan account to a brokerage account"

FAQ

What did insider Tobari Akihito report in this Form 4 for NMR?

Tobari Akihito reported a grant of 65.443 shares of NOMURA HOLDINGS INC common stock on August 25, 2026, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share converted from Japanese yen.

How many NOMURA HOLDINGS INC (NMR) shares does Tobari Akihito beneficially own after the reported transactions?

After the reported award, Tobari Akihito beneficially owns 232.507 shares of NMR common stock indirectly via the officers' stock ownership plan and 105,866 shares directly, according to the Form 4 disclosure.

What exchange rate was used to convert the NOMURA (NMR) grant price into U.S. dollars?

The per-share grant price of NOMURA (NMR) stock was converted into U.S. dollars using a JPY159.23 = US$1 spot exchange rate, as reported by MUFG Bank, Ltd. on August 25, 2026.

Is the reported NMR stock grant to Tobari Akihito under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that the grant was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/26/2026 - 07:56 PM Accepted by SEC EDGAR 08/26/2026 - 07:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tobari Akihito

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/25/2026		A		65.443	A	$9.87⁽¹⁾	232.507	I	Held in officers' stock ownership plan
Common Stock								105,866⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 900 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Remarks:

Head of Wealth Management

	/s/ Takashi Futaki, as Attorney-in-fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR