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Nomura Holdings (NYSE: NMR) grants 261.751 shares to investment chief

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NOMURA HOLDINGS INC (NMR) reported an insider equity award for Head of Investment Management Hiroyasu Koike. On August 25, 2026, the reporting person received a grant of 261.751 shares of common stock, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share based on a foreign-exchange conversion.

Following this grant, the plan account held 314.079 shares, and a separate holding entry shows 114,585 shares held directly in a brokerage account. A footnote explains that 200 shares were transferred from the officers' stock ownership plan to the brokerage account on August 25, 2026, with no change in the total amount of securities beneficially owned as a result of the transfer.

Positive

  • None.

Negative

  • None.
Insider Koike Hiroyasu
Role See Remarks
Type Security Shares Price Value
Grant/Award Common Stock F1 261.751 $9.87 $3K
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 314.079 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 114,585 shares (Direct)
Footnotes (2)
  1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
  2. F2. Changes in amount of securities beneficially owned also reflect transfers of 200 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on August 25, 2026, since the reporting person's filing on Form 4 on July 24, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
Shares granted 261.751 shares of common stock Grant/award acquisition on August 25, 2026, held indirectly in officers' stock ownership plan
Grant price per share $9.87 per share Reported price converted from Japanese yen using a stated FX rate
FX rate used for conversion JPY159.23 = US$1 Spot exchange rate on August 25, 2026, as reported by MUFG Bank, Ltd.
Indirect holdings after grant 314.079 shares Total common stock held in officers' stock ownership plan after the award
Direct holdings 114,585 shares Common stock held directly in a brokerage account after transfers
Shares transferred between accounts 200 shares Moved from officers' stock ownership plan to brokerage account with no change in total beneficial ownership
officers' stock ownership plan financial
"Held in officers' stock ownership plan"
beneficially owned financial
"Changes in amount of securities beneficially owned also reflect transfers"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
spot exchange rate financial
"using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date"

FAQ

What insider transaction did NMR disclose for Hiroyasu Koike on August 25, 2026?
NMR disclosed that Head of Investment Management Hiroyasu Koike received a grant of 261.751 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan, with a reported price of $9.87 per share based on a foreign-exchange conversion.

How many NMR shares does the reporting person hold indirectly after the Form 4 transaction?
After the reported grant, the officers' stock ownership plan account associated with the reporting person held 314.079 shares of NMR common stock indirectly, as disclosed in the Form 4 filing for August 25, 2026.

What are the direct NMR share holdings reported for Hiroyasu Koike?
The filing reports that the reporting person holds 114,585 shares of NMR common stock directly in a brokerage account, reflecting transfers from the officers' stock ownership plan but with no change in total beneficial ownership.

What exchange rate was used to report the NMR grant price in U.S. dollars?
The grant price was converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate on August 25, 2026, as reported by MUFG Bank, Ltd., resulting in a reported per-share price of $9.87 for the awarded shares.

Did the transfer between the officers' stock plan and brokerage account change total NMR ownership?
No. A footnote states that 200 shares were transferred from the officers' stock ownership plan account to a brokerage account in the reporting person's name, with no change in the total amount of securities beneficially owned as a result.

Was the NMR insider transaction made under a Rule 10b5-1 trading plan?
No. The Form 4 indicates the Rule 10b5-1 checkbox is not checked, and there is no footnote stating that the reported grant or transfers were effected pursuant to a Rule 10b5-1 trading plan.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koike Hiroyasu
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/25/2026A261.751A$9.87(1)314.079IHeld in officers' stock ownership plan
Common Stock114,585(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
2. Changes in amount of securities beneficially owned also reflect transfers of 200 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on August 25, 2026, since the reporting person's filing on Form 4 on July 24, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.
Remarks:
Head of Investment Management
/s/ Takashi Futaki, as Attorney-in-fact08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR