Nomura Holdings director Ogawa receives 208-share award

The plan account held 412 shares after the award, and a separate 600-share transfer did not change total beneficial ownership.

Rhea-AI Filing Summary

Nomura Holdings Inc. director Shoji Ogawa acquired 208 shares of common stock on October 23, 2026, as an award held indirectly through the officers' stock ownership plan. The reported price was $9.20 per share, converted from Japanese yen; the plan account held 412 shares after the award. Ogawa also reported 59,440 shares held directly. A footnote says 600 shares moved from the plan account to a brokerage account in his name on September 25, 2026, without changing total beneficial ownership.

Insider Trade Summary

Grant/Award: 208.111 shares

Grant/Award 2 txns

Insider Ogawa Shoji

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	208.111	$9.20	$2K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 412.449 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 59,440 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 600 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares acquired in award: 208 shares Reported price per share: $9.20 per share Indirect plan-account holdings: 412 shares +2 more

5 metrics

Shares acquired in award 208 shares Common stock acquired October 23, 2026

Reported price per share $9.20 per share Converted from Japanese yen

Indirect plan-account holdings 412 shares Following the October 23, 2026 award

Direct common-stock holdings 59,440 shares Reported October 23, 2026

Shares transferred between accounts 600 shares Transferred September 25, 2026, from the plan account to a brokerage account in the reporting person's name

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"no change in the total amount of securities beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY156.51 = US$1 as spot exchange rate"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NMR shares did director Shoji Ogawa acquire?

Shoji Ogawa acquired 208 shares of common stock on October 23, 2026, as an award held indirectly through the officers' stock ownership plan. The reported price was $9.20 per share, converted from Japanese yen.

What exchange rate was used for Shoji Ogawa's NMR share award?

The reported $9.20 per-share price was converted from Japanese yen using a spot exchange rate of JPY156.51 = US$1 on October 23, 2026, as reported by MUFG Bank, Ltd.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/26/2026 - 08:12 PM EDT Accepted by SEC EDGAR 10/26/2026 - 08:12 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/23/2026		A		208.111	A	$9.2(1)	412.449	I	Held in officers' stock ownership plan
Common Stock								59,440(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY156.51 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on October 23, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 600 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on September 25, 2026, since the reporting person's filing on Form 4 on August 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

	/s/ Takashi Futaki, as Attorney-in-fact	10/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)