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Nomura (NYSE: NMR) officer granted stock and three RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Koike Hiroyasu reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings officer Koike Hiroyasu reported new equity compensation grants. On May 25, 2026, he received 772.713 shares of Common Stock at $8.21 per share through an officers' stock ownership plan and three separate grants of 800 Restricted Stock Units each, linked to future delivery of Common Stock through April 2029. After these transactions, his directly held Common Stock totaled 112,985 shares and his indirect plan holdings were 1,133.085 shares. These are compensation-related awards rather than open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Koike Hiroyasu
Role See Remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Restricted Stock Units 800 $0.00 --
Grant/Award Common Stock 772.713 $8.21 $6K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 6,300 shares (Direct, null); Common Stock — 1,133.085 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 112,985 shares (Direct, null)
Footnotes (1)
  1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026. Each Restricted Stock Unit represents the right to receive one share of Common Stock. No separate Expiration Date.
Common Stock grant 772.713 shares at $8.21/share Awarded via officers' stock ownership plan on May 25, 2026
Indirect plan holdings 1,133.085 shares Common Stock held in officers' stock ownership plan after grant
Direct common holdings 112,985 shares Directly held Nomura Common Stock after reported transactions
RSU grant 2027 800 Restricted Stock Units Each RSU delivers one share; exercise date April 1, 2027
RSU grant 2028 800 Restricted Stock Units Each RSU delivers one share; exercise date April 1, 2028
RSU grant 2029 800 Restricted Stock Units Each RSU delivers one share; exercise date April 1, 2029
FX rate used JPY158.91 = US$1 Spot exchange rate on May 25, 2026 for price conversion
Restricted Stock Units financial
"Restricted Stock Units represent the right to receive one share of Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
officers' stock ownership plan financial
"Common Stock held indirectly is noted as held in officers' stock ownership plan."
grant/award acquisition financial
"Transaction code A is described as a grant, award, or other acquisition."
derivative financial
"Restricted Stock Units are reported as derivative securities with underlying Common Stock."
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
spot exchange rate financial
"The reported price was converted using a JPY158.91=US$1 spot exchange rate."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koike Hiroyasu
(Last)(First)(Middle)
13-1, NIHONBASHI 1-CHOME, CHUO-KU
(Street)
TOKYOJAPAN103-8645
(City)(State)(Zip)
JAPAN
(Country)		2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
[TSE: 8604]
3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/25/2026A772.713A$8.21(1)1,133.085IHeld in officers' stock ownership plan
Common Stock112,985D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)(2)05/25/2026A80004/01/2027 (3)Common stock800$06,300D
Restricted Stock Units(2)(2)05/25/2026A80004/01/2028 (3)Common stock800$07,100D
Restricted Stock Units(2)(2)05/25/2026A80004/01/2029 (3)Common stock800$07,900D
Explanation of Responses:
1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.91= US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on May 25, 2026.
2. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
3. No separate Expiration Date.
Remarks:
Head of Investment Management
/s/ Takashi Futaki, as Attorney-in-fact05/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Nomura (NMR) officer Koike Hiroyasu report in this Form 4?

Koike Hiroyasu reported receiving equity compensation from Nomura Holdings, including new Common Stock and Restricted Stock Unit awards. These transactions reflect grants and awards, not open-market buying or selling of Nomura shares, and update his reported ownership positions.

How many Nomura (NMR) common shares did Koike Hiroyasu receive?

He received 772.713 shares of Nomura Common Stock at $8.21 per share through an officers' stock ownership plan. Following this grant, his indirect holdings in that plan totaled 1,133.085 shares, providing a clearer picture of his compensation-linked share ownership.

What Restricted Stock Unit awards did Koike Hiroyasu get from Nomura (NMR)?

He was granted three awards of 800 Restricted Stock Units each, all dated May 25, 2026. Each unit represents the right to receive one share of Common Stock, with delivery dates tied to April 1 of 2027, 2028, and 2029, respectively.

How many Nomura (NMR) common shares does Koike Hiroyasu now hold directly?

After the reported transactions, he directly holds 112,985 shares of Nomura Common Stock. This figure reflects his direct ownership position as updated by the filing and does not include the separate indirect shares held in the officers' stock ownership plan.

Are Koike Hiroyasu’s Nomura (NMR) transactions open-market trades?

No. The filing shows compensation-related grants and awards, coded as “A” for acquisitions, rather than open-market purchases or sales. They include Common Stock awarded through a stock ownership plan and Restricted Stock Units that convert into shares on future dates.

What exchange rate was used in valuing Koike Hiroyasu’s Nomura (NMR) grant?

The reported price per share was converted from Japanese yen using an exchange rate of JPY158.91 per US$1. This spot rate came from MUFG Bank, Ltd. on May 25, 2026, the transaction date referenced in the filing’s footnote.