Nomura director granted 196 shares at $9.87

NOMURA HOLDINGS INC (NMR) reported that director Ogawa Shoji acquired 196.31 shares of common stock on August 25, 2026 as a grant/award held indirectly through an officers' stock ownership plan.

Rhea-AI Filing Summary

NOMURA HOLDINGS INC (NMR) reported that director Ogawa Shoji acquired 196.31 shares of common stock on August 25, 2026 as a grant/award held indirectly through an officers' stock ownership plan. The award price was $9.87 per share, converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate. Following this award, indirect plan holdings were 619.06 shares. A separate line reports 58,840 shares held directly, with a footnote stating that prior changes in these amounts reflected internal transfers of 700 shares between the plan and a brokerage account with no change in total beneficial ownership.

Insider Trade Summary

Grant/Award: 196.31 shares

Grant/Award 2 txns

Insider Ogawa Shoji

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	196.31	$9.87	$2K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 619.06 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 58,840 shares (Direct)

Footnotes (2)

1. F1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.
2. F2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

Key Figures

Shares acquired: 196.31 shares of common stock Award price per share: $9.87 per share Indirect holdings after transaction: 619.06 shares of common stock +3 more

6 metrics

Shares acquired 196.31 shares of common stock Grant/award acquisition on August 25, 2026

Award price per share $9.87 per share Converted from JPY using JPY159.23 = US$1 spot rate on August 25, 2026

Indirect holdings after transaction 619.06 shares of common stock Held in officers' stock ownership plan after August 25, 2026 award

Direct holdings reported 58,840 shares of common stock Directly held, with prior 700-share internal transfer noted

Spot exchange rate JPY159.23 = US$1 Used to convert award price on August 25, 2026

Internal transfer amount 700 shares Transferred from officer's stock ownership plan to brokerage account with no net change in beneficial ownership

Key Terms

officers' stock ownership plan, beneficially owned, spot exchange rate

3 terms

officers' stock ownership plan financial

"Held in officers' stock ownership plan"

beneficially owned financial

"Changes in amount of securities beneficially owned also reflect transfers"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

spot exchange rate financial

"using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NMR director Ogawa Shoji report on August 25, 2026?

Ogawa Shoji reported a grant/award acquisition of 196.31 NMR common shares on August 25, 2026, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share after currency conversion.

How many NMR shares does Ogawa Shoji hold indirectly after this Form 4 transaction?

After the reported award, Ogawa Shoji holds 619.06 NMR common shares indirectly through an officers' stock ownership plan, as stated in the post-transaction holdings for that plan account.

What direct NMR shareholdings does Ogawa Shoji report on this Form 4?

The filing lists a direct holding of 58,840 NMR common shares. A footnote explains that prior changes reflected transfers of 700 shares between the officer's stock ownership plan and a brokerage account, with no change in total beneficial ownership.

How was the $9.87 per share price for Ogawa Shoji's NMR award determined?

The $9.87 per share figure was converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate on August 25, 2026, as reported by MUFG Bank, Ltd., and applies to the 196.31-share award.

Was Ogawa Shoji’s NMR transaction executed under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote indicating that the transactions were made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 07:51 PM EDT Accepted by SEC EDGAR 08/26/2026 - 07:51 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogawa Shoji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/25/2026		A		196.31	A	$9.87(1)	619.06	I	Held in officers' stock ownership plan
Common Stock								58,840(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.23 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on August 25, 2026.

2. Changes in amount of securities beneficially owned also reflect transfers of 700 shares from officer's stock ownership plan account to a brokerage account in the reporting person's name on June 25, 2026, since the reporting person's filing on Form 4 on May 25, 2026; no change in the total amount of securities beneficially owned as a result of such transfers.

	/s/ Takashi Futaki, as Attorney-in-fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)