Nomura executive granted new notional stock units
Kato Sotaro reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
Kato Sotaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Kato Sotaro reported equity-related compensation in the form of cash-settled notional stock units and updated share holdings. He directly holds 62,774 shares of Common Stock. He also received three grants of Notional Stock Units of 27,655, 27,655 and 27,656 units, each representing the right to receive cash equal to one share of Common Stock and linked to future dates in 2027, 2028 and 2029.
Insider Trade Summary
Grant/Award: 82,966 shares
Grant/Award
4 txns
Insider
Kato Sotaro
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Notional Stock Units | 27,656 | $0.00 | $0.00 |
| Grant/Award | Notional Stock Units | 27,655 | $0.00 | $0.00 |
| Grant/Award | Notional Stock Units | 27,655 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Notional Stock Units — 290,238 contracts (Direct);
Common Stock — 62,774 shares (Direct)
Footnotes (2)
- F1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
- F2. No separate Expiration Date.
Key Figures
Direct common stock holdings: 62,774 shares
Notional Stock Unit grant 1: 27,655 units
Notional Stock Unit grant 2: 27,655 units
+4 more
7 metrics
Direct common stock holdings
62,774 shares
Total shares of Common Stock held directly after reported transactions
Notional Stock Unit grant 1
27,655 units
Notional Stock Units with underlying Common Stock; exercise date April 1, 2029
Notional Stock Unit grant 2
27,655 units
Notional Stock Units with underlying Common Stock; exercise date April 1, 2028
Notional Stock Unit grant 3
27,656 units
Notional Stock Units with underlying Common Stock; exercise date April 1, 2027
NSU holdings series 1
124,401 units
Total Notional Stock Units reported following the 27,655-unit grant with 2029 exercise date
NSU holdings series 2
96,746 units
Total Notional Stock Units reported following the 27,655-unit grant with 2028 exercise date
NSU holdings series 3
69,091 units
Total Notional Stock Units reported following the 27,656-unit grant with 2027 exercise date
Key Terms
Notional Stock Units, Common Stock, grant/award acquisition, derivative, +1 more
5 terms
Notional Stock Units financial
"Security title listed as Notional Stock Units with underlying Common stock"
Common Stock financial
"Security title identified as Common Stock with 62,774 shares held"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant/award acquisition financial
"Transaction action described as grant/award acquisition for Notional Stock Units"
derivative financial
"Transaction type categorized as derivative for Notional Stock Unit awards"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider activity did Kato Sotaro report for Nomura Holdings (NMR)?
Kato Sotaro reported updated holdings and new equity-based compensation awards. He directly holds 62,774 shares of Common Stock and received three grants of Notional Stock Units tied to future dates, each unit representing cash equal to one Nomura common share.
What Notional Stock Unit grants did Kato Sotaro receive from Nomura Holdings (NMR)?
He received three grants of Notional Stock Units: two awards of 27,655 units and one award of 27,656 units. Each unit represents the right to receive cash equal in value to one share of Nomura common stock at future dates.
How do the Notional Stock Units reported by Kato Sotaro for Nomura (NMR) work?
Each Notional Stock Unit represents a right to receive cash equal to one Nomura common share. These are compensation awards, not current share deliveries, with specific future dates when the cash-settled value becomes payable, according to the filing details.
Are Kato Sotaro’s Notional Stock Units in Nomura Holdings (NMR) traditional stock options?
No, they are Notional Stock Units, not standard stock options. The filing states each unit pays cash equal to one common share’s value, rather than delivering actual shares, providing equity-linked compensation without immediate stock issuance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
