Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC is offering US$1,106,000 of Senior Global Medium‑Term Notes, Series A — Leveraged Buffered Notes with an Autocall feature linked to the Nasdaq‑100 Index® (NDX). The notes price at 100.00% of principal ($1,000 per note) with an agent commission of 1.75% and proceeds to issuer of 98.25%. The notes pay no interest, include a 13.25% call premium if automatically called on the call observation date, and an 125.00% upside participation rate. At maturity the payoff depends on the NDX final value versus the initial value of 29,440.32, with a buffer protecting the first 15.00% of losses and up to 85.00% principal loss if the final value is below the buffer value (25,024.27).
Nomura America Finance, LLC is offering structured senior notes (guaranteed by Nomura Holdings, Inc.) linked to the S&P 500®, Russell 2000® and Nasdaq-100® indices. For each $1,000 face amount, contingent quarterly coupons of $37.50 may be paid if each underlier meets a 70% coupon trigger on observation dates. The cash settlement at maturity depends on the least performing underlier: if all final underlier levels are at or above 70% of their initial levels, you receive $1,000; if any final underlier level is below 70%, the payment equals $1,000 plus $1,000 times the least performing underlier return. The notes may be redeemed at Nomura’s option on coupon payment dates beginning September 28, 2026. The pricing supplement states the estimated value on the trade date was $990.80 per $1,000 face amount and the original issue price is 100.00% of face amount.
Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.
Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.
Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Nomura America Finance, LLC offers US$2,000,000 principal of Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a 3.50% quarterly contingent coupon and may be automatically called beginning on December 28, 2026. If not called, repayment at maturity on June 29, 2029 depends on the final value of the least performing reference asset and may result in a loss of up to 100% of principal. The original issue price is 100.00% and the issuer estimates the notes' model value at $963.00 per $1,000 principal on the trade date.