Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura Holdings Inc. executive Christopher Paul Willcox filed an initial ownership report showing a mix of stock-based awards and common shares. He holds 9,900 Restricted Stock Units, each representing the right to receive one share of common stock. He also holds several tranches of Notional Stock Units tied to common stock values, including 1,361,548 units exercisable on April 1, 2026, 808,642 units exercisable on April 1, 2027, and 431,791 units exercisable on April 1, 2028, all with a stated exercise price of zero. In addition, he directly owns 9,740 shares of Nomura common stock. The notional units are settled in cash equal to the value of one share, while the restricted stock units settle in actual shares.
Nomura Holdings Inc officer Go Sugiyama filed a statement of beneficial ownership showing direct equity and equity-linked interests in the company. He directly holds 38,936 shares of Common Stock, plus Restricted Stock Units tied to 27,800, 27,700, and 17,400 underlying common shares and Notional Stock Units tied to 42,060, 27,676, and 17,400 underlying common shares. Each Restricted Stock Unit delivers one share of common stock, while each Notional Stock Unit pays cash equal to the value of one share.
Nomura Holdings Inc officer Okada Shinichi has reported his initial equity holdings in the company. He directly holds 153,686 shares of Common Stock and an additional 1,000 shares are held indirectly by his spouse. He also holds Restricted Stock Units that can convert into 7,500, 5,300 and 3,700 shares of Common Stock, scheduled for exercise on April 1, 2026, April 1, 2027 and April 1, 2028. Each Restricted Stock Unit represents the right to receive one share of Common Stock at an exercise price of zero and has no separate expiration date.
Nomura Holdings Inc. director Nagai Koji filed an initial ownership report detailing his existing equity interests in the company. He reports direct ownership of 512,942 shares of Common Stock and an additional 0.294 share held indirectly through an officers' stock ownership plan.
He also reports Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock. These units correspond to 220,643 underlying shares scheduled for April 1, 2026, 165,685 underlying shares scheduled for April 1, 2027, and 122,422 underlying shares scheduled for April 1, 2028, with no separate expiration date disclosed.
Nomura Holdings Inc officer Yukiko Ozaki filed an initial ownership report showing direct and indirect interests in the company’s stock and equity-based awards. Ozaki directly holds 17,486 shares of Common Stock, plus 54.626 shares held indirectly through an officers’ stock ownership plan.
The filing also lists deferred equity awards. Ozaki holds Restricted Stock Units tied to 4,900, 4,800, and 2,800 underlying shares of Common Stock, and Notional Stock Units tied to 2,896 underlying shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents a cash amount equal to the value of one share.
Nomura Holdings Inc officer Yoshihiro Namura filed an initial ownership report showing his current equity stake in the company. He directly holds 103,837 shares of Common Stock.
He also holds Restricted Stock Units that each convert into one share of Common Stock: 21,500 shares scheduled to be delivered on April 1, 2026, 16,300 shares on April 1, 2027, and 10,200 shares on April 1, 2028. These RSUs have no separate expiration date.
Nomura Holdings Inc. director and officer Kentaro Okuda has filed an initial ownership report outlining his equity-based holdings in the company. He reports 498,097 shares of Common Stock held directly.
The filing also lists equity awards tied to Nomura’s stock. These include Restricted Stock Units representing 57,800 underlying shares of Common Stock, with an exercise date of April 1, 2026. He holds several tranches of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, covering 325,484, 279,691, and 204,023 underlying shares, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively.
Okuda also holds Performance Share Units tied to 504,600 and 496,500 underlying shares of Common Stock, with exercise dates of April 1, 2027 and April 1, 2028. Each Performance Share Unit can ultimately convert into between 0% and 150% of one share, with the actual number of shares determined by the achievement of performance targets over a three-year period.
Nomura America Finance, LLC is offering US$1,650,000 of autocallable memory contingent coupon buffer notes linked to the common stock of NVIDIA Corporation due March 31, 2027. The notes pay a contingent quarterly coupon of $39.05 per $1,000 (3.905% quarterly; 15.62% per annum) if the reference asset closes at or above the contingent coupon buffer of $128.20 (70.00% of the initial value) on an observation date. The notes are callable on or after June 25, 2026 if the reference asset closes at or above the call barrier of $183.14 (100.00% of the initial value). At maturity, if not called and the final value is below the buffer value of $128.20, investors are protected for the first 30.00% of decline but bear approximately 1.4286x exposure to each 1% decline beyond that level and may lose up to 100% of principal. The estimated pricing-model value at trade date was $980.30 per $1,000.
Nomura America Finance, LLC is offering US$75,000 of autocal lable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes mature on March 16, 2029 and pay a contingent quarterly coupon of 3.25% (equivalent to 13.00% per annum) when each reference asset meets its coupon barrier.
The notes are linked to the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). They are callable beginning on September 14, 2026 if each reference asset is at or above its call barrier (100% of initial values). Barrier levels are 60% of initial values (GS $469.33; MS $92.92; WFC $44.46). The original issue price is 100.00% with proceeds to issuer of 96.00%. The issuer-estimated value at trade date was $907.40 per $1,000 principal amount, below the price to public.
Nomura America Finance, LLC priced an offering of US$ Senior Global Medium-Term Notes, Series A — Autocallable Memory Contingent Coupon Buffer Notes linked to the common stock of NVIDIA Corporation (NVDA). The notes have an expected original issue date of March 18, 2026, a stated maturity of March 31, 2027, $1,000 denominations and a minimum initial investment of $10,000.
The notes pay contingent quarterly coupons (at least 3.905% quarterly to be set on the trade date) if NVDA closes at or above a buffer of $128.20 (70.00% of the initial value). They are automatically called if NVDA closes at or above 100% of the initial value on call observation dates. At maturity, investors receive principal plus coupons if NVDA is at or above the buffer; otherwise downside protection covers the first 30.00% of losses with ~1.4286x leveraged exposure beyond that, up to a possible 100% loss of principal.