Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.
Nomura Holdings reported strong consolidated results for the first quarter of the fiscal year ending March 31, 2027, with net revenue of 686.7 billion yen (US$4.2 billion), up 19 percent quarter on quarter and 31 percent year on year. Income before income taxes was 211.5 billion yen, increasing 96 percent sequentially and 32 percent year on year, and net income attributable to shareholders was 145.6 billion yen (US$895 million), up 97 percent and 39 percent, respectively. Return on equity was 15.4 percent, compared with 2030 targets of 10 to 12 percent or more.
Pretax income from the four business divisions totaled 213.0 billion yen. Wealth Management generated net revenue of 145.4 billion yen and pretax income of 71.1 billion yen, supported by record recurring revenue metrics and a recurring revenue cost coverage ratio of 76 percent. Investment Management posted net revenue of 98.3 billion yen and pretax income of 45.0 billion yen, with assets under management at an all-time high of 156 trillion yen. Wholesale delivered record net revenue of 369.1 billion yen and pretax income of 93.3 billion yen, including Investment Banking first-quarter net revenue of 50.4 billion yen. Banking net revenue was 15.2 billion yen and pretax income 3.6 billion yen, aided by loan growth and a new deposit sweep service.
Nomura Holdings reported higher earnings for the three months ended June 30, 2026 under U.S. GAAP. Net revenue rose to ¥686.7 billion from ¥523.3 billion, while income before income taxes increased to ¥211.5 billion. Net income attributable to shareholders grew to ¥145.6 billion, with basic EPS of ¥49.90 and annualized ROE of 15.4%.
Increases were broad-based across business segments. Wealth Management, Investment Management and Wholesale all reported higher net revenue and sharply higher income before income taxes, while assets under management reached ¥156.4 trillion. Non-interest expenses increased to ¥475.2 billion, and the Other segment recorded a ¥7.0 billion pre-tax loss. The balance sheet expanded, with total assets at ¥68,224.0 billion and total equity at ¥3,993.7 billion as of June 30, 2026.
Nomura America Finance, LLC is issuing $500,000 of Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. These are issuer-redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, and S&P 500 Index, maturing on July 27, 2029.
The notes are offered at 100.00% of principal with a 0.75% agent’s commission, providing proceeds to the issuer of 99.25% (total $496,250). They pay a 1.15% monthly contingent coupon (13.80% per annum) only if, on each observation date, every index is at or above its contingent coupon barrier set at 75.00% of its initial level (for example NDX barrier 21,096.26 vs initial 28,128.34).
At maturity, if not redeemed early, investors receive principal plus the final coupon if the least performing index is at or above its barrier value; otherwise, repayment is reduced 1-for-1 with the index loss, down to 0% principal. The issuer may redeem the notes on specified dates from January 28, 2027. The estimated value is $979.30 per $1,000 at pricing, below the issue price, and the notes are unsecured, unlisted, and subject to Nomura’s credit risk.
Nomura America Finance, LLC is issuing $1,355,000 of unsecured senior medium-term notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices and maturing on July 29, 2031. The notes pay a contingent monthly coupon of approximately 1.0917% (13.10% per annum) only if, on each observation date, every index is at or above its specified contingent coupon barrier (70% of its initial level). The issuer may redeem the notes at its option on specified dates starting October 29, 2026 at par plus any applicable coupon. At maturity, if not redeemed, investors receive par plus the final coupon if the least performing index is at or above its contingent coupon barrier; par if it is between the barrier value (55% of initial) and the contingent coupon barrier; or a 1-to-1 loss of principal if the least performing index finishes below its barrier value, up to a 100% loss. The notes are sold at 100% of principal with a 0.40% selling commission and an estimated initial value of $985.20 per $1,000.
Nomura America Finance, LLC is issuing $8,000,000 of senior unsecured index-linked notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., under its Senior Global Medium-Term Notes, Series A program. These issuer redeemable contingent coupon barrier notes are linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Nasdaq-100 Index and are scheduled to mature on July 27, 2028, unless redeemed earlier at Nomura’s option on quarterly dates starting October 28, 2026 at par plus any applicable contingent coupon.
The notes offer a 3.75% quarterly contingent coupon (15.00% per annum) per $1,000 principal, payable only if on every scheduled trading day in the relevant observation period each index stays at or above 75.00% of its initial value. Both the contingent coupon barrier and the principal barrier are set at 75.00% of initial levels: RTY 2,205.122; SPX 5,556.23; NDX 21,341.11. If the notes are not redeemed and the least performing index finishes below its barrier, repayment is reduced 1-for-1 with the index decline, exposing holders to a loss of up to 100% of principal, even after any coupons.
The notes price at 100.00% of principal; the agent’s commission is 1.50%, yielding 98.50% in proceeds to the issuer, or $7,880,000 in aggregate. The issuer-calculated estimated value at pricing is $973.70 per $1,000, below the issue price, reflecting costs, hedging and structuring margins. The notes will not be listed, may have limited secondary liquidity, and all payments are subject to the credit risk of Nomura America Finance and Nomura Holdings.
Koike Hiroyasu, Head of Investment Management at Nomura Holdings, reported a grant/award acquisition of 245.3080 shares of common stock on July 24, 2026 at $9.8300 per share, a price converted from yen at JPY164.01 = US$1. After this award, 252.3280 shares are held indirectly in an officers' stock ownership plan, and a separate holding entry shows 114,385.0000 shares held directly, reflecting prior transfers from the plan to a brokerage account with no change in total beneficial ownership.
Nomura Holdings Inc. director Ishizuka Masahiro reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan at $9.83 per share, with the price converted from Japanese yen at JPY164.01 = US$1. Following this award, he beneficially owns 482.535 shares indirectly via the plan and 10,600 shares directly, with a June 25, 2026 transfer of 700 shares between his plan and brokerage accounts resulting in no change in his total beneficial ownership.
Ozaki Yukiko, an officer of Nomura Holdings Inc, received a grant of 6.1690 shares of common stock on July 24, 2026 at $9.8300 per share, held indirectly through an officers' stock ownership plan. The dollar price is converted from yen at JPY164.01 = US$1. Indirect plan holdings total 68.0680 shares, and direct holdings total 21019.0000 shares, reflecting a transfer of 100 shares from the plan to a brokerage account with no change in total securities beneficially owned. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
Nomura Holdings director Shoji Ogawa received a grant of 183.927 shares of common stock on July 24, 2026 at a price of $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. These shares are held indirectly through an officers' stock ownership plan, bringing that plan holding to 422.750 shares. A separate entry reports 58,840 shares held directly, with a footnote explaining that a prior transfer of 700 shares from the plan to a brokerage account on June 25, 2026 did not change Ogawa's total beneficial ownership.
Nomura Holdings CIO Akio Hori reported receiving a grant of 61.412 shares of common stock on July 24, 2026 through an officers' stock ownership plan, valued at $9.83 per share after conversion from Japanese yen at JPY164.01 = US$1. Following this award, indirect holdings in the plan total 151.964 shares. The filing also reports 60,082 directly held shares, reflecting a June 25, 2026 transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.