Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
NOMURA HOLDINGS INC (symbol: NMR) is the issuer of record for a Form 424B2 filing submitted to the SEC.
NOMURA HOLDINGS, INC. (NMR), through Nomura America Finance, LLC, is issuing $1,647,000 of unsecured Senior Global Medium-Term Notes, Series A, in the form of issuer redeemable contingent coupon barrier notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 Index and the Technology Select Sector SPDR ETF, maturing September 21, 2029.
The notes pay a 1.00% monthly contingent coupon (12.00% p.a.) only if on each observation date all three reference assets are at or above their respective contingent coupon barriers set at 70% of initial value; otherwise no coupon is paid and investors may receive no income for the entire term. Principal is protected only if the least performing asset on the final valuation date is at or above its 60% barrier value; below this level repayment is reduced 1-for-1 with the decline, up to a total loss of principal. Nomura may redeem the notes at its option on specified dates from March 23, 2027, paying principal plus any due coupon. The estimated value at pricing is $987.40 per $1,000 principal, below the 100% issue price, reflecting fees, hedging costs and model assumptions, and the notes are fully and unconditionally guaranteed by Nomura Holdings, Inc. but not insured or listed on any exchange.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is issuing $2,656,000 of unsecured Senior Global Medium-Term Notes, Series A, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes are Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on September 23, 2031.
The notes pay a contingent monthly coupon of 0.8083% (9.70% per annum) only if, on each observation date, all three indices are at or above their respective contingent coupon barriers set at 70% of initial value60% barrier value at final valuation, investors are exposed 1-for-1 to that index’s decline and may lose up to 100% of principal, even after receiving coupons.
Nomura may redeem the notes early on specified monthly dates starting March 23, 2027, paying principal plus any due coupon. The notes are not bank deposits, are subject to Nomura’s credit risk, priced at 100% of principal with an estimated initial value of $983.80 per $1,000, will not be listed, and may have limited or illiquid secondary trading. U.S. tax treatment is uncertain; the issuer intends to treat them as contingent income-bearing pre-paid derivative contracts.
Nomura Holdings, Inc. (NMR), as guarantor for Nomura America Finance, LLC, is offering callable contingent coupon index-linked notes due 2029 under its medium-term note program. Each $1,000 note pays a contingent monthly coupon of $9.417 (0.9417% per month, about 11.30% per annum) only if, on the related observation date, the S&P 500, Russell 2000 and Nasdaq‑100 are each at or above 70% of their initial levels.
At maturity, if not previously redeemed and if each index is at or above 60% of its initial level, investors receive $1,000 per note plus any final coupon; otherwise, principal is reduced one-for-one with the decline of the worst-performing index, down to a total loss of principal. Nomura may redeem the notes at par plus coupon on any monthly coupon date from December 28, 2026 through August 27, 2029. The estimated initial value is between $955.50 and $985.50 per $1,000 face amount, below the 100% issue price, and the underwriting discount is up to 0.60%.
Nomura Holdings, Inc. (NMR), via Nomura America Finance, LLC, is offering $417,000 of unsecured Autocallable Fixed Coupon Barrier Notes linked to the least performing of SanDisk, Bloom Energy and Palantir, maturing on September 22, 2027 and fully guaranteed by Nomura.
The notes pay a fixed monthly coupon of 2.5417% of principal (about 30.50% per annum) as long as they remain outstanding and are subject to automatic call on scheduled observation dates starting in December 2026 if each reference stock closes at or above its initial value, returning principal plus the coupon. At maturity, if not called, investors receive principal plus the final coupon only if the least performing stock is at or above its 50% barrier; otherwise, principal is reduced one-for-one with the decline in that stock, potentially to zero, even after coupons. The notes’ estimated value at pricing is $943 per $1,000 principal, below the issue price, and investors are exposed to Nomura’s credit risk and limited liquidity, with no stock upside participation.
NOMURA HOLDINGS INC (NMR), via Nomura America Finance, LLC, is offering $2,000,000 of senior unsecured structured notes linked to the EURO STOXX 50, Russell 2000, and Nasdaq-100 indices. The notes pay a contingent monthly coupon of $10.167 per $1,000 (1.0167% monthly, up to about 12.20% per year) only if each index is at or above its coupon trigger level, set at 70% of its initial level on each observation date.
At maturity in September 2031, if the notes have not been redeemed and every index is at or above its trigger buffer level of 60% of its initial level, investors receive $1,000 per note plus any final coupon. If any index finishes below its trigger buffer level, repayment is reduced one-for-one with the loss on the worst-performing index, down to a total loss of principal. Nomura may redeem the notes at par plus any due coupon on any coupon payment date from December 22, 2026 through August 21, 2031. The initial issue price is 100% of face value, with an estimated value of $984.70 per $1,000 based on Nomura’s internal pricing models, and the notes are guaranteed by Nomura Holdings, Inc.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering senior unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the Russell 2000, Nasdaq-100 and EURO STOXX 50 indices, maturing on September 26, 2029, under its Series A global medium-term note program.
The notes pay a quarterly contingent coupon of at least 2.60% (10.40% per annum) only if on each observation date every index is at or above 55% of its initial value; coupons can be zero for the entire term. If the notes are not redeemed early and the least performing index ends below 55% of its initial value, principal is reduced 1-for-1 with the index loss, up to a 100% loss of principal.
Nomura may redeem the notes at par plus any due coupon on quarterly dates starting December 24, 2026, regardless of index performance. The estimated economic value on the trade date is expected between $955.70 and $985.70 per $1,000, below the 100% issue price, and the notes will not be listed on any exchange and are subject to Nomura’s credit risk.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is issuing US$685,000 in unsecured Autocallable Memory Coupon Barrier Notes linked to the least performing of Broadcom, CrowdStrike, Palantir and Vertiv, maturing August 16, 2029 and fully and unconditionally guaranteed by Nomura Holdings, Inc.
The notes pay a 2.7667% monthly contingent coupon (33.20% per annum) only if each reference stock is at or above 50% of its initial value on the relevant observation date, with a “memory” feature allowing previously missed coupons to be paid later if conditions are met. The notes are automatically callable monthly from November 11, 2026 at par plus due and unpaid coupons if all reference assets are at or above 100% of initial value. If not called and the least-performing stock finishes below its 50% barrier, principal is reduced 1-for-1 with the decline and can be fully lost; there is no principal protection.
Nomura Holdings, Inc. (NMR), as guarantor of Nomura America Finance, LLC, is offering US$4,835,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500, Nasdaq-100 and Russell 2000, maturing on September 19, 2031. The notes pay a 2.50% quarterly contingent coupon (10.00% per annum) only if, on each observation date, every index is at or above its contingent coupon barrier, set at 65% of its initial level. The issuer may redeem the notes at its option on quarterly dates starting September 21, 2027 at par plus any due coupon.
At maturity, if not redeemed, investors receive par plus the final coupon if the least performing index is at or above its contingent coupon barrier, par if it is between the 60% barrier value and the 65% contingent coupon barrier, and suffer a 1:1 loss of principal below 60%, up to a total loss. The initial estimated value is $974.40 per $1,000, below the 100% issue price. The notes are not listed, carry Nomura credit risk, and involve uncertain and potentially adverse U.S. tax treatment.
NOMURA HOLDINGS INC (NMR), through Nomura America Finance, LLC, is offering US$6,403,000 of Senior Global Medium-Term Notes, Series A, in the form of Autocallable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500 Index, Nasdaq‑100 Index and Russell 2000 Index, maturing on September 20, 2029. The notes pay a monthly contingent coupon of approximately 1.0208% (about 12.25% per annum) only if on each observation date all three indices are at or above their contingent coupon barriers set at 75% of initial values; otherwise no coupon is paid for that month. The notes are automatically called, returning principal plus the applicable coupon, if on any call observation date from December 16, 2026 onward all indices are at or above their initial values. If not called, principal repayment at maturity depends on the worst-performing index: full principal plus final coupon if that index is at or above its contingent coupon barrier, principal only if it is between the 70% barrier value and the 75% contingent coupon barrier, and a 1‑for‑1 loss if it is below 70%, up to a total loss of principal. The notes are unsecured obligations of Nomura America Finance, fully and unconditionally guaranteed by Nomura Holdings, Inc., and the estimated value at pricing was $983.20 per $1,000, below the issue price.