[Form 3] NOMURA HOLDINGS INC Initial Statement of Beneficial Ownership
Rhea-AI Filing Summary
Nomura Holdings Inc officer Go Sugiyama filed a statement of beneficial ownership showing direct equity and equity-linked interests in the company. He directly holds 38,936 shares of Common Stock, plus Restricted Stock Units tied to 27,800, 27,700, and 17,400 underlying common shares and Notional Stock Units tied to 42,060, 27,676, and 17,400 underlying common shares. Each Restricted Stock Unit delivers one share of common stock, while each Notional Stock Unit pays cash equal to the value of one share.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Sugiyama Go
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 72,900 shares (Direct);
Notional Stock Units — 87,136 shares (Direct);
Common Stock — 38,936 shares (Direct)
Footnotes (3)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
- F3. No separate expiration date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
