Nomura director discloses holdings in Form 3

Nomura Holdings Inc. director Nagai Koji filed an initial ownership report detailing his existing equity interests in the company.

Accepted by SEC EDGAR 03/18/2026 - 10:22 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nomura Holdings Inc. director Nagai Koji filed an initial ownership report detailing his existing equity interests in the company. He reports direct ownership of 512,942 shares of Common Stock and an additional 0.294 share held indirectly through an officers' stock ownership plan.

He also reports Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock. These units correspond to 220,643 underlying shares scheduled for April 1, 2026, 165,685 underlying shares scheduled for April 1, 2027, and 122,422 underlying shares scheduled for April 1, 2028, with no separate expiration date disclosed.

Insights

Corporate governance analyst

Routine Form 3 showing existing Nomura director holdings, no new trades.

This filing lists director Nagai Koji's current equity stake in Nomura Holdings Inc., including 512,942 directly held Common Stock shares and small indirect ownership through an officers' stock ownership plan. It also details several tranches of Notional Stock Units tied to Common Stock value.

The Notional Stock Units reference 220,643, 165,685, and 122,422 underlying shares, with exercise dates in 2026, 2027, and 2028. Because the Form 3 reflects holdings rather than new purchases or sales, it is best viewed as standard transparency rather than a signaling transaction.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Nagai Koji

Role Director

Type	Security	Shares	Price	Value
Holding	Notional Stock Units	--	--	--
Holding	Notional Stock Units	--	--	--
Holding	Notional Stock Units	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings: Notional Stock Units — 508,750 contracts (Direct); Common Stock — 0.294 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 512,942 shares (Direct)

Footnotes (2)

1. F1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
2. F2. No separate expiration date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Nomura (NMR) Form 3 filing by Nagai Koji disclose?

The Form 3 shows director Nagai Koji's existing ownership in Nomura Holdings Inc., including Common Stock and Notional Stock Units. It is an initial beneficial ownership report, not a record of new share purchases or sales.

How many Nomura (NMR) common shares does Nagai Koji report owning?

Nagai Koji reports direct ownership of 512,942 shares of Common Stock in Nomura Holdings Inc. He also reports 0.294 share of Common Stock held indirectly through an officers' stock ownership plan, reflecting a small additional indirect interest.

What Notional Stock Units are reported in the Nomura (NMR) Form 3?

The filing lists Notional Stock Units that reference 220,643, 165,685, and 122,422 underlying shares of Common Stock. Each unit represents the right to receive cash equal to one share’s value, with future exercise dates in 2026, 2027, and 2028.

Were there any stock purchases or sales in this Nomura (NMR) Form 3?

No specific stock purchases or sales are shown. The transactions are classified as holdings with unknown transaction codes, indicating this Form 3 primarily discloses existing positions rather than new buy or sell activity by the director.

How are Nomura (NMR) Notional Stock Units described in the filing?

Each Notional Stock Unit represents the right to receive cash equal in value to one share of Nomura’s Common Stock. The filing also notes there is no separate expiration date, providing clarity on how these cash-settled units are structured.

What indirect ownership does Nagai Koji report in Nomura (NMR) shares?

He reports indirect ownership of 0.294 Nomura Common Stock share held in an officers' stock ownership plan. This is disclosed separately from his directly held 512,942 shares to distinguish between personal and plan-based holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nagai Koji

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0.294	I	Held in officers' stock ownership plan
Common Stock	512,942	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Notional Stock Units(1)	04/01/2026	(2)	Common Stock	220,643	(1)	D
Notional Stock Units(1)	04/01/2027	(2)	Common Stock	165,685	(1)	D
Notional Stock Units(1)	04/01/2028	(2)	Common Stock	122,422	(1)	D

Explanation of Responses:

1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

2. No separate expiration date.

Remarks:

Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)