Nomura Holdings (NYSE: NMR) officer discloses stock and RSU holdings

Rhea-AI Filing Summary

Nomura Holdings Inc officer Yoshihiro Namura filed an initial ownership report showing his current equity stake in the company. He directly holds 103,837 shares of Common Stock.

He also holds Restricted Stock Units that each convert into one share of Common Stock: 21,500 shares scheduled to be delivered on April 1, 2026, 16,300 shares on April 1, 2027, and 10,200 shares on April 1, 2028. These RSUs have no separate expiration date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Namura Yoshihiro

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	103,837	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	04/01/2026	(2)	Common Stock	21,500	(1)	D
Restricted Stock Units(1)	04/01/2027	(2)	Common Stock	16,300	(1)	D
Restricted Stock Units(1)	04/01/2028	(2)	Common Stock	10,200	(1)	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

Head of Investment Management Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Yoshihiro Namura report owning in Nomura Holdings (NMR)?

Yoshihiro Namura reports directly owning 103,837 shares of Common Stock in Nomura Holdings Inc. In addition, he holds several Restricted Stock Unit awards that will convert into further shares of Common Stock on specified future dates, increasing his potential equity exposure.

How many Restricted Stock Units does Namura hold in Nomura Holdings (NMR)?

Namura holds RSUs tied to 21,500, 16,300, and 10,200 underlying Common shares. Each RSU represents the right to receive one share of Common Stock, giving him a structured schedule of additional equity if he remains eligible through the vesting dates.

When do Yoshihiro Namura’s RSUs in Nomura Holdings (NMR) vest or settle?

His RSUs are scheduled to deliver Common Stock on April 1, 2026, April 1, 2027, and April 1, 2028. These dates mark when the underlying shares are issuable, assuming conditions are met, and outline the timing of potential increases in his share ownership.

What is the conversion ratio of Namura’s RSUs into Nomura Holdings (NMR) shares?

Each Restricted Stock Unit represents the right to receive one share of Common Stock. This 1:1 conversion simplifies understanding his potential future holdings, since the reported underlying share numbers match the number of RSUs that could ultimately settle into stock.

Do Yoshihiro Namura’s RSUs in Nomura Holdings (NMR) have an expiration date?

The RSUs are disclosed as having no separate expiration date. Instead of expiring like traditional options, they focus on scheduled delivery dates, when the underlying Common Stock may be issued if all award conditions are satisfied by the reporting officer.

Is this Nomura Holdings (NMR) filing a report of trades or just holdings?

This Form 3 functions as an initial ownership report, listing Namura’s existing Common Stock and RSU holdings. It does not show buy or sell transactions, but rather establishes his baseline equity position as an officer of Nomura Holdings Inc.