Does this Nomura Holdings (NMR) Form 3 show insider share purchases or sales?

The disclosure reflects reported holdings of Common Stock and Restricted Stock Units, not new purchases or sales. Transaction fields indicate holding entries with unknown transaction direction, so it functions as an initial ownership snapshot rather than a trading report.

NOMURA HOLDINGS INC Initial Statement of Beneficial Ownership

Q: What insider ownership did Okada Shinichi report in Nomura Holdings (NMR)?

Okada Shinichi reported direct ownership of 153,686 shares of Nomura Holdings Common Stock. In addition, 1,000 shares are held indirectly by his spouse, giving investors a clear view of his disclosed equity stake in the company.

Q: What Restricted Stock Units does Okada Shinichi hold in Nomura Holdings (NMR)?

He holds Restricted Stock Units linked to 7,500, 5,300 and 3,700 underlying Common shares. These RSUs are scheduled to be exercisable on April 1, 2026, April 1, 2027 and April 1, 2028, each representing one share at zero exercise price.

Q: How are spouse-held shares reported for Okada Shinichi in Nomura Holdings (NMR)?

The report shows 1,000 Common shares held indirectly, noted as “Held by spouse.” This indicates those shares are attributed as indirect ownership, separate from the 153,686 shares he holds directly in his own name.

Nomura Holdings Inc officer Okada Shinichi has reported his initial equity holdings in the company.

Accepted by SEC EDGAR 03/18/2026 - 10:29 AM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Nomura Holdings Inc officer Okada Shinichi has reported his initial equity holdings in the company. He directly holds 153,686 shares of Common Stock and an additional 1,000 shares are held indirectly by his spouse. He also holds Restricted Stock Units that can convert into 7,500, 5,300 and 3,700 shares of Common Stock, scheduled for exercise on April 1, 2026, April 1, 2027 and April 1, 2028. Each Restricted Stock Unit represents the right to receive one share of Common Stock at an exercise price of zero and has no separate expiration date.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Okada Shinichi

Role See Remarks

Type	Security	Shares	Price	Value
Holding	Restricted Stock Units	--	--	--
Holding	Restricted Stock Units	--	--	--
Holding	Restricted Stock Units	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings: Restricted Stock Units — 16,500 contracts (Direct); Common Stock — 153,686 shares (Direct); Common Stock — 1,000 shares (Indirect, Held by spouse)

Footnotes (2)

F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
F2. No separate expiration date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider ownership did Okada Shinichi report in Nomura Holdings (NMR)?

Okada Shinichi reported direct ownership of 153,686 shares of Nomura Holdings Common Stock. In addition, 1,000 shares are held indirectly by his spouse, giving investors a clear view of his disclosed equity stake in the company.

What Restricted Stock Units does Okada Shinichi hold in Nomura Holdings (NMR)?

He holds Restricted Stock Units linked to 7,500, 5,300 and 3,700 underlying Common shares. These RSUs are scheduled to be exercisable on April 1, 2026, April 1, 2027 and April 1, 2028, each representing one share at zero exercise price.

How are spouse-held shares reported for Okada Shinichi in Nomura Holdings (NMR)?

The report shows 1,000 Common shares held indirectly, noted as “Held by spouse.” This indicates those shares are attributed as indirect ownership, separate from the 153,686 shares he holds directly in his own name.

What do the Restricted Stock Units in Nomura Holdings (NMR) represent for Okada Shinichi?

Each Restricted Stock Unit represents the right to receive one share of Nomura Holdings Common Stock. The units carry an exercise price of zero, have no separate expiration date, and are tied to future exercise dates in 2026, 2027 and 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Okada Shinichi

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	153,686	D
Common Stock	1,000	I	Held by spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units⁽¹⁾	04/01/2026	⁽²⁾	Common Stock	7,500	⁽¹⁾	D
Restricted Stock Units⁽¹⁾	04/01/2027	⁽²⁾	Common Stock	5,300	⁽¹⁾	D
Restricted Stock Units⁽¹⁾	04/01/2028	⁽²⁾	Common Stock	3,700	⁽¹⁾	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.

2. No separate expiration date.

Remarks:

Head of Banking Exhibit 24: Power of Attorney

	/s/ Takashi Futaki, as Attorney-in-fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR