[Form 3] NOMURA HOLDINGS INC Initial Statement of Beneficial Ownership
Rhea-AI Filing Summary
Nomura Holdings Inc officer Okada Shinichi has reported his initial equity holdings in the company. He directly holds 153,686 shares of Common Stock and an additional 1,000 shares are held indirectly by his spouse. He also holds Restricted Stock Units that can convert into 7,500, 5,300 and 3,700 shares of Common Stock, scheduled for exercise on April 1, 2026, April 1, 2027 and April 1, 2028. Each Restricted Stock Unit represents the right to receive one share of Common Stock at an exercise price of zero and has no separate expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Okada Shinichi
Role
See Remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 16,500 shares (Direct);
Common Stock — 153,686 shares (Direct);
Common Stock — 1,000 shares (Indirect, Held by spouse)
Footnotes (2)
- F1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2. No separate expiration date.
FAQ
What insider ownership did Okada Shinichi report in Nomura Holdings (NMR)?
Okada Shinichi reported direct ownership of 153,686 shares of Nomura Holdings Common Stock. In addition, 1,000 shares are held indirectly by his spouse, giving investors a clear view of his disclosed equity stake in the company.
What Restricted Stock Units does Okada Shinichi hold in Nomura Holdings (NMR)?
He holds Restricted Stock Units linked to 7,500, 5,300 and 3,700 underlying Common shares. These RSUs are scheduled to be exercisable on April 1, 2026, April 1, 2027 and April 1, 2028, each representing one share at zero exercise price.
What do the Restricted Stock Units in Nomura Holdings (NMR) represent for Okada Shinichi?
Each Restricted Stock Unit represents the right to receive one share of Nomura Holdings Common Stock. The units carry an exercise price of zero, have no separate expiration date, and are tied to future exercise dates in 2026, 2027 and 2028.
AI-generated analysis. How Rhea-AI works. Not financial advice.
