Kentaro Okuda of Nomura Holdings (NYSE: NMR) details stock and unit holdings
Rhea-AI Filing Summary
Nomura Holdings Inc. director and officer Kentaro Okuda has filed an initial ownership report outlining his equity-based holdings in the company. He reports 498,097 shares of Common Stock held directly.
The filing also lists equity awards tied to Nomura’s stock. These include Restricted Stock Units representing 57,800 underlying shares of Common Stock, with an exercise date of April 1, 2026. He holds several tranches of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, covering 325,484, 279,691, and 204,023 underlying shares, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively.
Okuda also holds Performance Share Units tied to 504,600 and 496,500 underlying shares of Common Stock, with exercise dates of April 1, 2027 and April 1, 2028. Each Performance Share Unit can ultimately convert into between 0% and 150% of one share, with the actual number of shares determined by the achievement of performance targets over a three-year period.
Positive
- None.
Negative
- None.
Insights
Filing establishes Okuda’s equity and incentive position, with no buy or sell activity.
Kentaro Okuda discloses a mix of direct Common Stock and multiple stock-based awards in Nomura Holdings Inc.. The combination of Restricted Stock Units, Notional Stock Units, and Performance Share Units reflects a compensation structure that links a significant portion of his wealth to the company’s equity performance.
The Notional Stock Units are cash-settled instruments referenced to Common Stock value, while Performance Share Units can pay out between 0% and 150% of target based on three-year performance goals. This creates meaningful long-term incentives that depend on meeting defined performance targets.
Because this is a Form 3 with holding entries and no reported purchases or sales, it primarily provides transparency into Okuda’s existing economic exposure and incentive alignment rather than signaling any new bullish or bearish trading decision. Future company filings may update these positions as awards vest or performance periods conclude.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Notional Stock Units | -- | -- | -- |
| holding | Performance Share Units | -- | -- | -- |
| holding | Performance Share Units | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Each Restricted Stock Unit represents the right to receive one share of Common Stock. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. Each Performance Share Unit represents the right to receive between 0% and 150% of one share of Common Stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the degree of achievement of performance targets over a three-year performance period. No separate expiration date.
FAQ
What does Kentaro Okuda report owning in Nomura Holdings Inc. (NMR)?
How many Restricted Stock Units does Kentaro Okuda hold in Nomura Holdings Inc. (NMR)?
What are Notional Stock Units reported by Kentaro Okuda for Nomura Holdings Inc. (NMR)?
Does this Nomura Holdings Inc. (NMR) Form 3 show any insider buying or selling by Kentaro Okuda?
When can Kentaro Okuda’s Nomura Holdings Inc. (NMR) stock-based awards be exercised or settled?
