Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nomura Holdings, Inc. (NMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures as a foreign private issuer. Nomura files annual reports on Form 20-F and a wide range of interim reports on Form 6-K, prepared on a consolidated basis under U.S. GAAP, covering its operations as a global financial services group.
Through these filings, investors can review segment and financial reporting for Nomura’s four main divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. Semi-annual securities reports and financial highlight supplements furnished on Form 6-K include consolidated balance sheets, statements of income, segment net revenue and income before income taxes, as well as key indicators such as recurring revenue assets, assets under management, loan balances and assets under administration.
Nomura’s filings also contain capital and risk disclosures. The company reports Tier 1 and Tier 2 capital, total capital, capital adequacy ratios, leverage ratio, risk-weighted assets and value at risk, reflecting its status as a Final Designated Parent Company under Japanese regulations aligned with Basel III. These details help readers understand Nomura’s capital position and risk profile over time.
Another important component of Nomura’s SEC reporting is corporate actions and treasury share activity. Share buyback reports translated and filed on Form 6-K describe board-authorized repurchase programs for common stock, progress of repurchases, disposition of treasury shares and the number of shares held in treasury. Other 6-K exhibits cover acquisitions, such as the completion of the purchase of Macquarie’s U.S. and European public asset management business, and the acquisition of specific shareholdings by The Nomura Trust and Banking Co., Ltd.
On Stock Titan, these filings are complemented by AI-powered summaries that explain the structure and key points of lengthy documents like the Form 20-F, semi-annual securities reports and financial supplements. Users can quickly locate quarterly and annual results, capital and risk metrics, and details of share repurchase programs or business combinations, while still having access to the full original filings from EDGAR.
Nomura America Finance, LLC is offering issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500®, Russell 2000® and EURO STOXX 50® due May 4, 2029.
The notes have a principal denomination of $1,000 per note, an estimated value on the trade date of $948.20–$978.20 per $1,000, and an original issue price of 100.00%. Quarterly contingent coupons are at least 3.313% (equivalent to 13.25% per annum) if each reference asset closes at or above 70.00% of its initial value on a coupon observation date. If not redeemed early, the notes mature on May 4, 2029, and at maturity holders receive either $1,000 plus the final contingent coupon (if the least performing reference asset is at or above its barrier) or a cash amount reflecting the performance of the least performing reference asset, exposing investors to up to 100.00% loss of principal.
Nomura America Finance, LLC is offering $ Callable Contingent Coupon Index-Linked Notes due 2031, guaranteed by Nomura Holdings, Inc. Each $1,000 face amount will pay contingent quarterly coupons of $34.75 (3.475% quarterly; up to 13.90% annually) when each underlier closes at or above its coupon trigger level (70% of initial). At maturity the cash settlement per $1,000 depends on the least performing underlier: if that final level is below the trigger buffer level (60% of initial) you may suffer substantial principal loss, including loss of up to 100% of face amount. The issuer may redeem on specified coupon payment dates beginning August 10, 2026. Trade date is expected May 5, 2026; original issue date expected May 8, 2026; stated maturity expected May 8, 2031. The estimated value at term-setting is $946.70–$976.70 per $1,000.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 555,897 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 148,863 Common shares directly, plus 1,000 shares held indirectly through his spouse.
Nomura Holdings Inc executive Sugiyama Go reported stock-based compensation activity involving both share acquisitions and dispositions. On April 24, 2026, 42,060 Notional Stock Units linked to Common Stock were settled in cash, with no new shares issued, and a matching 42,060 Common Stock disposition to the issuer at $8.21 per share.
On April 27, 2026, 27,800 Restricted Stock Units vested and were settled in Common Stock, each unit delivering one share. To cover tax obligations, 12,922 of these shares were withheld at $7.71 per share. After these transactions, Sugiyama holds 53,814 Common Stock shares directly. The filing reflects routine equity award vesting, tax withholding, and issuer-related dispositions rather than open-market trading.
Nomura Holdings executive Minami Naotaka reported routine equity-compensation activity involving restricted and notional stock units. On April 27, 2026, 4,000 Restricted Stock Units were exercised and settled in shares of Common Stock, increasing direct holdings to 31,065 shares after these transactions.
In connection with that vesting, 1,987 Common Stock shares were withheld at $7.71 per share to cover tax withholding obligations. On April 24, 2026, 503 Notional Stock Units and related units were settled in cash, with no shares issued, at a value based on Common Stock priced at $8.21 per share. Following these events, Minami held 2,100 Restricted Stock Units and 1,005 Notional Stock Units in addition to the Common Stock position.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.