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Nomura Hldgs SEC Filings

NMR NYSE

Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.

The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.

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Nomura America Finance, LLC is offering USD-denominated redeemable contingent coupon barrier notes linked to the least performing of the S&P 500 Index, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF. Key dates include Strike Date: June 11, 2026, Trade Date: June 18, 2026, Original Issue Date: June 24, 2026, Final Valuation Date: December 13, 2027, and Stated Maturity Date: December 16, 2027.

The notes pay a contingent quarterly coupon (at least $23.13 per $1,000, implying a minimum quarterly rate of 2.313%, approximately 9.25% per annum) only if each reference asset closes at or above its contingent coupon barrier on a coupon observation date. The barrier for each reference asset is 60.00% of its initial value. At maturity, if the least performing reference asset is below its barrier the cash settlement amount exposes holders to a 1:1 loss in reference asset performance, up to a 100% principal loss.

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Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes due June 26, 2031, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a quarterly contingent coupon (at least 2.55% per quarter, equivalent to 10.20% per annum) when each reference asset closes at or above its contingent coupon barrier. The notes are linked to the least performing of the S&P 500® Index and the Russell 2000® Index, use coupon observation dates beginning September 23, 2026, and have a final valuation date of June 23, 2031. If the least performing reference asset is below its barrier value on the final valuation date, principal repayment is reduced on a 1:1 basis by that asset’s decline; investors may lose up to 100% of principal. The price to public is 100.00% and the estimated value on the trade date is between $948.70 and $978.70 per $1,000 principal amount.

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Nomura America Finance, LLC priced US$62,000 of Senior Global Medium‑Term Notes, Series A — autocallable contingent coupon barrier notes due June 15, 2029 and fully guaranteed by Nomura Holdings, Inc. The notes trade date is June 12, 2026 and original issue date is June 17, 2026. Each $1,000 principal amount pays a contingent quarterly coupon of $30 (3.00% quarterly, 12.00% per annum) if each reference asset meets its coupon barrier on an observation date; contingent coupons are not guaranteed. The notes reference the least performing common stock of Goldman Sachs (GS), Morgan Stanley (MS) and Wells Fargo (WFC). If not called, redemption depends on the final value of the least performing reference asset relative to its 60% barrier; principal can be lost up to 100%. The price to public is 100.00%, agent commission 4.00%, proceeds to issuer 96.00%. The pricing models estimated value was $918.10 per $1,000 on the trade date.

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Nomura America Finance, LLC is offering Leveraged Barrier Notes with an Autocall feature linked to the S&P 500® Futures Excess Return Index due July 1, 2031. The notes are issued in $1,000 denominations, carry a 150.00% upside participation rate, a barrier equal to 70.00% of the initial value (−30.00%), and an automatic call observation on July 2, 2027 with a call premium of at least 22.30%. The estimated value at pricing is between $949.20 and $979.20 per $1,000 principal amount; the original issue price is 100.00% and the distribution agent’s commission is up to 0.15%. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.; they do not bear interest and are subject to Nomura credit risk and the structural risks described in the pricing supplement.

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Nomura America Finance, LLC issues US$329,000 of senior global medium-term notes (Issuer Redeemable Contingent Coupon Barrier Notes) fully guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500, Russell 2000 and the XLU ETF, maturing December 16, 2027. The notes pay a 2.275% quarterly contingent coupon (equivalent to 9.10% per annum) if each reference asset closes at or above its coupon barrier on quarterly coupon observation dates. Coupons are contingent and may not be paid; at maturity investors receive either $1,000 plus the final contingent coupon if the least performing reference asset is at or above its 60.00% barrier, or $1,000 multiplied by the least performing reference asset performance (risking up to a -100.00% loss of principal). The offering price to public is 100.00% of principal; estimated model value at pricing was $985.20 per $1,000 principal amount.

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Nomura America Finance, LLC priced US$1,163,000 of Autocallable Memory Coupon Barrier Notes linked to the S&P 500® Index due July 15, 2027.

The notes pay a contingent quarterly coupon of 2.7975% (11.19% per annum equivalent) if the S&P 500 closes at or above the contingent coupon barrier of 6,176.94 (85.00% of the initial value) on coupon observation dates, and are automatically called if the index is at or above the call barrier of 7,266.99 (100.00% of the initial value) on a call observation date. At maturity holders receive principal plus coupons if the final index value is >= barrier; otherwise payout equals principal × reference asset performance and investors may lose up to 100% of principal. The issuer is Nomura America Finance, LLC and obligations are fully guaranteed by Nomura Holdings, Inc.; the estimated model value at pricing was $987.80 per $1,000, below the public price.

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Nomura America Finance, LLC priced issuer-redeemable contingent coupon barrier notes linked to the S&P 500® Index totaling $500,000, with monthly contingent coupons of 0.8333% (equivalent to 10.00% per annum) and a stated maturity of June 14, 2029.

The notes pay a monthly coupon only if the S&P 500 closing on each coupon observation date is at or above the contingent coupon barrier (5,539.99, 75.00% of the initial value). If not called and the final index value is below the barrier value (5,170.66, 70.00% of the initial value) investors face pro rata principal loss; declines beyond 30% of the initial value produce full exposure to index losses. The notes are unsecured and guaranteed by Nomura Holdings, Inc., will not be listed, and carry issuer and guarantor credit risk.

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Nomura America Finance, LLC priced a US$2,100,000 offering of Senior Global Medium-Term Notes, Series A: digital buffer notes linked to the Nasdaq-100 Index (NDX). Trade date was June 11, 2026, original issue date June 16, 2026, final valuation date June 28, 2027, and stated maturity June 30, 2027.

Each $1,000 note pays either a fixed digital return of 13.13% if the NDX final value is at or above the buffer (90.00% of initial value = 25,657.23), or downside exposure of 1.1111x to losses beyond -10.00%, potentially losing up to 100% of principal. Price to public is 100.00% and proceeds to issuer total $2,079,000.

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Nomura America Finance, LLC priced US$7,390,000 of issuer‑redeemable, contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes link to the least performing of the SPX, RTY and NDX. Trade date was June 10, 2026, original issue date June 15, 2026, and stated maturity September 14, 2028. The contingent coupon is 0.9083% monthly (equivalent to 10.90% per annum) payable only if each reference asset closes at or above its contingent coupon barrier on monthly coupon observation dates. Contingent coupon barriers equal 70% of initial values; barrier values equal 60% of initial values. Initial values: SPX 7,266.99, RTY 2,835.462, NDX 28,508.03. Estimated value on the trade date was $973.40 per $1,000, below the issue price of 100.00%.

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Nomura America Finance, LLC is offering US$4,840,000 of redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of 2.9375% (11.75% per annum equivalent) if each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes are linked to the least performing of the EURO STOXX 50, Russell 2000 and Nasdaq-100, have an initial issue price of 100.00%, an estimated model value of $982.80 per $1,000 on the trade date, a trade date of June 10, 2026, original issue date of June 15, 2026 and a stated maturity of June 14, 2029. At maturity investors receive principal plus the final contingent coupon if the least performing reference asset is at or above its 55.00% barrier; otherwise the cash settlement equals $1,000 plus the least performing reference asset performance, exposing investors to up to 100% principal loss.

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FAQ

How many Nomura Hldgs (NMR) SEC filings are available on StockTitan?

StockTitan tracks 424 SEC filings for Nomura Hldgs (NMR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Nomura Hldgs (NMR)?

The most recent SEC filing for Nomura Hldgs (NMR) was filed on June 17, 2026.