Nuveen Massachusetts muni fund lists VP with no holdings
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMT) filed an initial beneficial ownership report on Form 3 for Parth Doshi.
Rhea-AI Filing Summary
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMT) filed an initial beneficial ownership report on Form 3 for Parth Doshi. Doshi is identified as a VP but is not listed as a director, officer, or ten percent owner for reporting purposes, and no securities positions or transactions are reported in this filing.
Positive
- None.
Negative
- None.
Key Terms
Form 3, ten percent owner, beneficial ownership, reporting person
4 terms
Form 3 regulatory
"filed an initial beneficial ownership report on Form 3 for Parth"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ten percent owner regulatory
"is_ten_percent_owner": 0"
beneficial ownership regulatory
"filed an initial beneficial ownership report on Form 3"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
reporting person regulatory
""reportingPersons": [{"name": "Doshi Parth""
FAQ
What does the Form 3 filing for NMT disclose about Parth Doshi?
The Form 3 identifies Parth Doshi as a reporting person related to NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMT), with the role noted as VP. He is not marked as a director, officer, or ten percent owner, and no holdings or transactions are reported.
Are any NMT securities reported as owned by Parth Doshi on this Form 3?
No. The Form 3 shows no non-derivative or derivative holdings for Parth Doshi. The transaction and holding summaries list zero entries and zero shares for all categories.
Does the NMT Form 3 show any recent insider buying or selling by Parth Doshi?
No. The Form 3 transaction summary shows no buy, sell, acquire, or dispose transactions and a net buy/sell direction of "neutral," indicating no reportable trades in this filing.
Is Parth Doshi considered a ten percent owner of NMT in this filing?
No. The Form 3 explicitly marks the ten percent owner field for Parth Doshi as 0, meaning he is not being reported as owning ten percent or more of NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND’s securities.
Does the NMT Form 3 mention a Rule 10b5-1 trading plan for Parth Doshi?
No. The Form 3 has the Rule 10b5-1 plan indicator as null, and there are no transaction footnotes describing any trading plan, consistent with the absence of reported trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
