New NMT insider: Nuveen Massachusetts fund EVP, Chief Risk & Compliance
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND filed an initial insider ownership statement for executive officer Joseph Castro, who serves as EVP, Chief Risk & Compliance. The provided data show no insider share purchase, sale, acquisition, or disposition transactions reported in this filing.
Positive
- None.
Negative
- None.
FAQ
What does the Form 3 for NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMT) show about Joseph Castro?
The Form 3 identifies Joseph Castro as an executive officer (EVP, Chief Risk & Compliance) of NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND. It serves as his initial insider ownership statement, with no specific share transactions listed in the provided data.
What is Joseph Castro’s role at NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (NMT)?
Joseph Castro is reported as an officer with the title “EVP, Chief Risk & Compliance.” This role indicates a senior position responsible for overseeing risk management and compliance functions at NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND.
Does the NMT Form 3 indicate that Joseph Castro is a 10% owner?
The Form 3 data indicate Joseph Castro is not a 10% owner of NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND. The is_ten_percent_owner field is marked as zero, meaning he is classified only as an officer, not a large beneficial owner.
Are there any footnote disclosures affecting Joseph Castro’s ownership in NMT?
The provided Form 3 data include an empty footnote entry, suggesting no additional explanatory ownership footnotes were supplied in this excerpt. As shown, there are no special disclosures about voting power, indirect holdings, or beneficial ownership disclaimers.